China catalyst new materials Co., Ltd
Initial public offering and listing on the science and Innovation Board
Issuance arrangement and preliminary inquiry announcement
Sponsor (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
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Important tips
China catalyst new materials Co., Ltd. (hereinafter referred to as "China catalyst", "issuer" or "company") in accordance with the implementation opinions on establishing a science and innovation board and pilot registration system in Shanghai Stock Exchange (CSRC announcement [2019] No. 2) issued by China Securities Regulatory Commission (hereinafter referred to as "CSRC" and "CSRC") Measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) (hereinafter referred to as the "administrative measures"), measures for the administration of the registration of initial public offering of shares on the science and Innovation Board (for Trial Implementation) (CSRC order [No. 174]), The implementation measures for the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76) (hereinafter referred to as the "implementation measures") promulgated by Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") Guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 - initial public offering of shares (SZF [2021] No. 77) (hereinafter referred to as the "underwriting guidelines"), detailed rules for the implementation of online issuance of initial public offering of shares in Shanghai market (SZF [2018] No. 40) (hereinafter referred to as the "detailed rules for the implementation of online issuance") The detailed rules for the implementation of offline issuance of initial public offerings in Shanghai market (SZF [2018] No. 41) (hereinafter referred to as the "detailed rules for the implementation of offline issuance"), the code for the underwriting of initial public offerings under the registration system (zsxf [2021] No. 213) (hereinafter referred to as the "underwriting code") issued by the China Securities Association The detailed rules for the administration of offline investors in initial public offerings (zzxf [2018] No. 142) (hereinafter referred to as the "detailed rules for the administration of offline investors") and the rules for the administration of offline investors in initial public offerings under the registration system (hereinafter referred to as the "administrative rules") and Relevant provisions such as the guidelines for the classification, evaluation and management of offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212), as well as relevant provisions such as the stock issuance and listing rules and the latest operation guidelines of Shanghai Stock Exchange, initial public offering of shares and listing on the science and innovation board.
The sponsor (lead underwriter) of this offering is Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. (hereinafter referred to as " Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor", "sponsor" or "sponsor (lead underwriter)").
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance"). The strategic placement, preliminary inquiry and online and offline issuance of this offering shall be organized and implemented by the sponsor (lead underwriter) Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor. The strategic placement of this offering is carried out at the Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor. The preliminary inquiry and offline subscription are carried out through the IPO offline subscription electronic platform of Shanghai Stock Exchange (hereinafter referred to as the "offline subscription platform"), and the online offering is carried out through the trading system of Shanghai Stock exchange. Please read this announcement carefully. For details of preliminary inquiry and electronic offline issuance, please refer to the website of Shanghai Stock Exchange (www.sse. Com. CN.) The published rules for the implementation of offline issuance and other relevant provisions.
Investors can visit the following website（ http://www.sse.com.cn./disclosure/listedinfo/listing/ 、 http://www.sse.com.cn./ipo/home/ ）Check the full text of the announcement.
Basic information of the issuer
Full name of the company China catalyst new material stock securities abbreviation China catalyst
Co., Ltd
Securities code / offline subscription code 688267 online subscription code 787267
Purchase code
Offline subscription is referred to as China catalyst online subscription is referred to as China catalyst subscription
Industry name chemical raw materials and industry code C26
Product manufacturing
Basic information of this offering
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Under the online issuance mode, the inquiry placement to qualified investors (hereinafter referred to as "offline issuance") is combined with the online pricing issuance to social public investors holding non restricted A-Shares and the market value of non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance").
Pricing method offline preliminary inquiry directly determines the issue price, and offline cumulative bid inquiry is no longer performed
Total share capital before issuance (rmb132.15 million) number of shares to be issued (rmb44.05 million)
(shares)
Estimated number of new shares issued 4405.00 estimated number of old shares transferred 0
Volume (10000 shares)
Total share capital after issuance (in 10000 shares)
25.00) ratio of total share capital after 17620.00
Cases (%)
Online initial issuance 1123.25 offline initial issuance 2621.00
Volume (10000 shares)
Each proposed offline subscription is 1300.00 yuan, and each proposed offline subscription is 100.00 yuan
Upper limit (10000 shares) lower limit (10000 shares)
Number of initial strategic placements proportion of initial strategic placements
Volume (10000 shares) 660.75 to be issued: 15.00
（%）
Relevant sub executives and core employees of the recommendation institution
The company initially invested 220.25 shares and subscribed 440.50/17750 for asset management plan
Number of shares (10000 shares) / maximum amount (10000 shares)
Shares / 10000 yuan)
Is there any other strategy? No, the brokerage commission for placing new shares is 0.50
Placement fee rate (%)
Important date of this issuance
Initial inquiry date and date of publication: January 26, 2022 issue announcement date: January 28, 2022
End time (9:30-15:00)
Offline Subscription Date and from February 7, 2022 online subscription date and from February 7, 2022
End time (9:30-15:00) end time (9:30-11:30,13:00-15:00)
Offline payment date and ending February 9, 2022 online payment date and ending February 9, 2022
End time 16:00
Remarks: None
Please pay attention to the following key contents:
1. Verification of inquiry qualification of offline investors: the "offline investors" mentioned in this announcement refer to institutional investors participating in offline issuance, and the "placing object" refers to offline investors or securities investment products managed by them.
Offline investors shall complete the registration of placing objects in China Securities Association before 12:00 noon on January 25, 2022 (T-4), and underwrite the recommendation system through the recommendation institution (lead underwriter) Shenwan Hongyuan Group Co.Ltd(000166) (website: https://ipo-kcb.swhysc.com. ）Online submission of letter of commitment and relevant verification materials.
The recommendation institution (lead underwriter) has formulated the standards for offline investors according to relevant systems and rules. See "III. (I) participation conditions and quotation requirements of offline investors" in this announcement for specific standards and arrangements. Only investors who meet the offline investor standard requirements determined by the issuer and the sponsor (lead underwriter) can participate in the preliminary inquiry of this offering. Those who participate in the preliminary inquiry of this offering without meeting the relevant standards shall bear all the consequences caused by this behavior, and the sponsor (lead underwriter) will set their quotation as invalid on the offline subscription platform, Relevant information shall be disclosed in the announcement of China catalyst new materials Co., Ltd. on initial public offering and listing on the science and Innovation Board (hereinafter referred to as the "issuance announcement").
2、 Requirements for offline investors to submit pricing basis and suggested price or price range: offline investors must submit the price on the trading day before the preliminary inquiry day (January 25, 2022, T-4), 13:00-14:30, 15:00-22:00 or the preliminary inquiry day (January 26, 2022, T-3) 6: 00-9:30 submit the pricing basis and the suggested price or price range given in the internal research report through the offline subscription platform of Shanghai Stock Exchange. Offline investors are requested to operate according to the relevant requirements in "III. (IV) submission of pricing basis and recommended price or price range". Please name the Research Report "medium Catalyst Research Report". Offline investors shall quote according to the recommended price or price range given in the internal research report. In principle, they shall not exceed the recommended price range in the research report.
Offline investors who fail to submit the pricing basis and suggested price or price range before the inquiry shall not participate in the inquiry. If the offline investor fails to submit the pricing basis and recommended price or price range, the recommendation institution (lead underwriter) will consider the offline investor's quotation invalid.
3. Verification requirements for the asset scale of offline investors: the subscription amount of each product under the investor's own funds or management participating in the offline inquiry shall not exceed the asset scale (total assets) or capital scale specified in the asset certificate of the asset scale or capital scale provided to the sponsor (lead underwriter): among them, public funds, special fund accounts, asset management plans Private equity funds (including asset management plans of futures companies and their asset management subsidiaries) and other products shall provide valid proof materials of the total assets of the products on the fifth trading day (January 19, 2022, T-8) before the preliminary inquiry date; The self operated investment account shall provide the explanatory materials on the capital scale of the self operated account issued by the company (the capital scale is up to January 19, 2022, T-8). The above-mentioned proof materials of asset scale or capital scale shall be stamped with the official seal of the company or the official seal of external certification agency.
In particular, offline investors are reminded that in order to promote the prudent quotation of offline investors and facilitate the verification of the asset scale of offline investors on the science and innovation board, the Shanghai stock exchange requires offline investors to promise the asset scale in the offline subscription platform, and invites offline investors to operate according to the relevant steps in "III. (V) preliminary inquiry". If the recommendation institution (lead underwriter) finds that the investor does not comply with the industrial regulatory requirements and applies for purchase beyond the corresponding asset scale or capital scale, the subscription of the placing object is invalid; If the asset scale or capital scale filled in by the investor on the offline subscription platform is inconsistent with the asset scale or capital scale in the asset certification materials of the placing object submitted to the sponsor (lead underwriter), the sponsor (lead underwriter) has the right to determine that the quotation of the placing object is invalid.
4. Prudent quotation requirements for offline investors: in order to further standardize the order of issuing and underwriting new shares on the science and innovation board, offline investors are required to participate in offline inquiry in strict accordance with the principles of science, independence, objectivity and prudence, as follows:
(1) For the same IPO issue of the science and innovation board, the offline subscription platform shall record at most two preliminary inquiry and quotation records submitted by investors under the same network. Offline investors shall submit all quotation records for all placing objects to participate in quotation at one time. If two quotation records are submitted, the quotation records submitted for the second time shall prevail.
(2) After submitting the quotation record for the first time, offline investors shall not modify it in principle. If it is necessary to modify it, they shall re perform the quotation decision-making procedure, fully explain the reasons for the price change, the logical calculation basis of the price change range on the page submitted for the second time, and whether there is insufficient pricing basis and incomplete quotation decision-making procedure in the previous quotation, and archive the relevant materials for future reference. The system will record the reasons for quotation modification and other contents as the basis for the regulatory authority to verify the quotation decision-making of offline investors and relevant internal control systems.
5. Upper limit of offline subscription: the upper limit of the number of shares subscribed by each placing object in this offline issuance is 13 million shares, accounting for 49.60% of the initial offline issuance. Offline investors and their managed placing objects shall strictly comply with the regulatory requirements of the industry,
