Securities code: 688628 securities abbreviation: Uni-Trend Technology ( China) Co.Ltd(688628) Announcement No.: 2022-008 Uni-Trend Technology ( China) Co.Ltd(688628)
Announcement on the listing and circulation of some restricted shares in the initial public offering
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of the announcement, and bear legal liabilities for the authenticity, accuracy and completeness of the contents according to law.
Important content tips:
The number of restricted shares in circulation this time is 12480000
The listing and circulation date is February 7, 2022
1、 Types of restricted shares traded in this listing
According to the reply on Approving the registration of Uni-Trend Technology ( China) Co.Ltd(688628) initial public offering (zjxk [2020] No. 3663) issued by China Securities Regulatory Commission (hereinafter referred to as "CSRC") on December 29, 2020, we agree to the application for registration of the company's initial public offering. The company was approved to issue 2750000 ordinary shares in RMB to the public and was listed on the science and Innovation Board of Shanghai Stock Exchange on February 1, 2021. After the issuance, the total share capital was 110000000 shares, including 84989380 tradable shares with limited sales conditions, accounting for 77.26% of the total share capital of the company; There are 25010620 tradable shares without restrictions. Accounting for 22.74% of the total share capital of the company. For details, please refer to the website of Shanghai Stock Exchange (www.sse. Com. CN.) published by the company on January 29, 2021 Announcement on the listing of Uni-Trend Technology ( China) Co.Ltd(688628) initial public offering of shares on the science and innovation board.
The restricted shares circulated in this listing are part of the restricted shares issued by the company in the initial public offering, involving 6 shareholders. The restricted period is 12 months from the date of listing of the company's shares. The total number of restricted shares is 12480000 shares, accounting for 11.34% of the total share capital of the company. This part of restricted shares will be listed and circulated from February 7, 2022 (since February 1, 2022 is a non trading day, the listing and circulation date will be postponed to February 7, 2022).
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The restricted shares circulating in this listing are the restricted shares issued by the company for the first time. Since the formation of restricted shares in the company's initial public offering, there has been no change in the number of share capital due to profit distribution and conversion of provident fund into share capital.
3、 Relevant commitments of restricted shares circulating in this listing
According to the company's prospectus for initial public offering and listing on the science and innovation board and other documents, the shareholders applying for lifting the restrictions on the sale of shares make the following commitments on the listing and circulation of the restricted shares they hold:
(I) commitment of Shenzhen Zonglian Lianchuang Investment Management Co., Ltd. - Qingdao Zonglian optimization No. 1 private equity investment fund partnership (limited partnership)
1. Commitment to share lock up period
"With regard to the shares held by the enterprise that have been issued before the issuer's current offering and listing, within one year from the date when the issuer's shares are listed on the Shanghai Stock Exchange, the enterprise will not transfer or entrust others to manage the shares directly and indirectly held by the enterprise that have been issued before the issuer's current offering and listing, nor will the issuer repurchase such shares." 2. Commitment on shareholding intention and reduction intention
"1. After the lock up period of the issuer's shares held by the enterprise expires, if the enterprise intends to reduce the issuer's shares, it will strictly abide by relevant laws, administrative regulations, departmental rules and relevant provisions of Shanghai Stock Exchange on shareholder reduction, and carefully formulate the stock reduction plan in combination with the needs of the issuer's stable share price, daily operation and capital operation;
2. The number, proportion, amount and method of reducing the issuer's shares will strictly comply with the commitments made by the enterprise in the issuance and listing and the provisions of the regulatory authority;
3. If the enterprise reduces its holdings in violation of the above commitments, the income from reducing its holdings of the issuer's shares shall belong to the issuer. "
(II) Guangdong Jiahong Equity Investment Management Co., Ltd., Beijing Shanhui International Investment Management Co., Ltd. - Changshu Suyu Haichuang venture capital partnership (limited partnership), Guangdong Guanshang Qingda equity investment partnership (limited partnership), Beijing Jiahua Huijin Investment Management Co., Ltd. - Dinghan equity investment partnership (limited partnership) in Ningbo Meishan free trade port area Dongguan Jinghua Zhida equity investment partnership (limited partnership) promises:
"With regard to the shares held by the enterprise that have been issued before the issuer's current offering and listing, the enterprise will not transfer or entrust others to manage the shares directly and indirectly held by the enterprise that have been issued before the issuer's current offering and listing, nor will the issuer buy back these shares within one year from the date of the issuer's shares being listed on the Shanghai Stock Exchange." In addition to the above commitments, the shareholders of restricted shares applying for listing and circulation have no other special commitments.
As of the disclosure date of this announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares.
4、 Verification opinions of intermediary institutions
After verification, the recommendation institution China Greatwall Securities Co.Ltd(002939) (hereinafter referred to as " China Greatwall Securities Co.Ltd(002939) ") believes that:
Uni-Trend Technology ( China) Co.Ltd(688628) the listing and circulation of restricted shares meets the requirements of relevant laws, regulations and normative documents such as the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange; The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders' commitments; As of the date of issuance of this verification opinion, Uni-Trend Technology ( China) Co.Ltd(688628) the information disclosure related to the restricted shares is true, accurate and complete.
In conclusion, China Greatwall Securities Co.Ltd(002939) has no objection to Uni-Trend Technology ( China) Co.Ltd(688628) the lifting of the ban on the listing and circulation of restricted shares.
5、 Restricted shares circulating in this listing
(I) the number of restricted shares for offline placement and circulation in this listing is 12480000 shares, accounting for 11.34% of the total share capital of the company.
(II) the listing and circulation date of the offline placement restricted shares is February 7, 2022
(III) listing and circulation details of initial restricted shares
Name of shareholders holding limited sale shares in sequence and the remaining number of restricted sale shares
Number of shares (shares) number of shares in this proportion (shares)
(shares)
Shenzhen zonglianchuang Investment Management Co., Ltd
1 Co., Ltd. - Qingdao zonglianyou 5680000 5.16%
Select No. 1 private equity investment base
Gold partnership (limited partnership)
2 Guangdong Jiahong equity investment management 2840000
2.58% 0
limited company
Beijing Shanhui International Investment Management Co., Ltd
Co., Ltd. - Changshu suyuhai 1420000 1.29% 1420000
3 0
Venture capital partnership (if any)
Limited partnership)
Guangdong Guanshang Qingda equity investment 1420000 1.29%
4 0
Partnership (limited partnership)
Beijing Jiahua Huijin Investment Management 710000 0.65% 710000
5 0
Ningbo meishanbao Co., Ltd
Tax port Dinghan Equity Investment Co., Ltd
Partnership (limited partnership)
Dongguan Jinghua Zhida Equity Investment Co., Ltd. 410000 0.37%
60 capital partnership (limited partnership)
Total 12480000 11.34%
Note: 1. The proportion of restricted shares held in the total share capital of the company shall be rounded to two decimal places;
2. The discrepancy between the total number and the mantissa of the sum of the sub item values is caused by rounding.
(IV) listing and circulation of restricted shares
No. type of restricted shares number of shares in circulation (shares) restricted period (month)
1 initial restricted shares 12480000 12
Total 12480000-
6、 Online announcement attachment
Verification opinions of China Greatwall Securities Co.Ltd(002939) on the listing and circulation of Uni-Trend Technology ( China) Co.Ltd(688628) initial public offering offline placement restricted shares
It is hereby announced.
Uni-Trend Technology ( China) Co.Ltd(688628) board of directors January 22, 2022
