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Zhengzhou Coal Mining Machinery Group Company Limited Zhengzhou Coal Mining Machinery Group Co.Ltd(601717)
(a joint stock limited company incorporated in the people's Republic of China)
(Stock Code: 00564)
Disclosable transactions
Establish asset management plan
The board of directors of Zhengzhou Coal Mining Machinery Group Co., Ltd. ("the company") is pleased to announce that on January 17, 2022, the company and Zhongtai securities entered into an asset management contract for asset management plan ("this transaction") at a price of RMB 500 million ("financial product No. 4").
On September 27, 2021, the company entered into an asset management contract for an asset management plan with Zhongtai securities at a price of RMB 50 million ("financial product No. 3"). On August 13, 2021, the company entered into an asset management contract for an asset management plan with Zhongtai securities at a price of RMB 100 million ("financial product No. 2"). On January 18, 2021, the company entered into an asset management contract for an asset management plan with Zhongtai securities at a price of RMB 400 million ("financial product No. 1") (the three subscription items are collectively referred to as the "previous transaction").
According to Article 14.22 of the listing rules, this transaction shall be calculated together with the previous transaction. During the 12-month period, the total subscription amount of financial products 1, 2, 3 and 4 was RMB 1050 million. Since the applicable percentage rate of the total subscription amount (as defined in article 14.07 of the Listing Rules) exceeds 5% but is less than 25%, according to the relevant provisions of Chapter 14 of the listing rules, this transaction constitutes a disclosable transaction of the company, and shall comply with the notification and public notification requirements under the listing rules, However, it is exempted from the requirements of shareholder approval.
Subscription matters
1. Subscription of financial product No. 4
Date: January 17, 2022
Term: January 17, 2022 to January 17, 2023
The contracting party is the company as the asset principal, Zhongtai securities as the asset manager and CITIC Securities as the asset custodian.
To the knowledge, knowledge and belief of the directors, Zhongtai securities, CITIC Securities and their ultimate beneficial owners are independent third parties of the company.
Product type fixed income single asset management plan
Product value: RMB 500 million
The main investment direction of the product is creditor's rights assets
The expected rate of return of the product is 5.34%
The liabilities of the assets under the asset management plan shall be borne by the custodian and disposal of the assets under the asset management plan, and the asset trustor shall be liable for the liabilities of the assets under the asset management plan to the extent of its capital contribution. The asset management plan property is independent of the inherent property of the asset manager and asset custodian, and other property managed by the asset manager and entrusted by the asset custodian. The asset manager and asset custodian shall not classify the entrusted property as their inherent property. The property and income obtained by the asset manager and asset custodian due to the management, application or other circumstances of the property of the asset management plan shall be included in the property of the asset management plan. The asset manager and asset custodian may charge management fees, custody fees, performance remuneration (if any) and other fees agreed in the contract, and bear legal liability with their own property, Its creditors may not exercise the right to request freezing, seizure or other rights over the entrusted property.
If the asset manager or asset custodian is liquidated due to dissolution, cancellation or bankruptcy according to law, the property of the asset management plan does not belong to its liquidation property. The creditor's rights arising from the assets of the asset management plan shall not offset the debts not belonging to the assets of the asset management plan itself. The asset manager and asset custodian shall not claim their creditors to enforce the entrusted property for the debts not borne by the asset management plan property itself. When the above creditors claim rights to the assets of the asset management plan, the asset manager and asset custodian shall clearly inform the independence of the assets of the asset management plan, take reasonable measures and timely notify the asset client.
2. Subscription of financial product No. 3
Date: September 27, 2021
Term: September 27, 2021 to September 27, 2022
The contracting party is the company as the asset trustor, Zhongtai securities as the asset manager and CITIC Securities as the asset custodian.
To the knowledge, knowledge and belief of the directors, Zhongtai Securities Co.Ltd(600918) , Citic Securities Company Limited(600030) and their ultimate beneficial owners are independent third parties of the company. Product type fixed income single asset management plan
Product amount: RMB 50 million
The main investment direction of the product is creditor's rights assets
The expected rate of return of the product is 5.34%
The custody and disposal itself shall be liable, and the asset trustor shall be liable for the debts of the assets of the asset management plan to the extent of its capital contribution. The property of the asset management plan is independent of the inherent property of the asset manager and the asset custodian, as well as other property managed by the asset manager and entrusted by the asset custodian. The asset manager and asset custodian shall not classify the entrusted property as their inherent property. The property and income obtained by the asset manager and asset custodian due to the management, application or other circumstances of the property of the asset management plan shall be included in the property of the asset management plan. The asset manager and asset custodian may collect management fees, custody fees, performance remuneration (if any) and other fees agreed in the contract, and bear legal liability with their own property, Its creditors may not exercise the right to request freezing, seizure or other rights over the entrusted property. If the asset manager or asset custodian is liquidated due to dissolution, cancellation or bankruptcy according to law, the property of the asset management plan does not belong to its liquidation property. The creditor's rights arising from the assets of the asset management plan shall not offset the debts not belonging to the assets of the asset management plan itself. Non asset management plan
