China Securities Co.Ltd(601066)
about
Shanghai Hiuv New Materials Co.Ltd(688680) issue convertible corporate bonds to unspecified objects
And listed on the scientific innovation board
of
Issuance recommendation
Sponsor
January 2002
Statement of recommendation institution and recommendation representative
China Securities Co.Ltd(601066) and the sponsor representatives of the project, Shen Qian and Li Pengfei, are honest, trustworthy, diligent and responsible in accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China and other relevant laws and regulations, the relevant provisions of the CSRC and the relevant business rules of the Shanghai Stock Exchange, and in strict accordance with the business rules formulated according to law The issuance recommendation letter is issued in accordance with the industry practice norms and ethical standards, and the authenticity, accuracy and completeness of the issuance recommendation letter are guaranteed.
catalogue
interpretation...... Section 1 basic information of this securities issuance 4 I. The sponsor representative specifically responsible for the recommendation of this securities issuance 4 II. Co sponsors of the securities issuance project and other members of the project team 4 III. basic information of the issuer 6 IV. description of the relationship between the sponsor and the issuer 6 v. internal audit procedures and core opinions of the recommendation institution Vi. verification of private investment fund filing by the sponsor Section 2 commitments of the sponsor Section III verification of paid employment of third-party institutions and individuals 10 I. verification of the sponsor's paid employment of a third party and other related acts 10 II. Verification of the issuer's paid employment of a third party and other related acts 10 section IV recommendations for this offering 11 I. the decision-making procedure of the Issuer on this issuance is legal 11 II. This offering complies with relevant laws and regulations 12 III. main risk tips of the issuer 26 IV. evaluation on the development prospect of the issuer 29 v. recommendation conclusion of the recommendation institution on this securities issuance thirty
interpretation
In this offering recommendation letter, unless otherwise specified, the following words have the following specific meanings: sponsor, sponsor, lead underwriter, trustee, China Securities Co.Ltd(601066) refers to China Securities Co.Ltd(601066) securities, the issuer of the company, Shanghai Hiuv New Materials Co.Ltd(688680) , and the company refers to Shanghai Hiuv New Materials Co.Ltd(688680)
This issuance refers to Shanghai Hiuv New Materials Co.Ltd(688680) the issuance of convertible corporate bonds to unspecified objects
Convertible bonds refer to convertible corporate bonds that can be converted into company shares
Prospectus refers to the prospectus for Shanghai Hiuv New Materials Co.Ltd(688680) issuing convertible corporate bonds to unspecified objects
Company law means the company law of the people's Republic of China
Securities Law means the securities law of the people's Republic of China
The measures for the administration of registration refer to the measures for the administration of securities issuance registration of companies listed on the science and Innovation Board (for Trial Implementation)
Yuan, ten thousand yuan and one hundred million yuan refer to RMB, ten thousand yuan and one hundred million yuan
Board of directors means the Shanghai Hiuv New Materials Co.Ltd(688680) board of directors
General meeting means Shanghai Hiuv New Materials Co.Ltd(688680) general meeting of shareholders
The articles of association refers to the Shanghai Hiuv New Materials Co.Ltd(688680) articles of association
CSRC refers to the Securities Regulatory Commission of the people's Republic of China
Shanghai stock exchange refers to Shanghai Stock Exchange
The reporting period, the last three years and the first period refer to 2018, 2019, 2020 and January September 2021
EVA refers to ethylene vinyl acetate copolymer
EVA adhesive film refers to EVA resin as the main raw material, by adding suitable crosslinking agent, anti-aging additives, etc., through melt extrusion, using salivation method to form thin film.
White EVA adhesive film and white synergistic adhesive film refer to the white synergistic EVA adhesive film used for the back packaging of the battery, which increases the reflectivity and improves the conversion efficiency of photovoltaic modules
Transparent EVA adhesive film refers to traditional EVA adhesive film products, which are used for PV module packaging
Poe refers to polyolefin elastomer
Poe adhesive film refers to the film made by production equipment with POE resin as the main raw material and adding appropriate additives
Multilayer coextrusion Poe adhesive film refers to the packaging adhesive film for cross-linked photovoltaic modules produced by coextrusion process of Poe and EVA resin
Section 1 basic information of this securities issuance
1、 The sponsor representative specifically responsible for the recommendation of this securities issuance
China Securities Co.Ltd(601066) securities designated Shen Qian and Li Pengfei as the sponsor representatives of Shanghai Hiuv New Materials Co.Ltd(688680) issuing convertible corporate bonds to unspecified objects.
The practice of the above two sponsor representatives is as follows:
Mr. Shen Qian: sponsor representative, master degree, now vice president of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in: Jiangsu Jiuwu Hi-Tech Co.Ltd(300631) initial public offering, Jingke energy initial public offering, Jinko Power Technology Co.Ltd(601778) convertible bonds, Jiangsu Jiuwu Hi-Tech Co.Ltd(300631) convertible bonds, Zhejiang Century Huatong Group Co.Ltd(002602) major asset restructuring, Jinko Power Technology Co.Ltd(601778) corporate bonds and other projects, During the practice of recommendation business, we strictly abide by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and have a good practice record.
Mr. Li Pengfei: sponsor representative, master's degree, now senior manager of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in: Sharetronic Data Technology Co.Ltd(300857) initial public offering, Suzhou Dongshan Precision Manufacturing Co.Ltd(002384) non-public offering, Guangdong Tapai Group Co.Ltd(002233) non-public offering and other projects, During the practice of recommendation business, we strictly abide by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and have a good practice record.
2、 Co sponsors of the securities issuance project and other members of the project team
(I) Co sponsor of this securities issuance project
The co sponsor of this securities issuance project is Luo min, and the implementation of its recommendation business is as follows:
Mr. Luo min, with a master's degree, is now the senior vice president of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in the following projects: Zhejiang Tianyu Pharmaceutical Co.Ltd(300702) initial public offering, runjian communication initial public offering, Jinko Power Technology Co.Ltd(601778) initial public offering, Jingke energy initial public offering, Tongling shares initial public offering, Jinko Power Technology Co.Ltd(601778) convertible bonds, Jiangsu General Science Technology Co.Ltd(601500) non-public Jiangsu Azure Corporation(002245) non public (ongoing projects), Jinko Power Technology Co.Ltd(601778) corporate bonds and other projects.
(II) other members of the securities issuance project team
Other members of the securities issuance project team include Zhang Shiju, Chen Chang, Zhao Jingjing, Zhao Xixun and Yang Chuanxiao. Mr. Zhang Shiju: sponsor representative, master's degree, now the executive general manager of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in the following projects: Shanghai Lianming Machinery Co.Ltd(603006) initial public offering, Jiangsu General Science Technology Co.Ltd(601500) initial public offering, runjian communication initial public offering, Jinko Power Technology Co.Ltd(601778) initial public offering, Jingke energy initial public offering Kunshan rural commercial bank's initial public offering (ongoing projects), Tongling shares' initial public offering, Yubang Xincai's initial public offering (ongoing projects), Jiangsu Hongdou Industrial Co.Ltd(600400) non-public, Xiamen Xindeco Ltd(000701) non-public, Jiangsu General Science Technology Co.Ltd(601500) non-public, Haitong Securities Company Limited(600837) non-public, Jiangsu Azure Corporation(002245) non-public (ongoing projects), Jinko Power Technology Co.Ltd(601778) convertible bonds, century Jinyuan corporate bonds, etc.
Mr. Chen Chang: sponsor representative, master's degree, now the director of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in the following projects: Jiangsu General Science Technology Co.Ltd(601500) initial public offering, Zhejiang Tiantai Xianghe Industrial Co.Ltd(603500) initial public offering, Jinko Power Technology Co.Ltd(601778) initial public offering, Jingke energy initial public offering, Tongling shares initial public offering Yubang new material's initial public offering (ongoing projects), Jiangsu Hongdou Industrial Co.Ltd(600400) non-public, Jiangsu General Science Technology Co.Ltd(601500) non-public, Haitong Securities Company Limited(600837) non-public, Jinko Power Technology Co.Ltd(601778) convertible bonds, century Jinyuan corporate bonds, etc.
Mr. Zhao Jingjing, with a master's degree, is now the senior vice president of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in the following projects: Xiamen Bank Co.Ltd(601187) initial public offering, Jiangsu Zijin Rural Commercial Bank Co.Ltd(601860) initial public offering, Jingke energy initial public offering, Kunshan agricultural and Commercial Bank initial public offering (ongoing projects), Yubang new material initial public offering (ongoing projects) Jinko Power Technology Co.Ltd(601778) convertible bonds, Kunshan rural commercial bank secondary capital bonds, Shanghai Rural Commercial Bank secondary capital bonds, Zhongshan rural commercial bank secondary capital bonds, Hangzhou Zhengcai corporate bonds and other projects.
Mr. Zhao Xixian: sponsor representative, master's degree, now senior vice president of China Securities Co.Ltd(601066) securities investment banking business management committee, has presided over or participated in: Jinko Power Technology Co.Ltd(601778) initial public offering, Jingke energy initial public offering, Haitong Securities Company Limited(600837) non-public offering, Tongling shares initial public offering, Jinko Power Technology Co.Ltd(601778) convertible bonds, Jiangsu Lettall Electronic Co.Ltd(603629) non-public offering Jiangsu Azure Corporation(002245) non public (ongoing projects), Jinko Power Technology Co.Ltd(601778) corporate bonds and other projects.
Mr. Yang Chuanxiao: sponsor representative, master's degree, now vice president of China Securities Co.Ltd(601066) securities investment banking business management committee. He has presided over or participated in the following projects: Jingke energy's initial public offering, Jinko Power Technology Co.Ltd(601778) convertible bonds, Beijing Vrv Software Corporation Limited(300352) non-public, Yunnan Tin Co.Ltd(000960) non-public, Jiangsu Azure Corporation(002245) non-public (ongoing projects), Jinko Power Technology Co.Ltd(601778) corporate bonds, Guangdong Baolihua New Energy Stock Co.Ltd(000690) corporate bonds Yunnan Baiyao Group Co.Ltd(000538) major asset restructuring acquirer New Hua Du Supercenter Co.Ltd(002264) financial consultant, Huashao culture new third board listing and other projects.
3、 Basic information of the issuer
Company name: Shanghai Hiuv New Materials Co.Ltd(688680)
Registered address: room 909a, building a, No. 3000, Longdong Avenue, China (Shanghai) pilot Free Trade Zone
Date of establishment: September 22, 2005
Listing time: January 22, 2021
Registered capital: 84020000 yuan
Place of listing: Shanghai Stock Exchange
Stock abbreviation Shanghai Hiuv New Materials Co.Ltd(688680)
Stock Code: 688680 SH
Legal representative: Li Min
Secretary of the board of directors: Li Xiaoyu
Tel.: 021-58964211
Internet address: www.hiuv.com net.
The company is a high-tech enterprise engaged in R & D, production and sales of special polymer films. Princess business: with film technology as the core, the company has long been based on new energy and new material industries, and is committed to providing customers with medium and high-end film products. At present, the company's main products are transparent EVA adhesive film, white synergistic EVA adhesive film, multi-layer coextrusion Poe adhesive film, glass adhesive film and other film products.
Type of this securities issuance: issuing convertible bonds to unspecified objects and listing
4、 Description of the relationship between the sponsor and the issuer
(I) the sponsor or its controlling shareholder, actual controller or important related party does not hold shares of the issuer or its controlling shareholder, actual controller or important related party;
(II) the issuer or its controlling shareholders, actual controllers and important related parties do not hold shares of the recommendation institution or its controlling shareholders, actual controllers and important related parties;
(III) the recommendation representative and his / her spouse, directors, supervisors and senior managers of the recommendation institution do not own the rights and interests of the issuer or hold positions in the issuer;
(IV) the controlling shareholder, actual controller and important related party of the recommendation institution and the controlling shareholder, actual controller and important related party of the issuer do not provide guarantee or financing to each other;
(V) there is no other related relationship between the recommendation institution and the issuer.
Based on the above facts, the recommendation institution and its recommendation representative have no matters that may affect its fair performance of recommendation duties.
5、 Internal audit procedures and opinions of the recommendation institution
(I) internal audit procedures of the sponsor on the project
At present, after recommending the project to Shanghai Stock Exchange, the sponsor has carried out quality management and risk control on the project through internal verification procedures such as project approval, audit of quality control department of investment banking commission and audit of core department, and fulfilled the responsibility of prudent verification.
1. Project approval
The sponsor shall implement the approval procedures for the project in accordance with the rules for the establishment of China Securities Co.Ltd(601066) investment banking business.
The initiation of the project was approved by the sponsor and merger and reorganization initiation Committee of the sponsor on October 8, 2021.
2. Audit of quality control department of Investment Banking Commission
The sponsor has established a quality control department under the investment banking business management committee (hereinafter referred to as the "investment banking committee") to implement process management and control of investment banking business risks, timely find, stop and correct problems in the process of project implementation, and achieve the goal of simultaneous completion of project risk control and project due diligence of business departments.
The project leader of the project submitted an application for manuscript acceptance to the quality control department of the investment banking commission on November 17, 2021; two thousand and twenty-one
