Suzhou Slac Precision Equipment Co.Ltd(300382)
Previous raised funds
Usage assurance report
Notary Tianye Certified Public Accountants (special general partnership)
Gongzheng Tianye Certified PublicAccountants, SGP
China. Jiangsu Wuxi Wuxi Jiangsu . China
Switchboard: 86 (510) 68798988 Tel: 86 (510) 68798988
Fax: 86 (510) 68567788 Fax: 86 (510) 68567788
Email: [email protected]. E-mail： [email protected].
Verification report on the use of the previously raised funds
Sugong w [2022] e1003 Suzhou Slac Precision Equipment Co.Ltd(300382) :
We have accepted the entrustment to verify the attached report on the use of the previously raised funds of Suzhou Slac Precision Equipment Co.Ltd(300382) (hereinafter referred to as “Shrek”) as of September 30, 2021.
1、 Responsibilities of the board of directors
It is the responsibility of the Suzhou Slac Precision Equipment Co.Ltd(300382) board of directors to prepare the report on the use of the previously raised funds in accordance with the provisions on the report on the use of the previously raised funds [2007] No. 500 of the China Securities Regulatory Commission, and ensure that its contents are true, accurate and complete without false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to put forward the assurance conclusion of the report on the use of the previously raised funds prepared by the Suzhou Slac Precision Equipment Co.Ltd(300382) board of directors on the basis of the implementation of the assurance work.
3、 Job overview
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information. The standard requires us to plan and implement assurance work to obtain reasonable assurance about whether there is no material misstatement in the report on the use of the previously raised funds. In the process of assurance, we conducted careful investigation, implemented procedures we considered necessary, including on-site observation and verification of accounting records, and made necessary professional judgment on the materials obtained. We believe that our assurance work provides a reasonable basis for expressing opinions.
4、 Assurance conclusion
We believe that the report on the use of the previously raised funds prepared by the board of directors of Suzhou Slac Precision Equipment Co.Ltd(300382) has been prepared in accordance with the provisions on the report on the use of the previously raised funds [2007] No. 500 of China Securities Regulatory Commission, which truly reflects the actual use of the previously raised funds of Suzhou Slac Precision Equipment Co.Ltd(300382) as of September 30, 2021 in all major aspects.
5、 Restrictions on the users and purposes of the report
This assurance report is only for Suzhou Slac Precision Equipment Co.Ltd(300382) the purpose of issuing shares to specific objects in this application, and shall not be used for any other purpose. We agree that this assurance report, as a necessary document for Suzhou Slac Precision Equipment Co.Ltd(300382) This application to issue shares to specific objects, shall be submitted together with other application materials.
Notarized Tianye certified public accountants China Certified Public Accountants
(special general partnership) (project partner)
Wuxi, China Certified Public Accountant
January 17, 2022
Suzhou Slac Precision Equipment Co.Ltd(300382)
Special report on the use of previously raised funds
According to the provisions on the report on the use of previously raised funds (zjfz [2007] No. 500) issued by the China Securities Regulatory Commission, the report on the use of previously raised funds as of September 30, 2021 prepared by Suzhou Slac Precision Equipment Co.Ltd(300382) (hereinafter referred to as ” Suzhou Slac Precision Equipment Co.Ltd(300382) ” and “the company”) is as follows:
1、 Previous fund raising
(I) amount of funds raised in the previous time and time of funds in place
1. Amount of funds raised by non-public offering of A-Shares and time of funds in place
According to the reply on approving Suzhou Slac Precision Equipment Co.Ltd(300382) non-public development shares (zjxk [2016] No. 1043) issued by the China Securities Regulatory Commission, the company privately issued 7957176 A shares in September 2016, with an issue price of 43.14 yuan / share and a total raised capital of 343272573 yuan. The total issuance cost is 6936026 yuan, and the net amount of raised funds after deducting the issuance cost is 336336547 yuan. The above raised funds were transferred to the designated account (Account No.: 146480017810001) opened by the company in China Merchants Bank Co.Ltd(600036) Suzhou Branch Mudu sub branch on September 5, 2016. Notarial Tianye Certified Public Accountants (special general partnership) has verified the availability of funds for the company’s non-public offering of shares on September 6, 2016, and issued the capital verification report (Sugong w [2016] No. b149). As of September 30, 2021, the company has actually invested 311803400 yuan in the “high-speed digital can printing equipment manufacturing project” and “high-speed precision automatic punch manufacturing project”, permanently supplemented 30.29 million yuan of working capital with the raised funds, and obtained 5.7569 million yuan of net interest income after deducting handling charges, The company has transferred the balance of raised funds from the special account for raised funds to the general account of the company, and the account cancellation procedures of the special account for raised funds have been completed. The company’s investment projects of the funds raised in the previous non-public offering of a shares, “high-speed digital can printing equipment manufacturing project” and “high-speed precision automatic punch manufacturing project” have been completed.
2. The amount of funds raised by issuing convertible corporate bonds to unspecified objects and the time when the funds are in place
On August 27, 2020, according to the reply on Approving the registration of Suzhou Slac Precision Equipment Co.Ltd(300382) issuing convertible corporate bonds to unspecified objects (zjxk [2020] No. 1956) issued by the China Securities Regulatory Commission, 388 million yuan of convertible bonds were issued, with a face value of 100 yuan each, a total of 3.88 million pieces.
The balance of the above raised funds after deducting the underwriting fee of 6.89 million yuan (including tax) from Anxin securities was 381.11 million yuan, which had been deposited into the special storage account of the issuer’s raised funds on September 23, 2020. The total amount of funds raised from the issuance of convertible corporate bonds to unspecified objects, after deducting all issuance expenses including the recommendation and underwriting fee of Anxin securities of RMB 7.5819 million (excluding tax), the actual net amount of funds raised is RMB 380.4181 million. Notarial Tianye Certified Public Accountants (special general partnership) verified the availability of raised funds and issued the capital verification report Sugong w [2020] No. b093.
According to the project plan of issuing convertible corporate bonds to unspecified objects, the company transferred the raised funds of 381110000.00 yuan to two special accounts for raised funds. For the purpose of adding the implementation subject of the raised investment project, Xi’an Suzhou Slac Precision Equipment Co.Ltd(300382) science and Technology Development Co., Ltd., a wholly-owned subsidiary of the company, established a new special fund account on June 29, 2021 and cooperated with Xi’an Suzhou Slac Precision Equipment Co.Ltd(300382) science and Technology Development Co., Ltd Xi’an Branch of qishang Bank Co., Ltd. and the sponsor Anxin Securities Co., Ltd. signed the four party supervision agreement on raised funds to implement the management of special account and special deposit.
As of September 30, 2021, the accumulated use amount and current balance of the raised funds are as follows:
Unit: Yuan
Project amount
The raised funds transferred to the special account on September 23, 2020 were 381110000.00
Less: accumulated use of raised funds 204783358.23
Including: replacement of raised funds invested in advance and self raised funds of 11191831.75
The amount directly invested in the raised investment project is 79142956.23
Permanent supplementary working capital 114448570.25
Less: idle raised funds temporarily replenish working capital by 0.00
Less: cash management with idle raised funds 120000000.00
Less: 691886.80 of issuing expenses
Plus: net interest income deducting handling charges 550424.53
Plus: cash management income from idle raised funds 4868657.66
On September 30, 2021, the balance of the special account for raised funds was 61053837.16
Plus: cash management balance of idle raised funds 120000000.00
As of September 30, 2021, the balance of unused raised funds was 181053837.16
(II) deposit and management of the previously raised funds
In order to standardize the management and use of raised funds and protect the interests of investors, Suzhou Slac Precision Equipment Co.Ltd(300382) has formulated the Suzhou Slac Precision Equipment Co.Ltd(300382) raised funds management system in accordance with the provisions and requirements of the company law, the securities law, the Shenzhen Stock Exchange GEM Listing Rules and other laws and regulations, and in combination with the actual situation of Suzhou Slac Precision Equipment Co.Ltd(300382) , which regulates the storage, approval, use Management and supervision have made clear provisions to ensure the standardized use of raised funds in the system.
1. Deposit and management of funds raised from non-public issuance of a shares
On September 26, 2016, Suzhou Slac Precision Equipment Co.Ltd(300382) signed the tripartite supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Suzhou Branch Mudu sub branch and China Minsheng Banking Corp.Ltd(600016) Suzhou Mudu sub branch of China together with the sponsor Yingda Securities Co., Ltd. for the purpose of non-public issuance of A-shares, Special accounts for raised funds with account numbers of 512902129010703 and 698189395 are opened in China Merchants Bank Co.Ltd(600036) Suzhou Branch Mudu sub branch and China Minsheng Banking Corp.Ltd(600016) Suzhou Mudu sub branch, China respectively. There is no significant difference between the tripartite supervision agreement on raised funds and the model tripartite supervision agreement of Shenzhen Stock Exchange. The company uses the raised funds in accordance with the provisions of the tripartite supervision agreement on raised funds.
As of September 30, 2021, the balance of the company’s special account for non-public offering of A-Shares is as follows:
Unit: Yuan
Remarks on the ending balance of the account number of the deposit bank and the source of raised funds
China Merchants Bank Co.Ltd(600036) Suzhou Branch Mudu sub branch 512902129010703 — closed non-public offering of a shares
China Minsheng Banking Corp.Ltd(600016) Suzhou Mudu sub branch 698189395 — closed non-public offering of a shares
total
