Minsheng Securities Co., Ltd
about
Hunan Huamin Holdings Co.Ltd(300345)
Issuance of shares to specific objects in 2021
of
Issuance recommendation
Sponsor (lead underwriter)
(No. 8, Puming Road, China (Shanghai) pilot Free Trade Zone)
January 2002
Statement
Minsheng Securities Co., Ltd. (hereinafter referred to as “Minsheng securities”, “sponsor” or “sponsor”) accepts the entrustment of Hunan Huamin Holdings Co.Ltd(300345) (hereinafter referred to as ” Hunan Huamin Holdings Co.Ltd(300345) “, “issuer” or “company”) as the sponsor of Hunan Huamin Holdings Co.Ltd(300345) issuing shares to specific objects and listing on the gem (hereinafter referred to as “this securities issuance” or “this issuance”), Issue a recommendation letter for this offering.
The recommendation institution and the designated recommendation representative shall, in accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), and the administrative measures for the registration of securities issuance of companies listed on the gem (for Trial Implementation) (hereinafter referred to as the “Registration Measures”) The measures for the administration of securities issuance and listing recommendation business and other relevant laws and regulations, as well as the relevant provisions of the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”) and Shenzhen Stock Exchange, are honest, trustworthy, diligent and responsible, and issue securities issuance recommendation letters in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, And ensure the authenticity, accuracy and completeness of the documents issued.
In this offering recommendation letter, unless the context otherwise requires, the interpretation is the same as that in the prospectus for issuing shares to specific objects in Hunan Huamin Holdings Co.Ltd(300345) 2021.
catalogue
Declare that 1 catalog Section 1 basic information of this securities issuance 3 I. name of recommendation institution 3 II. The recommendation representative designated by the recommendation institution to be specifically responsible for recommendation this time 3. Co sponsors of the securities issuance project and other project team members 4. Types of securities issuance 4 v. basic information of the issuer 4 VI. relationship between the issuer and the recommendation institution 9 VII. Internal audit procedures and core opinions of the sponsor Section 2 commitments of the sponsor Section III recommendation opinions of the recommendation institution on this securities issuance 13 I. recommendation conclusion of the sponsor on this securities issuance 13 II. This securities issuance has fulfilled the legal decision-making procedures 13 III. description of the issuer’s compliance with the conditions and relevant provisions for issuing shares to specific objects 14 IV. verification of the issuer’s compliance with the provisions of the guiding opinions on matters related to initial public offering, refinancing, major asset restructuring and diluted immediate return 19 v. main risks of the issuer Vi. evaluation of the development prospect of the issuer 22 VII. Verification opinions on employing a third party organization or individual during the implementation of the project 24 VIII. Other matters to be explained twenty-four
Section 1 basic information of this securities issuance
1、 Name of sponsor
Minsheng Securities Co., Ltd. II. The recommendation agency appoints the recommendation representative specifically responsible for recommendation this time
Minsheng securities designated Xie Jingliang and Shi Weidong as the sponsor representatives of Hunan Huamin Holdings Co.Ltd(300345) this offering. Its main practice is as follows:
Xie Jingliang, male, sponsor representative, certified public accountant, senior manager of Minsheng securities investment banking division, master of economics, started working in investment banking in 2017 and registered as sponsor representative in 2020. Successively participated in Tongxing Environmental Protection Technology Co.Ltd(003027) (003027) IPO, Zhejiang Huatie Emergency Equipment Science & Technology Co.Ltd(603300) (603300) refinancing in 2019, restructuring of Qianghua shares (872927) and other projects, and listing projects on the new third board. During the practice of recommendation business, we strictly abide by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and have a good practice record.
Shi Weidong, male, sponsor representative, certified public accountant, business director of Minsheng securities investment banking division, began to work in investment banking in 2000 and registered as sponsor representative in 2008. As the sponsor representative and project leader, he presided over Ways Electron Co.Ltd(605218) (605218) IPO project, Hunan Tv & Broadcast Intermediary Co.Ltd(000917) (000917) refinancing in 2012, Beijing Zhong Ke San Huan High-Tech Co.Ltd(000970) (000970) refinancing in 2011, Fangyuan support (002147) refinancing in 2010 and other projects; As the sponsor representative, he participated in Hootech Inc(301026) (301026) IPO project and Xiangming smart gem IPO project (under review); As a member of the project team, participated in Gaochun ceramics (600562) IPO, Gem-Year Industrial Co.Ltd(601002) (601002) IPO, Jinling Hotel Corporation Ltd(601007) (601007) IPO, Nanjing Yunhai Special Metals Co.Ltd(002182) (002182) IPO, Jiangsu Yanghe Brewery Joint-Stock Co.Ltd(002304) (002304) IPO and other projects; As the representative of continuous supervision and recommendation, he participated in the continuous supervision of Datong Coal Industry (601001) IPO, Xiangtan Electrochemical Scientific Co.Ltd(002125) (002125) IPO, Beijing Leadman Biochemistry Co.Ltd(300289) (300289) IPO and other projects. During the practice of recommendation business, we strictly abide by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and have a good practice record. 3、 Co sponsors of this securities issuance project and other project team members
Project Co organizer: Zhou Peng, male, vice president of Minsheng securities investment banking business department, began to work in investment banking in 2006, and successively participated in Datong Coal Industry (601001) IPO, Xiangtan Electrochemical Scientific Co.Ltd(002125) (002125) IPO, Fangyuan support (002147) refinancing, Fushun Special Steel Co.Ltd(600399) (600399) corporate bonds of the public development bank, Yonggao Co.Ltd(002641) (002641) IPO, Tongxing Environmental Protection Technology Co.Ltd(003027) (003027) IPO and other projects, And the restructuring guidance of many enterprises.
Other members of the project team: Chen Dong. 4、 Type of securities issuance
The type of securities issued this time is to issue shares to specific objects. 5、 Basic information of the issuer
(I) basic information
Company name Hunan Huamin Holdings Co.Ltd(300345)
English Name: Hunan Huamin Holdings Co., Ltd
Legal representative: Ouyang Shaohong
The registered capital is 441295483 yuan
Date of establishment: July 31, 1995
Unified social credit code 9143010018740061xe
Registered address: No. 068, Jinsha West Road, Jinzhou new district, Changsha City, Hunan Province
Office location: No. 068, Jinsha West Road, Jinzhou new district, Changsha, Hunan
Stock abbreviation Hunan Huamin Holdings Co.Ltd(300345)
Stock Code: 300345
Listing time: August 1, 2012
Place of stock listing: Shenzhen Stock Exchange
Secretary of the board of directors Zhu Yanchun
Tel: 0731-82378283
Fax No.: 0731-82378283
Postal Code: 410600
E-mail [email protected].
company website http://www.huaminchina.cn./gw
Business scope: production, processing and sales of grinding balls, grinding sections, roller wear-resistant parts and various wear-resistant new materials; lining
Plate production, sales and disassembly; R & D, production and sales of polymer materials; Research, development and application of energy-saving technology of ball mill; R & D, production and sales of relevant auxiliary equipment, control equipment and testing equipment of ball milling system; Research, development and application of energy conservation and environmental protection technology; Self operated and acting as an agent for the import and export of various commodities and technologies, except that the state restricts the operation of companies or prohibits the import and export; R & D and application services of 3D printing technology; Metal surface treatment and heat treatment processing; Mining machinery manufacturing; Self operated and acting as an agent for the import and export of various commodities and technologies, except for the commodities and technologies that the state restricts the company to operate or prohibits the import and export; New material technology development services, consulting and exchange services; Relevant services, planning and design of smart city; Software development and information technology services of smart city and smart building; Sales of smart street lamps, security monitoring, data center products and systems, computer software, computer hardware and communication equipment; Manufacturing of smart street lamps, security monitoring and communication equipment; Intelligent street lamp and security monitoring design; Smart street lamp operation; Software development system integration service; Information system integration service; Development, construction, operation and maintenance services of network integration system; Investment in projects, industries and infrastructure with its own assets (not engaged in national financial supervision and financial credit business such as deposit absorption, fund-raising collection, entrusted loan and loan issuance); Security monitoring operation; Construction of security system engineering; Engineering consulting; Consulting and planning of information system engineering; Computer technology development and technical services; Computer technology consulting; Transfer of computer technology; Development of computer hardware; Internet Science and technology development, science and technology transfer, science and technology consultation and science and technology services; Smart city and smart building information technology services; Sales of building materials, air conditioning equipment and power distribution equipment; Retail of building decoration materials; Operation and maintenance services of smart water works; Internet advertising services; Advertising production services; Advertising service; Advertising design; Advertising agency services outside China; Wholesale of computers, software and auxiliary equipment, communication and radio and television equipment, hardware products, electrical equipment, wires, cables, instruments and meters, office equipment, fire-fighting equipment and equipment; Mobile Internet R & D and maintenance; Development, construction, operation management and maintenance management of urban comprehensive pipe gallery; General contracting of municipal public works construction; Construction of housing construction works, urban and road lighting works; Professional contracting of electromechanical equipment installation engineering; Professional contracting of Building Decoration Engineering; Professional contracting of fire fighting facilities; Parking lot construction; Parking lot operation management; Operating value-added telecommunications services; Call center business and information service business in the second category of value-added telecommunications services (only Internet information services); Information services in the second category of value-added telecommunications services (excluding fixed network telephone information services and Internet information services); R & D, installation, sales and service of automatic control system; Basic software development; Development and construction of e-commerce platform.
(for projects subject to approval according to law, business activities can be carried out only after approval by relevant departments)
(II) equity structure of the issuer
As of September 30, 2021, the composition of the issuer’s share capital is as follows:
Class of shares number of shares (shares) proportion
1、 Tradable shares with limited sales conditions —
2、 Tradable shares with unlimited sales conditions 441295483 100.00%
Total 441295483 100.00%
(III) top ten shareholders of the issuer
As of September 30, 2021, the top ten shareholders of the issuer are as follows:
Shareholding ratio: name of shareholders holding Limited sales pledge or frozen serial number, nature of shareholders, number of shares (shares) example conditions of shares settled
