Guotai Junan Securities Co.Ltd(601211)
About Beijing Sinohytec Co.Ltd(688339)
Verification opinions on the listing and circulation of non-public offering shares and restricted shares
Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as ” Guotai Junan Securities Co.Ltd(601211) ” or “sponsor”) as a sponsor of Beijing Sinohytec Co.Ltd(688339) (hereinafter referred to as ” Beijing Sinohytec Co.Ltd(688339) ” or “company”) issuing shares to specific objects through summary procedures in 2021, In accordance with the requirements of relevant normative documents such as the measures for the administration of securities issuance and listing recommendation business, the rules for the listing of shares on the science and Innovation Board of Shanghai Stock Exchange and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation), the listing and circulation of restricted shares of Beijing Sinohytec Co.Ltd(688339) non-public offering shares have been verified. The details are as follows:
1、 Types of restricted shares traded in this listing
According to the reply on approving Beijing Sinohytec Co.Ltd(688339) to issue shares to specific objects for registration (zjxk [2021] No. 2357) issued by China Securities Regulatory Commission on July 9, 2021, the company’s application for issuing 850991 shares to specific objects was approved for registration.
On August 11, 2021, the company completed the procedures of registration and custody of new shares issued this time and restricted sale of shares in Shanghai Branch of China Securities Depository and Clearing Co., Ltd., and the total share capital of the company was changed from 70500000 shares to 71350991 shares.
The type of restricted shares listed and circulated this time is non-public issuance of restricted shares. The total number of shareholders of this part of restricted shares is 4, and the corresponding number of restricted shares is 850991, accounting for 1.19% of the current total share capital of the company. The deadline of the restricted period is February 10, 2022, and the listing and circulation date is February 11, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
After this non-public offering, the total share capital of the company is 71350991 shares. As of the date of issuance of this verification opinion, the total share capital of the company has not been changed.
3、 Relevant commitments of restricted shares circulating in this listing
All four shareholders who applied for lifting the restrictions on the sale of shares promised that the shares subscribed for would not be transferred within 6 months from the date of listing. In addition to the above commitments, the shareholders of restricted shares applying for listing and circulation have no other special commitments.
4、 Restricted shares circulating in this listing
(I) the total number of restricted shares in circulation in this listing is 850991 shares, all of which are issued to specific objects through summary procedures in Beijing Sinohytec Co.Ltd(688339) 2021. The lock-in period is 6 months from the date of listing of these shares.
(II) the listing and circulation date of restricted shares is February 11, 2022.
(III) listing and circulation details of restricted shares
Unit: shares
The name of the sequential holder said that the number of limited sale shares held accounted for the remaining number of restricted sale shares in the company’s listing, the proportion of the company’s total share capital, the number of shares in circulation
1 UBSAG 361,671 0.51% 361,671 0
Weifang BAIC new kinetic energy conversion venture capital
2 fund partnership (limited partnership) 297846 0.42%
3 JP MORGAN CHASEBANK, 127,648 0.18% 127,648 0 NATIONALASSOCIATION
4 MORGAN STANLEY&CO. 63,826 0.09% 63,826 0 INTERNATIONAL PLC.
Total 850991 1 1.19% 850991 0
(IV) listing and circulation of restricted shares
No. type of restricted sales the number of shares in circulation (shares) restricted sales period (month)
1. Non public offering of restricted shares 850991 6
5、 Verification opinions of the recommendation institution
After verification, the sponsor believes that as of the date of issuance of this verification opinion, Beijing Sinohytec Co.Ltd(688339) the holders of restricted shares have strictly fulfilled their commitments made in the company’s non-public offering of shares. The listing and circulation of restricted shares meets the requirements of relevant normative documents such as the Listing Rules of science and Innovation Board of Shanghai Stock Exchange; The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments. The recommendation institution has no objection to Beijing Sinohytec Co.Ltd(688339) the listing and circulation of restricted shares. (there is no text on this page, which is the signature and seal page of Guotai Junan Securities Co.Ltd(601211) verification opinions on the listing and circulation of Beijing Sinohytec Co.Ltd(688339) restricted shares of non-public development banks) sponsor representative:
Ming Yafei, Yang Zhijie
Guotai Junan Securities Co.Ltd(601211) mm / DD / yy
