Securities abbreviation: Guangdong Haomei New Materials Co.Ltd(002988) securities code: 002988 Announcement No.: 2022-008 Guangdong Haomei New Materials Co.Ltd(002988)
Public issuance of convertible corporate bonds
Announcement on success rate of online issuance and priority placement results
Sponsor (lead underwriter): Everbright Securities Company Limited(601788)
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Guangdong Haomei New Materials Co.Ltd(002988) (hereinafter referred to as the “issuer”) in accordance with the securities law of the people’s Republic of China, the measures for the administration of securities issuance of listed companies, the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as the “implementation rules”) and Issuance of convertible corporate bonds (hereinafter referred to as “convertible bonds”) in accordance with the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – business handling (SZS [2022] No. 26) and other relevant provisions.
The convertible bonds issued this time shall be placed preferentially to the original shareholders of the issuer registered with China Securities Depository and Clearing Co., Ltd. Shenzhen Branch (hereinafter referred to as “CSDCC Shenzhen Branch”) after the closing of the market on the equity registration date (January 21, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors who participate in online subscription application should carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) The promulgated implementation rules.
Important tips on the issuance process, subscription, payment and disposal of investors’ abandonment of purchase of convertible bonds are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital delivery in accordance with the announcement on the winning number of Guangdong Haomei New Materials Co.Ltd(002988) public issuance of convertible corporate bonds, so as to ensure that their capital account will have sufficient subscription funds on January 26 (T + 2) 2022. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed to give up the relevant provisions of Shenzhen Branch, and the minimum unit to give up the subscription is 1 piece. The part that online investors give up subscription shall be underwritten by the lead underwriter.
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, the issuer and the lead underwriter will negotiate whether to take measures to suspend the issuance and report to the CSRC in time. If the issuance is suspended, the reasons for the suspension and subsequent arrangements will be disclosed.
When the issuance is suspended, the online investors’ winning convertible bonds are invalid and not registered in the name of the investors.
The part of the subscription amount of this issuance less than 824 million yuan shall be underwritten by the lead underwriter. The underwriting base is 824 million yuan. The lead underwriter determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the lead underwriter shall not exceed 30% of the total amount of this issuance, that is, in principle, the maximum underwriting amount is 247.2 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the lead underwriter will start the internal underwriting risk assessment procedure and communicate with the issuer: if it is determined to continue to perform the issuance procedure, the final underwriting ratio will be adjusted; If it is determined to take measures to suspend the issuance, it will timely report to the CSRC, announce the reasons for suspending the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If an online investor has won three lots but failed to pay in full within 12 consecutive months, it shall not participate in the subscription of online new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within six months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Guangdong Haomei New Materials Co.Ltd(002988) the public offering of 824 million yuan of convertible corporate bonds (hereinafter referred to as “Haomei convertible bonds”) has ended on January 24, 2022. The results of the issuance and purchase of Haomei convertible bonds are hereby announced as follows:
1、 General situation
Haomei convertible bonds issued this time are 824 million yuan (8.24 million in total), and the issue price is 100 yuan / piece. The priority placement date and online issuance date of the original shareholders are January 24, 2022 (t day).
2、 Priority placement results of original shareholders
The original shareholders gave priority to placing Haomei convertible bonds totaling 657444100 yuan, or 6574441, accounting for 79.79% of the total issued this time.
1. Priority placement results of original shareholders who cannot be placed through the exchange system due to special reasons
The effective subscription amount of the original shareholders who cannot be placed through the exchange system due to special reasons of the issuer is 207812800 yuan (2078128 pieces); The total amount of Haomei convertible bonds finally placed to the above original shareholders is 207812800 yuan (2078128 pieces), accounting for 25.22% of the total issuance, as shown below:
Serial number securities account name effective subscription quantity (piece) actual allocated quantity (piece)
1 Nanjin trading company 2078128 2078128
Total 2078128
2. Priority placement results of other original shareholders
According to the online priority placement data provided by Shenzhen Stock Exchange, the final priority placement of Haomei convertible bonds to other original shareholders of the issuer was 449631300 yuan (4496313), accounting for 54.57% of the total issuance.
3、 Online subscription results and successful issuance rate of social public investors
The total amount of Haomei convertible bonds issued online to public investors is 166555000 yuan, or 1665550, accounting for 20.21% of the total issuance, and the online winning rate is 0.0015482983%.
According to the online subscription information provided by the Shenzhen Stock Exchange, the number of effective subscriptions issued online to public investors is 107572935520, the total number of allotments is 10757293552, and the starting and ending numbers are 00000000000 1 ~ 010757293552.
The issuer and the recommendation institution (lead underwriter) will organize the listing on January 25, 2022 (T + 1)
The lottery results will be announced on cninfo.com on January 26, 2022 (T + 2)（ http://www.cn.info.com.cn. ）Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds according to the winning lot number. Each winning lot number can only buy 10 Haomei convertible bonds (i.e. 1000 yuan).
4、 Placement results
Category effective subscription quantity (piece) actual allocation quantity (piece) winning rate / allocation proportion
Failure to pass 2078128 due to special reasons 2078128 100%
Original shareholders of placement in the exchange system
Other original shareholders 4496313 100%
Online social public investors 107572935520 1665550 0.0015482983%
Total 107579509961 8239991-
Note: according to the announcement on the issuance of Guangdong Haomei New Materials Co.Ltd(002988) public issuance of convertible corporate bonds, each one is a subscription unit for priority placement to the original shareholders, and each 10 online subscription is a subscription unit. Therefore, the balance of 9 is underwritten by the lead underwriter.
5、 Time to market
The listing time of Haomei convertible bonds issued this time will be announced separately.
6、 Documents for future reference
For general information about this offering, investors are invited to consult the announcement on the issuance of Guangdong Haomei New Materials Co.Ltd(002988) convertible corporate bonds published in the securities times, Shanghai Securities News, China Securities News and Securities Daily on January 20, 2022 (T-2). Investors can also go to cninfo.com（ http://www.cn.info.com.cn. ）Consult the full text of the prospectus and relevant materials related to the offering. 7、 Contact information
1. Issuer: Guangdong Haomei New Materials Co.Ltd(002988)
Address: Taiji industrial city, Qingyuan high tech Industrial Development Zone
Contact: Chen Tao
Tel: 0763-3699085
2. Sponsor (lead underwriter): Everbright Securities Company Limited(601788)
Address: No. 1508, Xinzha Road, Jing’an District, Shanghai
Contact: equity capital market department Tel: 021-52523613
Issuer: Guangdong Haomei New Materials Co.Ltd(002988) sponsor (lead underwriter): Everbright Securities Company Limited(601788) January 25, 2022
Issuer: Guangdong Haomei New Materials Co.Ltd(002988) mm / DD / yyyy (there is no text on this page, which is the seal page of Guangdong Haomei New Materials Co.Ltd(002988) announcement on success rate of online issuance of convertible corporate bonds to unspecified objects and priority placement results)
Sponsor (lead underwriter): Everbright Securities Company Limited(601788) mm / DD / yy
