Anhui Tatfook Technology Co.Ltd(300134) : Anhui Tatfook Technology Co.Ltd(300134) summary of employee stock ownership plan (Draft) in 2022

Securities code: 300134 securities abbreviation: Anhui Tatfook Technology Co.Ltd(300134) Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd. 2022 ESOP (Draft) summary January 2022

statement

The company and all directors and supervisors guarantee that there are no false records, misleading statements or major omissions in the ESOP and its summary, and bear individual and joint legal liabilities for its authenticity, accuracy and completeness.

Risk statement

1、 The company's employee stock ownership plan can be implemented only after it is approved by the company's general meeting of shareholders. There is uncertainty whether the employee stock ownership plan can be approved by the company's general meeting of shareholders.

2、 The specific capital source, contribution proportion and implementation plan of the employee stock ownership plan are preliminary results, and there is uncertainty whether the implementation can be completed.

3、 If the employee's subscription fund is low, there is a risk that the employee stock ownership plan cannot be established; If the subscription funds of employees are insufficient, there is a risk that the employee stock ownership plan is lower than the expected scale.

4、 The company will disclose relevant progress in the future according to the regulations. Please make careful decisions and pay attention to investment risks.

hot tip

I The 2022 ESOP of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd. (hereinafter referred to as " Anhui Tatfook Technology Co.Ltd(300134) " or "the company") is the guidance on the pilot implementation of ESOP by Listed Companies in accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China and the company law The self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM and other relevant laws, administrative regulations, rules and normative documents, as well as the provisions of the articles of association of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd.

2、 The employee stock ownership plan follows the principle of independent decision of the company and voluntary participation of employees, and there is no situation of forced employees to participate in the stock ownership plan such as apportionment and forced distribution.

3、 The participants of the employee stock ownership plan are some directors (excluding independent directors), supervisors, senior managers, core managers, core technical (business) personnel and other key personnel of the company (including subsidiaries and branches, the same below) who play an important role and influence on the overall performance and medium and long-term development of the company. The total number of participants in this stock ownership plan is no more than 280, including 8 directors (excluding independent directors), supervisors and senior managers. The specific number of participants is determined according to the actual contributions of employees.

4、 The total amount of funds to be raised in the current employee stock ownership plan shall not exceed 30853836 yuan, and the final total amount of funds raised shall be subject to the actual total amount of funds raised. The capital source of the employee stock ownership plan is the legal salary of employees, self raised funds and other ways allowed by laws and regulations. The company will not provide advance, guarantee, loan and other financial assistance to the participants in any way.

5、 The share source of this ESOP is Anhui Tatfook Technology Co.Ltd(300134) a ordinary shares repurchased by the company's special account for repurchase. After the ESOP is deliberated and approved by the general meeting of shareholders of the company, the company's shares held in the company's special securities account for repurchase will be obtained through non transaction transfer and other ways permitted by laws and regulations. The total number of shares transferred under the employee stock ownership plan does not exceed 6592700 shares, accounting for 0.86% of the company's current total share capital of 767498006 shares.

6、 After the implementation of the employee stock ownership plan, the total number of shares held by all effective employee stock ownership plans of the company shall not exceed 10% of the total share capital of the company, and the total number of shares corresponding to the share ownership plan held by a single employee shall not exceed 1% of the total share capital of the company. The total number of underlying shares does not include the shares obtained by the holder before the listing of the company's initial public offering, the shares purchased by itself through the secondary market and the shares obtained through equity incentive.

7、 The price of the shares repurchased by the transferee of the employee stock ownership plan is 4.68 yuan / share, which is not less than 50% of the average price of the shares repurchased by the company (9.35 yuan / share).

8、 The duration of the employee stock ownership plan is 48 months, calculated from the date when the company announces the last transfer of the subject stock to the name of the employee stock ownership plan. The subject shares obtained by the employee stock ownership plan are unlocked in three phases. The unlocking time points are 12 months, 24 months and 36 months from the date when the company announces the last transfer of the subject shares to the name of the employee stock ownership plan. The proportion of the subject shares unlocked in each phase is 40%, 30% and 30% respectively. The specific unlocking proportion and quantity of each phase are calculated and determined according to the assessment results of the holders.

The employee stock ownership plan will terminate automatically after the expiration of its duration, or it can be extended before the expiration of its duration. The duration of the employee stock ownership plan can be extended after more than 2 / 3 shares held by the holders attending the shareholders' meeting are agreed and submitted to the board of directors for deliberation and approval.

9、 The holders of the employee stock ownership plan intend to include some directors (excluding independent directors), supervisors and senior managers of the company, and relevant personnel are related to the plan. The above directors, supervisors and senior managers have promised not to hold positions in the Management Committee of the employee stock ownership plan, and voluntarily give up the proposal right and voting right of the meeting of the holders of the employee stock ownership plan. The controlling shareholder and actual controller of the company did not participate in the ESOP. At the same time, the ESOP has not signed a concerted action agreement or arrangement with the controlling shareholder and actual controller of the company. The ESOP does not constitute a concerted action relationship with the controlling shareholders, actual controllers, directors, supervisors and senior managers of the company.

10、 During the duration, the employee stock ownership plan shall be managed by the company itself. The plan establishes a management committee to exercise shareholders' rights on behalf of the holders and carry out daily management of the employee stock ownership plan.

11、 Before implementing the employee stock ownership plan, the company has solicited employees' opinions through the employee congress. After the board of directors of the company deliberates and approves the ESOP, the company will issue a notice of convening the general meeting of shareholders and submit it to the general meeting of shareholders for deliberation. The ESOP can be implemented only after it is approved by the general meeting of shareholders of the company. The shareholders' meeting of the company to review the employee stock ownership plan will adopt the combination of on-site voting and online voting. The company will provide online voting platform to shareholders of the company through the trading system of Shenzhen Stock Exchange and Internet voting system. Shareholders can exercise their voting rights through the above system during online voting time.

12、 The financial and accounting treatment and taxation of the company's implementation of the employee stock ownership plan shall be implemented in accordance with the provisions of relevant financial systems, accounting standards and tax systems. The relevant taxes that employees need to pay due to their participation in the employee stock ownership plan shall be borne by the employees themselves.

13、 The implementation of the employee stock ownership plan will not lead to the company's equity distribution not meeting the requirements of listing conditions.

catalogue

Declare that 1 risk warning 2 special tips 3 chapter I interpretation Chapter II purpose and basic principles of employee stock ownership plan Chapter III determination basis and scope of ESOP holders Chapter IV capital, stock source, scale and purchase price of employee stock ownership plan Chapter V Duration, lock-in period and assessment setting of employee stock ownership plan Chapter VI management mode of employee stock ownership plan Chapter VII asset composition and equity distribution of shareholding plan Chapter VIII change and termination of employee stock ownership plan and disposal of holder's rights and interests Chapter IX Rights and obligations of the company and its holders 27 Chapter X relationship and concerted action relationship of employee stock ownership plan twenty-nine

Chapter I interpretation

In this draft plan, unless the context otherwise requires, the following abbreviations refer to the following meanings: Anhui Tatfook Technology Co.Ltd(300134) , the company, the employee stock ownership plan of the listed company of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd., the employee stock ownership plan of 2022 of this employee stock ownership index Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd., this plan, this draft employee stock ownership plan This plan refers to the 2022 employee stock ownership plan (Draft) of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd

The holder indicates the employees of the company who participate in the employee stock ownership plan

Holder's meeting refers to the meeting of holders of the employee stock ownership plan

Management Committee refers to the Management Committee of the employee stock ownership plan

The underlying stock refers to the A-share common stock of Dafu technology transferred and held by the employee stock ownership plan through legal means

The measures for the administration of employee stock ownership plan refers to the measures for the administration of employee stock ownership plan of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd. in 2022

CSRC refers to the China Securities Regulatory Commission

Shenzhen stock exchange refers to Shenzhen Stock Exchange

China Securities Depository and Clearing Corporation refers to Shenzhen Branch of China Securities Depository and Clearing Corporation Limited

Company Law refers to the company law of the people's Republic of China

Securities Law refers to the securities law of the people's Republic of China

The guiding opinions refer to the guiding opinions on the pilot implementation of ESOP by listed companies

The guidelines for the standardized operation of gem refers to the guidelines for the self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - the standardized operation of companies listed on GEM

The articles of association refers to the articles of association of Anhui Tatfook Technology Co.Ltd(300134) (Anhui) Co., Ltd

Yuan and 10000 yuan refer to RMB yuan and 10000 yuan

Note: any discrepancy between the total amount and the mantissa of the sum of the sub item values in this plan is caused by rounding.

Chapter II purpose and basic principles of employee stock ownership plan

1、 Purpose of employee stock ownership plan

The company has formulated the draft plan in accordance with the provisions of the company law, the securities law, the guiding opinions, the guidelines for the standardized operation of the gem and other relevant laws, administrative regulations, rules, normative documents and the articles of association. The employees of the company voluntarily, legally and legally participate in the ESOP. The implementation of the ESOP aims to establish and improve the benefit sharing mechanism between workers and owners, improve the level of corporate governance, improve the cohesion and competitiveness of employees, mobilize the enthusiasm and creativity of employees, and promote the long-term, sustainable and healthy development of the company.

2、 Basic principles of employee stock ownership plan

(I) principle of legal compliance

The company implements the employee stock ownership plan, performs the procedures in strict accordance with the provisions of laws and administrative regulations, and truly, accurately, completely and timely performs the obligation of information disclosure. No one shall use the employee stock ownership plan to engage in securities fraud such as insider trading and manipulation of the securities market.

(II) principle of voluntary participation

The implementation of the employee stock ownership plan by the company follows the independent decision of the company, and the employees participate voluntarily. The company does not force the employees to participate in the employee stock ownership plan by means of apportionment, forced distribution, etc.

(III) risk bearing principle

The participants of the employee stock ownership plan are responsible for their own profits and losses, bear their own risks and have equal rights and interests with other investors.

Chapter III determination basis and scope of ESOP holders

1、 Determination basis of ESOP holders

(I) legal basis for the determination of the holder

The holder of the ESOP is determined in accordance with the company law, the securities law, the guiding opinions, the guidelines for the standardized operation of the gem and other relevant laws, regulations, normative documents and the relevant provisions of the articles of association. The company's employees participate in the ESOP in accordance with the principles of legal compliance, voluntary participation and risk bearing. All participants must sign labor contracts or labor contracts with the company or its subsidiaries and branches within the duration of the employee stock ownership plan.

(II) job basis determined by the holder

The participants of this ESOP shall meet one of the following criteria:

1. Directors (excluding independent directors), supervisors and senior managers of the company;

2. The company's core management personnel, core technical (business) personnel and other key personnel.

Eligible employees shall participate in the ESOP in accordance with the principles of legal compliance, voluntary participation and risk bearing.

2、 Scope of ESOP holders

The holders of the employee stock ownership plan include some directors (excluding independent directors), supervisors, senior managers, core managers, core technical (business) personnel and other key personnel of the company, with a total of no more than 280.

3、 Verification of ESOP holders

The lawyer employed by the company shall issue legal opinions on whether the qualifications of the participants comply with relevant laws and regulations, the articles of association and the employee stock ownership plan.

4、 List of holders and share distribution of employee stock ownership plan

When the ESOP is established, the total capital does not exceed 30853836 yuan. The "share" is taken as the subscription unit, and each share is 1.00 yuan. The upper limit of the share of the ESOP is 30853836 yuan. The specific number of shares held by the holder of the employee stock ownership plan shall be determined according to the actual contributions of the employees.

The participants of the ESOP are the employees of the company, including 8 directors, supervisors and senior managers of the company who intend to participate in the ESOP, with a total subscription share of no more than 35474400, accounting for 11.4976% of the total share of the ESOP; The total subscription shares of other core managers, core technical (business) personnel and other key personnel shall not exceed 27.306396 million, accounting for 88.5024% of the total share of the employee stock ownership plan.

The list of holders of the employee stock ownership plan and share distribution are as follows:

The upper limit of the shares to be subscribed accounts for the proportion of the shares to be subscribed held by the employee

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