Securities code: 300778 securities abbreviation: Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) Announcement No.: 2022-009 Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778)
Issue convertible corporate bonds to unspecified objects
Announcement on success rate of online issuance and priority placement results
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
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Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) (hereinafter referred to as the "issuer") and the recommendation institution (lead underwriter) Haitong Securities Company Limited(600837) (hereinafter referred to as the "recommendation institution (lead underwriter)" or " Haitong Securities Company Limited(600837) ") in accordance with the securities law of the people's Republic of China and the measures for the Administration of securities issuance and underwriting (CSRC order [No. 144]) Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (order [No. 168] of the CSRC) Detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as "detailed rules") and "section III issuance of convertible corporate bonds to unspecified objects" of "Chapter III refinancing and M & a reorganization" of "self regulatory guide for GEM listed companies of Shenzhen Stock Exchange No. 1 - business handling" And other relevant provisions to issue convertible corporate bonds (hereinafter referred to as "convertible bonds") to unspecified objects.
The convertible bonds issued this time shall be placed preferentially to the original shareholders registered in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited (hereinafter referred to as "Shenzhen Branch of China Securities Depository and Clearing Corporation" or "registration company") after the closing of the market on the equity registration date of the issuer, The balance after the preferential placement of the original shareholders (including the part abandoned by the original shareholders) is priced and issued to public investors through the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"). Investors participating in online subscription shall carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) Promulgated implementation rules.
The main issues in the issuance process, subscription, payment and other links of this issuance are as follows. Please pay attention to:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement of online winning results of issuing convertible corporate bonds to unspecified objects Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) , so as to ensure that their capital account will eventually have sufficient subscription funds on January 25 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor's subscription fund is insufficient, the insufficient part shall be deemed as abandoning the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and paid by online investors is less than 70% of the number of this issuance, the issuer and the lead underwriter will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in time. If the issuance is suspended, announce the reasons for the suspension and restart the issuance at the right time.
The issuance of convertible corporate bonds to unspecified objects is underwritten by the sponsor (lead underwriter) in the form of balance underwriting. The part of the subscription amount of this issuance less than 460 million yuan is underwritten by the lead underwriter. The underwriting base is 460 million yuan. In principle, the underwriting proportion of the lead underwriter shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 138 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the lead underwriter will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer. If it is determined to continue to perform the issuance procedures, the recommendation institution (lead underwriter) will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the recommendation institution (lead underwriter) and the issuer will timely report to the Shenzhen Stock Exchange, announce the reasons for suspending the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If the investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, he shall not participate in the subscription of new shares, depositary receipts, convertible bonds and exchangeable bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by the investor as a unit. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of its securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the "account holder's name" and "valid identity document number" in the securities account registration data are the same, statistics shall be made according to different investors.
The issuer's online subscription for issuing 460 million yuan of convertible corporate bonds (hereinafter referred to as "urban convertible bonds") to unspecified objects has ended on January 21, 2022. According to the online subscription, the issuer and the recommendation institution (lead underwriter) hereby announce the subscription results of this urban convertible bond issuance as follows (once published, this announcement shall be deemed to serve the allocated information to all investors participating in the subscription):
1、 General situation
The issue of urban convertible bonds is 460 million yuan (4.6 million pieces in total), the issue price is 100 yuan / piece, and the issue date is January 21, 2022 (t day).
2、 Priority placement results of original shareholders
The original shareholders gave priority to placing urban convertible bonds totaling 411167000 yuan (4111670 pieces), accounting for 89.38% of the total issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total amount of urban convertible bonds issued online to public investors finally determined in this issuance is 48833000 yuan (488330 pieces), accounting for 10.62% of the total issuance, and the online winning rate is 0.0004898785%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of valid subscriptions issued online to public investors is 99683883150, the total number of allotments is 9968388315, and the starting and ending numbers are 00000000000 1-009968388315.
The issuer and the recommendation institution (lead underwriter) will organize a lottery ceremony on January 24, 2022 (T + 1), and the lottery results will be posted on cninfo (www.cn. Info. Com. CN.) on January 25, 2022 (T + 2) Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only purchase 10 (i.e. 1000 yuan) urban convertible bonds.
The placement results of this offering are as follows:
Category effective subscription quantity (piece) actual allocated quantity (piece) winning rate
Original shareholder 4111670 4111670 100%
Online social public investors 99683883150 488330 0.0004898785%
Total 99687994820 4600000-
4、 Time to market
The listing time of the issued urban convertible bonds will be announced separately.
5、 Documents for future reference and contact information
For the general information of this offering, investors are invited to refer to the suggestive announcement of Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) prospectus for issuing convertible corporate bonds to unspecified objects published in the securities times on January 19, 2022. Investors can also go to http://www.cn.info.com.cn Query the full text of the prospectus and relevant information about the offering.
6、 Issuer, sponsor and lead underwriter
1. Issuer: Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778)
Office address: 10th floor, Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) building, No. 39, Qinglin Middle Road, central city, Longgang District, Shenzhen
Tel: 0755-33283211
Contact: Xiao Jingyu
2. Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
Legal representative: Zhou Jie
Address: No. 689, Guangdong Road, Shanghai
Contact: capital market department
Tel: 021-23219622, 021-23219496
Issuer: Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) sponsor (lead underwriter): Haitong Securities Company Limited(600837) January 24, 2022 (there is no text on this page, which is the seal page of Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) issuing convertible corporate bonds to unspecified objects)
Issuer: Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on the success rate and priority placement results of Shenzhen New Land Tool Planning &Architectural Design Co.Ltd(300778) online issuance of convertible corporate bonds to unspecified objects)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy
