Securities code: 688055 securities abbreviation: Infovision Optoelectronics (Kunshan) Co.Ltd(688055) Announcement No.: 2022-009 Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd
Self inspection report on the trading of the company's shares by insiders and incentive objects of the company's restricted stock incentive plan in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as "the company") held the 14th meeting of the first board of directors and the 10th meeting of the first board of supervisors on September 27, 2021, deliberated and adopted the proposal on the company's restricted stock incentive plan (Draft) in 2021 and its summary and other relevant proposals, It was posted on the website of Shanghai Stock Exchange (www.sse. Com. CN.) on September 28, 2021 Relevant announcements were disclosed. In accordance with the measures for the administration of information disclosure of listed companies, the information disclosure management system of the company and relevant internal confidentiality systems, the company has taken sufficient and necessary confidentiality measures for the 2021 restricted stock incentive plan (hereinafter referred to as the "incentive plan") and registered the insiders of the incentive plan. In accordance with the requirements of normative documents such as the measures for the administration of equity incentive of listed companies, the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange, the business guide for information disclosure of listed companies on the science and Innovation Board No. 4 - disclosure of equity incentive information, the company has conducted a self-examination on the trading of shares of the company by insiders and incentive objects of the incentive plan. The details are as follows:
1、 Scope and procedure of verification
1. The objects of this verification are insiders and incentive objects of the incentive plan.
2. Insiders of the incentive plan filled in the registration form of insiders.
3. The company inquired and confirmed with China Securities Depository and Clearing Co., Ltd. Shanghai branch about the purchase and sale of the company's shares in the six months before the initial public disclosure of the incentive plan (i.e. March 27, 2021 to September 27, 2021, hereinafter referred to as the "self inspection period"), The Shanghai Branch of China Securities Depository and Clearing Co., Ltd. issued a written query result.
2、 Description of the purchase and sale of the company's shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by China Securities Depository and Clearing Co., Ltd. Shanghai Branch, during the self inspection of the incentive plan, the incentive object Zhang Qingming bought 400 shares on April 9, 2021, and sold 0 shares in total; The incentive object Yu Weiyun bought 2000 shares in total and sold 3000 shares in total from March 30, 2021 to May 14, 2021; Mao Liang, the incentive object, bought 0 shares and sold 18000 shares on April 7, 2021; Yang Xinzhao, the incentive object, bought 120046 shares and sold 120045 shares from April 26, 2021 to August 13, 2021; The other verification objects did not buy or sell the company's shares during the self inspection period.
According to the company's self-examination, the above four verification objects bought and sold the company's shares during the verification period according to the company's public information and their own judgment on the trading situation of the secondary market. They did not participate in the planning of the incentive plan during the trading period and did not know the relevant insider information before the disclosure of the incentive plan, No one has disclosed the inside information of the incentive plan to them or suggested them to buy and sell the company's shares based on this. There is no case of trading the company's shares by using the inside information.
3、 Conclusion
In the process of planning the incentive plan, the company strictly limited the scope of personnel involved in the planning and discussion in strict accordance with the measures for the administration of information disclosure of listed companies, the information disclosure management system and the internal confidentiality system of relevant companies, timely registered the relevant company personnel and intermediaries exposed to insider information, and took corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found.
After verification, within 6 months before the public disclosure of the draft incentive plan, no insider or incentive object has been found to use the insider information of the company's incentive plan for stock trading or disclose the insider information of the incentive plan. All the acts of the verified objects comply with the provisions of relevant laws and regulations, and there is no insider trading.
It is hereby announced.
Board of directors of Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd
January 26, 2022
