Verification opinions
Huatai United Securities Co., Ltd
About Medprin Regenerative Medical Technologies Co.Ltd(301033)
Verification opinions on the listing and circulation of offline placement restricted shares in the initial public offering
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” or “sponsor”) is a sponsor of Medprin Regenerative Medical Technologies Co.Ltd(301033) (hereinafter referred to as ” Medprin Regenerative Medical Technologies Co.Ltd(301033) ” or “company”) for initial public offering and listing on the gem, In accordance with the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of gem shares of Shenzhen Stock Exchange, the guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 – recommendation business and other relevant provisions, the listing and circulation of restricted shares held by the holders of offline placement restricted shares in Medprin Regenerative Medical Technologies Co.Ltd(301033) initial public offering has been verified, The details are as follows: I. IPO of offline placement shares
According to the reply on Approving the registration of Medprin Regenerative Medical Technologies Co.Ltd(301033) initial public offering of shares issued by China Securities Regulatory Commission (zjxk [2021] No. 1963), and with the consent of Shenzhen Stock Exchange, the company issued 16515766 RMB common shares (A shares) for the first time and was listed on the gem of Shenzhen Stock Exchange on July 26, 2021. The total share capital of the company before the initial public offering was 49547185 shares, and after the initial public offering was 66062951 shares, including 51969248 shares with limited sales conditions, accounting for 78.6663% of the total share capital of the company; There are 14093703 tradable shares without sale conditions, accounting for 21.3337% of the total share capital of the company.
The restricted shares listed and circulated this time are the offline placement restricted shares of the company’s initial public offering. The restricted period is 6 months from the date of listing of the company’s shares. This part of the restricted shares totals 770487 shares, accounting for 1.1663% of the total share capital of the company after issuance. It will expire and be listed and circulated on January 26, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The restricted shares listed and circulated this time belong to the offline placement restricted shares of the company’s initial public offering. Since the formation of the restricted shares of the company’s initial public offering, the company has not changed the number of share capital due to profit distribution, conversion of accumulation fund, etc.
3、 Implementation of commitments by shareholders applying for lifting share restrictions
Verification opinions
(I) application for lifting the commitment of restricted shareholders
According to the company’s announcement on initial public offering and listing on GEM, this application is terminated
Offline issuing investors with restricted shares are subject to the following restrictions:
“The offline issuance adopts the proportional sales restriction method, and the offline investors shall promise the number of shares they are allocated
The sales restriction period of 10% (rounded up) of the amount is 6 months from the date of the issuer’s initial public offering and listing
Months. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely since this issuance
It can be circulated from the date of listing and trading on Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, which starts from this issuance
The bank’s shares shall be calculated from the date of listing and trading on the Shenzhen Stock Exchange. In this offering, the proportion of shares under the Internet is limited to 6 months
The number of shares is 770487, accounting for 1.17% of the total share capital after issuance. ” (Note: the aforesaid restricted shares
Proportion of the amount in the total share capital after issuance (4 decimal places (1.1663%)
In addition to the above commitments, the shareholders of offline placement restricted shares applying for listing and circulation have no other special commitments,
There is no situation that the non performance of relevant commitments affects the listing and circulation of restricted shares.
(II) performance of share locking commitment
As of the disclosure date of this announcement, the shareholders holding the company’s offline placement restricted shares have strictly complied with the restrictions during the restricted sale period
As for the above commitments, there is no situation that the non performance of relevant commitments affects the listing and circulation of restricted shares.
The shareholders applying for lifting the restrictions on sales do not occupy the funds of the listed company for non operating purposes, and the company
The above shareholders have no illegal guarantee.
4、 The listing and circulation arrangement of restricted shares is lifted this time
(I) the number of restricted shares released this time is 770487 shares, accounting for 1.1663% of the total share capital of the company;
(II) the listing and circulation date of the shares subject to the lifting of restrictions is Wednesday, January 26, 2022;
(III) the number of shareholders whose restrictions on sales are lifted this time is 9140;
(IV) the details of the lifting of restrictions on the sale and listing of shares are as follows:
Unit: shares
Sequence restricted shares type proportion of restricted shares held in total share capital number of remaining restricted shares number of sales cases
1 initial public offering offline placement of restricted shares 770487 1.1663% 770487 0
Note: the restricted shares are not pledged or frozen this time; None of the shareholders of the company who lifted the restricted shares this time
Verification opinions
Dong is also a director, supervisor or senior manager of the company, and no shareholder is a former director, supervisor or senior manager of the company
And the employee has left the company for less than half a year.
5、 Changes in share capital structure before and after the release of restricted shares for listing and circulation
Before and after this change
Nature of shares proportion of number of shares (%) increase proportion of number of shares (%) (shares)
1、 Shares with limited sales conditions 51969248 78.6663 – 770487 51198761 77.5000
Including: restricted shares 49547185 75.0000 — 49547185 75.0000 before the initial offering
Restricted shares after IPO 770487 1.1663 – 770487 —
Restricted shares 1651576 2.5000 — 1651576 2.5000 can be lent after the IPO
2、 Shares with unlimited sales conditions 14093703 21.3337 770487 14864190 22.5000
3、 Total share capital 66062951 100.0000 — 66062951 100.0000
Note 1: the above data shall be subject to the final handling result of China Securities Depository and Clearing Co., Ltd. Shenzhen Branch.
Note 2: the “proportion” in this table is the result after rounding to four decimal places.
Upon verification by the sponsor, the number of the above restricted shares and the time of listing and circulation are in line with the requirements
Requirements of relevant regulations.
6、 Verification opinions of the recommendation institution
Huatai United Securities, the sponsor, issued the company’s initial public offering of offline placement restricted shares for listing and circulation
The verification opinions are as follows:
After verification, Huatai United Securities believes that the number of restricted shares lifted this time and the listing and circulation time are inconsistent
Comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholder commitments. The flow of this limited sale condition
The application for lifting the ban on through shares complies with relevant regulations, and the information disclosure related to the restricted shares of the company is true, accurate and reliable
Complete. The sponsor has no objection to Medprin Regenerative Medical Technologies Co.Ltd(301033) the listing and circulation of restricted shares.
Verification opinions
(there is no text on this page, which is the signature page of the verification opinions of Huatai United Securities Co., Ltd. on the listing and circulation of Medprin Regenerative Medical Technologies Co.Ltd(301033) initial public offering offline placement restricted shares)
Sponsor representative (signature):
Liu Kai, Zhang Guanfeng
Huatai United Securities Co., Ltd. (official seal) date:
