Securities code: 002074 securities abbreviation: Gotion High-Tech Co.Ltd(002074) Announcement No.: 2022-004 Gotion High-Tech Co.Ltd(002074)
Announcement on signing the four party supervision agreement for raised funds
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
1、 Basic information of raised funds
On April 27, 2021, the company received the reply on approving Gotion High-Tech Co.Ltd(002074) non-public offering of shares (zjxk [2021] No. 1421) issued by China Securities Regulatory Commission, which approved the company's non-public offering of no more than 384163346 new shares. The company actually issued 384163346 shares in this public offering (hereinafter referred to as "this offering"), the issue price per share was RMB 19.01, and the total amount of raised funds was RMB 7302945207.46. After deducting the issuance expenses related to the raised funds, the total amount was RMB 72090121.84 (excluding tax), and the net amount of actually raised funds was RMB 7230855085.62. The availability of the above raised funds has been verified by KPMG Huazhen Certified Public Accountants (special general partnership) and issued the capital verification report (KPMG Huazhen Yan Zi No. 2101182). The company has adopted special account storage management for the raised funds.
According to the company's plan for non-public development of A-Shares in 2020, the net amount of the raised funds after deducting the issuance expenses will be used for the following projects:
Unit: RMB 10000
No. name of investment project total investment amount raised funds
Actual amount to be used
1 GuoXuan battery annual output 16gwh high specific power lithium battery industry 586291.48 532464.78 project
2 GuoXuan material project with an annual output of 30000 tons of high nickel ternary cathode material 143470.00 100000.00
3. Supplementary working capital 90620.73 90620.73
Total 820382.21 723085.51
2、 Signing of supervision agreement and opening of special account for raised funds
In order to standardize the storage, use and management of the company's raised funds and protect the legitimate interests of investors, In accordance with the company law of the people's Republic of China, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the self regulatory supervision of Shenzhen Stock Exchange No. 1 - Guidelines for the standard operation of listed companies on the main board and other relevant laws Laws, regulations and normative documents, as well as the relevant provisions of the articles of association and the management measures for the use of the company's raised funds, were deliberated and adopted at the fourth meeting of the eighth board of directors of the company, the company opened a special account for the raised funds, and signed a tripartite supervision agreement for the raised funds with the sponsor Haitong Securities Company Limited(600837) , Bank Of China Limited(601988) Hefei Shushan sub branch. For details, please refer to cninfo.com.cn on December 13, 2021 Announcement on signing the tripartite supervision agreement on raised funds (Announcement No.: 2021-109).
According to the purpose of the raised funds in the company's plan for non-public development of A-Shares in 2020, in order to facilitate the smooth implementation of the raised investment project (including supplementary working capital), the company implementing the raised investment project has recently completed the opening of the special account for raised funds, and the company has transferred the corresponding raised funds to the above relevant accounts. The company and its related subsidiaries and subsidiaries recently signed the four party supervision agreement on raised funds with the sponsor Haitong Securities Company Limited(600837) and relevant banking institutions. As of January 20, 2022, the opening and storage of the newly established special account for raised funds are as follows:
Bank account name opening bank account balance (yuan) purpose of raised funds
China China Construction Bank Corporation(601939) shares 34050149860800
Hefei 003063 200000000.00 Co., Ltd
Shushan sub branch
China Agricultural Bank Of China Limited(601288) shares 12081101040057
Hefei GuoXuan Battery Co., Ltd. Hefei 150000000000.00 GuoXuan battery Nianxin station high tech Zone sub branch 182 production 16gwh high power Hefei GuoXuan battery power lithium Co., Ltd. Bank Of China Limited(601988) Joint stock battery industrialization Co., Ltd. Hefei Shushan 185765054466 1447816049.23
(note) items
Sub branch
Bank Of Hangzhou Co.Ltd(600926) shares 3401040160000100
Hefei Baohe 91868 400000000.00
Sub branch
China Industrial And Commercial Bank Of China Limited(601398) guguoxuan material year Hefei GuoXuan Battery Co., Ltd. Hefei 13020154192003 1000000000.00 production 30000 ton Material Co., Ltd. Galaxy sub branch 80883 high nickel ternary cathode material project
China Industrial And Commercial Bank Of China Limited(601398) shares 13020154192003
Co., Ltd. Hefei 80085 300000000.00
Yinhe sub branch
Hefei Gotion High-Tech Co.Ltd(002074) China China Construction Bank Corporation(601939) shares 34050148880800 supplementary working capital power energy Co., Ltd. Hefei 002484 200000000.00 gold
Company Huangshan West Road sub branch
Hefei Science and technology rural business 20000268176166
Industrial Bank Co., Ltd. 600000093 406207300.00
Company hi tech Zone sub branch
Note: the balance of the account includes the settled interest since the arrival of the raised funds.
3、 Main contents of the four party supervision agreement on raised funds
Party A I: Gotion High-Tech Co.Ltd(002074) (hereinafter referred to as "Party A I")
Party A 2: Hefei GuoXuan Battery Co., Ltd., Hefei GuoXuan battery material Co., Ltd., Hefei Gotion High-Tech Co.Ltd(002074) power energy Co., Ltd. (hereinafter referred to as "Party A 2")
Party B: China Construction Bank Corporation(601939) Hefei Shushan sub branch, Agricultural Bank Of China Limited(601288) Hefei Xinzhan high tech Zone sub branch, Bank Of China Limited(601988) Hefei Shushan sub branch, Bank Of Hangzhou Co.Ltd(600926) Hefei Baohe sub branch, Industrial And Commercial Bank Of China Limited(601398) Hefei Yinhe sub branch, China Construction Bank Corporation(601939) Hefei Huangshan West Road sub branch, and high tech Zone sub branch of Hefei science and Technology Rural Commercial Bank Co., Ltd. (hereinafter referred to as "Party B")
Party C: Haitong Securities Company Limited(600837) (hereinafter referred to as "Party C")
1. Party A II has opened a special account for the raised funds (hereinafter referred to as the "special account") with Party B, which is only used for the storage and use of the raised funds of Party A II "GuoXuan battery with an annual output of 16gwh high specific energy lithium battery industrialization project", "GuoXuan material with an annual output of 30000 tons of high nickel ternary cathode material project" and "replenishing working capital project", and shall not be used for other purposes.
2. Party A I, Party A II and Party B shall jointly abide by the bill law of the people's Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations and rules.
3. As the sponsor of Party A I, Party C shall appoint a sponsor representative or other staff to supervise the use of the raised funds of Party A I and Party A II in accordance with relevant regulations. Party C shall exercise its supervision power in accordance with the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board and the methods of Party A. Party A I, Party A II and Party B shall cooperate with Party C's investigation and inquiry. Party C shall conduct an on-site inspection on the storage and use of the raised funds of Party A and Party A every six months. During the on-site inspection, the storage of the raised funds in the special account shall be inspected at the same time.
4. Party A 1 and Party A 2 authorize Cui Hao and Chen saide, the sponsor representatives designated by Party C, to inquire and copy the information of Party A's special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account.
When the sponsor representative inquires Party B about the second special account of Party A, he shall issue his own legal identity certificate; Other staff members designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the second special account of Party A from Party B.
5. Party B shall issue a statement of account to Party A 2 on a monthly basis (before the 10th of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6. If Party A withdraws more than 50 million yuan or 20% of the net raised funds from the special account twice or within 12 months, Party B shall timely notify Party C by fax and provide the expenditure list of the special account.
7. Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the recommendation representative, it shall notify Party B of relevant supporting documents in writing, and notify the contact information of the changed recommendation representative in writing according to the requirements of this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8. If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of the large withdrawal of the special account, and fails to cooperate with Party C in investigating the special account, Party A 1, Party A 2 or Party C may require Party A 1 and Party A 2 to unilaterally terminate this Agreement and cancel the special account for raised funds.
9. This Agreement shall take effect from the date when the legal representatives or authorized representatives of Party A, Party A, Party B and Party C sign and affix the official seals of their respective units, and shall become invalid from the date when all the funds in the special account are spent and the account is cancelled according to law.
Party C's obligations shall be terminated on December 31, 2022 when all the funds in the special account have been spent and the continuous supervision period has ended.
1. Four party supervision agreement on raised funds signed by all parties. It is hereby announced.
Gotion High-Tech Co.Ltd(002074) board of directors January 21, 2002
