Securities code: 601838 securities abbreviation: Bank Of Chengdu Co.Ltd(601838) Announcement No.: 2022-002 Bank Of Chengdu Co.Ltd(601838)
Announcement on the listing and circulation of IPO restricted shares
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
● the number of restricted shares listed and circulated this time is 2213146
● the listing and circulation date of restricted shares is February 7, 2022
1、 Types of restricted shares listed this time
With the approval of the reply on Approving the initial public offering of Bank Of Chengdu Co.Ltd(601838) shares (zjxk [2017] No. 2339) issued by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), Bank Of Chengdu Co.Ltd(601838) (hereinafter referred to as the "company" and " Bank Of Chengdu Co.Ltd(601838) ") issued 361225134 RMB common shares (A shares) to the public for the first time, It was listed on the Shanghai Stock Exchange on January 31, 2018. After the initial public offering, the total share capital of the company is 3612251334 shares, including 3251026200 shares with limited sales conditions and 361225134 shares with unlimited sales conditions. The restricted shares listed and circulated this time are the company's initial public offering of restricted shares, totaling 2213146 shares, involving 167 shareholders. The lock-in period is 48 months from the date of listing of the company's shares. This part of restricted shares will expire on January 31, 2022 and be listed and circulated on February 7, 2022.
2、 Changes in the number of share capital of the company since the formation of the restricted shares
Since the formation of the restricted shares, the company has not had any share allotment, conversion of provident fund into share capital and other matters, and the number of share capital of the company has not changed.
3、 Relevant commitments on the listing and circulation of restricted shares
Before the company's initial public offering of a shares, the then directors, supervisors and senior managers holding the company's shares promised not to transfer their Bank Of Chengdu Co.Ltd(601838) shares within 3 years from the date of listing and trading of Bank Of Chengdu Co.Ltd(601838) shares on the stock exchange; After the expiration of the above-mentioned three-year period, the number of shares transferred each year shall not exceed 15% of the total number of Bank Of Chengdu Co.Ltd(601838) shares it holds, and the total number of shares transferred within five years shall not exceed 50% of the total number of Bank Of Chengdu Co.Ltd(601838) shares it holds; Do not transfer the Bank Of Chengdu Co.Ltd(601838) shares held by him within half a year after his resignation.
Before the company's initial public offering of a shares, the close relatives of the then directors, supervisors and senior managers holding the company's shares and other employees holding more than 50000 shares of the company promised not to transfer their Bank Of Chengdu Co.Ltd(601838) shares within 3 years from the date of listing and trading of Bank Of Chengdu Co.Ltd(601838) shares on the stock exchange; After the expiration of the above-mentioned three-year period, the number of shares transferred each year shall not exceed 15% of the total number of Bank Of Chengdu Co.Ltd(601838) shares it holds, and the total number of shares transferred within five years shall not exceed 50% of the total number of Bank Of Chengdu Co.Ltd(601838) shares it holds.
As of the date of this announcement, the holders of restricted shares applying for listing have not fulfilled relevant commitments and affected the listing and circulation of restricted shares.
4、 Occupation of funds by controlling shareholders and their related parties
The company has no funds occupied by controlling shareholders and their related parties.
5、 Verification opinions of intermediary institutions
After verification, the recommendation institution China Securities Co.Ltd(601066) believes that:
Bank Of Chengdu Co.Ltd(601838) the listing and circulation of restricted shares complies with the requirements of relevant laws, regulations and normative documents such as the stock listing rules of Shanghai Stock Exchange and the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 11 - continuous supervision; The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders' commitments; The shareholders who lifted the restrictions on the sale of shares strictly fulfilled their share locking commitments made in the initial public offering of shares; As of the date of issuance of the verification opinions, Bank Of Chengdu Co.Ltd(601838) the information disclosure related to the restricted shares is true, accurate and complete. China Securities Co.Ltd(601066) securities has no objection to the lifting of the ban on the listing and circulation of Bank Of Chengdu Co.Ltd(601838) restricted shares.
6、 Listing and circulation of restricted shares
The number of restricted shares listed and circulated this time is 2213146 shares, accounting for 0.06% of the total share capital of the company;
The listing and circulation date of restricted shares is February 7, 2022;
Listing and circulation details of initial restricted shares:
Unit: shares
Name of shareholder number of shares held with limited sales accounting for the remaining number of shares held with limited sales in the company's current listing
Proportion and quantity of total share capital of the company
Before the company's initial public offering of a shares, he was a director, supervisor and senior manager at that time
Managers and their close relatives, others holding 12541170 0.35% 2213146 10328024
Employees with more than 50000 shares of the company
Note: before the company's initial public offering of a shares, there were a large number of directors, supervisors, senior managers and their close relatives at that time, and other employees holding more than 50000 shares of the company. In order to facilitate investors to read the announcement, they are not listed one by one.
7、 Statement of changes in share capital structure
Unit: shares
Changes before and after the listing
1. Shares held by state-owned legal persons 0
Limited sales conditions 2 Circulating shares held by other domestic legal persons
3. Shares held by domestic natural persons 12541170 - 2213146 10328024
4. Shares held by overseas legal persons 0
The total number of tradable shares with limited sales conditions is 12541170 - 2213146 10328024
No sale conditions A-Shares 3599710164 2213146 3601923310
The total number of tradable shares with unlimited sales conditions is 3599710164 2213146 3601923310
Total shares 3612251334 0 3612251334
8、 Online announcement attachment
Verification opinions of China Securities Co.Ltd(601066) on lifting the ban on the listing and circulation of some restricted shares in Bank Of Chengdu Co.Ltd(601838) initial public offering.
It is hereby announced.
Bank Of Chengdu Co.Ltd(601838) board of directors
January 26, 2022
