Citic Securities Company Limited(600030) about
Eternal Asia Supply Chain Management Ltd(002183)
Verification opinions on the lifting of restrictions on the sale of some non-public offering of restricted shares
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " and "sponsor") is the sponsor of Eternal Asia Supply Chain Management Ltd(002183) (hereinafter referred to as " Eternal Asia Supply Chain Management Ltd(002183) " and "company") non-public offering of A-Shares (hereinafter referred to as "non-public offering"), In accordance with the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, Checked the guarantee provided by Eternal Asia Supply Chain Management Ltd(002183) for the participating subsidiaries and related party transactions, and issued the following verification opinions: I. relevant information of the company's non-public issuance of restricted shares
According to the reply on approving Eternal Asia Supply Chain Management Ltd(002183) non-public development of shares issued by China Securities Regulatory Commission (zjxk [2021] No. 932), and with the consent of Shenzhen Stock Exchange, Eternal Asia Supply Chain Management Ltd(002183) (hereinafter referred to as "the company" or " Eternal Asia Supply Chain Management Ltd(002183) ") issued 47431122 shares to 16 specific objects at an issue price of 4.69 yuan per share, The total amount of funds raised is RMB 2224519865.68, after deducting the issuance expenses (excluding value-added tax) of RMB 25151461.56, and the net amount of funds raised by the issuer is RMB 2199368404.12, Dahua Certified Public Accountants (special general partnership) verified the availability of the raised funds of the company and issued the capital verification report (Dahua Yan Zi [2021] No. 000489). The non-public offering completed the registration and custody procedures in Shenzhen Branch of China depository and Clearing Co., Ltd. on July 19, 2021, and was listed on Shenzhen Stock Exchange on July 27, 2021. The number of shares issued was 474311272, and the total share capital of the company was changed to 2597009091 after issuance. There are 16 issuers in total. Except that the restricted period of shares subscribed by Shenzhen investment holding Capital Co., Ltd. is 18 months from the date of listing of new shares, the restricted period of shares subscribed by the other 15 issuers is 6 months from the date of listing of new shares, which shall be calculated from July 27, 2021.
2、 Commitments and performance of shareholders applying for lifting restricted shares this time
1. The shareholders applying for lifting the share restriction are: Xu yingzhuang, Shenzhen construction integration Investment Co., Ltd., JPMorgan Chase Bank, nationalassociation, Shenzhen Qianhai Yuehan Asset Management Co., Ltd. - Yuehan Qiheng No. 2 private securities investment fund, Shenzhen Runbo Industry Investment Co., Ltd., Evergrande Life Insurance Co., Ltd. - dividend 2, Gome Co., Ltd., Zhang Yong Chen Jiachun, Shenzhen Xingxing Chuangzhan Technology Co., Ltd., Zhejiang Longyin Investment Management Co., Ltd. - Longyin Zunxiang No. 15 private securities investment fund, Deng Bing, CAITONG Fund Management Co., Ltd., Wang Weize, ubsag.
2. Commitment content
The above-mentioned 15 shareholders promised not to transfer the subscribed shares within six months from the date of the end of Eternal Asia Supply Chain Management Ltd(002183) this issuance (referring to the date of listing of the shares issued this time), and entrusted the board of directors of Eternal Asia Supply Chain Management Ltd(002183) to apply to China Securities Depository and Clearing Corporation Limited Shenzhen Branch for locking the subscribed shares, so as to ensure that the shares held by them will be locked from the date of the end of this issuance, No transfer within six months.
As of the disclosure date of this announcement, the 15 shareholders who applied for lifting the restricted shares have strictly fulfilled the above commitments.
3. None of the shareholders applying for lifting the restrictions on the sale of shares has occupied the funds of the listed company for non-profit, and the company has not provided any illegal guarantee to them.
3、 The listing and circulation arrangement of restricted shares was lifted this time
1. The listing and circulation date of the restricted shares is Friday, January 28, 2022;
2. The number of restricted shares lifted this time is 261091678 shares, accounting for 10.0536% of the total share capital of the company;
3. The number of shareholders applying for lifting the restrictions on the sale of shares this time is 15, corresponding to 26 securities accounts;
4. The details of the lifting of restrictions on the sale and listing of shares are as follows:
Unit: shares
No. total number of restricted shares held by shareholders in full name number of restricted shares lifted this time
1 Wang Weize 1066098
2 Xu yingzhuang 25586353
3 Zhang Yong 10000000
4 Chen Jiachun 1066098 1066098
5 Deng Bing 2132196 2132196
No. total number of restricted shares held by shareholders in full name number of restricted shares lifted this time
6 Gome Electric Appliance Co., Ltd. 21321961
7 Shenzhen Runbo Industrial Investment Co., Ltd. 11727078 11727078
8 Shenzhen Xingxing Chuangzhan Technology Co., Ltd. 42643923 42643923
9 Shenzhen Jianhe Investment Co., Ltd. 42643923 42643923
10 UBS AG 7,637,526 7,637,526
JPMORGAN CHASE
11 BANK,NATIONAL 11,727,078 11,727,078 ASSOCIATION
Evergrande Life Insurance Co., Ltd
12 - Evergrande Life Insurance Co., Ltd. - Branch 63965884 63965884 red 2
CAITONG fund Jianghai Securities Co., Ltd
13 - CAITONG fund Yuquan No. 998 single asset management plan
Shenzhen Qianhai Yuehan Asset Management Co., Ltd
Division 14 - Yuehan Qiheng No. 2 private securities investment fund 13219616
CAITONG Fund - Haitong Securities Company Limited(600837) Co., Ltd
15 company - CAITONG fund Junxiang Jiasheng single 257996 257996 asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG Foundation
16 jinxihu university fixed increment quantitative hedging No. 1 set 257996 257996 asset management plan
CAITONG Fund - Shanghai Yuanliu value growth
No. 3 private securities investment fund CAITONG
17 fund Yuquan 106609 No. 1080 single asset management plan
CAITONG Fund - No. 21 private placement of Shuling enhancement
18. Securities Investment Fund - CAITONG fund Shuling No. 1 213220 213220 single asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG Foundation
19 Jinding incremental arbitrage No. 2 collective asset management 155650 management plan
Zhejiang Longyin Investment Management Co., Ltd. --
20 Longyin Zunxiang No. 15 private securities investment fund 2132196
CAITONG Fund - China Construction Bank Corporation(601939) - CAITONG Foundation
21 Jinding incremental hedging No. 1 collective asset management plan
No. total number of restricted shares held by shareholders in full name number of restricted shares lifted this time
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG Foundation
22 Jinding incremental arbitrage No.1 collective asset management 257996 257996
Management plan
23 CAITONG Fund - Li Zuyuan - CAITONG fund 319829 319829
Chuanpu No. 6 single asset management plan
CAITONG Fund - Caitong Securities Co.Ltd(601108) asset management smart selection
24 fof2020001 single asset management plan 767591 767591
Plan - CAITONG fund Junxiang Yuexi single capital
Production management plan
CAITONG Fund - Zhongtai Securities Co.Ltd(600918) Co., Ltd
25 company - CAITONG fund Yingtai fixed increment 257996 257996
Hedge 1 single asset management plan
CAITONG Fund - Dongxing Securities Corporation Limited(601198) Co., Ltd
26 company - CAITONG fund Dongxing No. 2 single capital 1066098
Production management plan
Note: 1. Among the objects of this non-public offering, CAITONG fund subscribed 4221748 shares in total with its 12 securities accounts.
2. The name, number of shareholders and number of shares of the non-public offering to lift the restricted shares are consistent with those listed in the company's report on the issuance of non-public Development Bank A shares and listing announcement.
4、 Changes in shares
After the lifting of the restricted shares, the changes of the company's shares are as follows:
Before and after this change
Nature of shares number of shares (shares) proportion% (increase / decrease) number of shares (shares) proportion%
1、 Restricted tradable shares
/Non tradable shares 475158822 18.30 -261091678 214067144 8.24
Executive lock up shares 847550 0.03 - 847550 0.03
Restricted shares after IPO 474311272 18.26 - 261091678 2132195994 8.21
2、 Circulation without restrictions 2121850269 81.70
