Shaanxi International Trust Co.Ltd(000563) independent director
Independent opinions on matters related to the 21st Meeting of the ninth board of directors on January 20, 2022, Shaanxi International Trust Co.Ltd(000563) (hereinafter referred to as “the company”) convened the 21st Meeting of the ninth board of directors, deliberated and adopted the proposal on extending the validity of the resolutions of the general meeting of shareholders of the company’s non-public offering of shares Proposal on requesting the general meeting of shareholders to extend the validity period of authorizing the board of directors and its authorized persons to fully handle the non-public development of shares and proposal on securities investment plan in 2022.
In accordance with the guidance on the establishment of independent director system in listed companies issued by China Securities Regulatory Commission, the guidelines on the standardized operation of companies listed on the main board of Shenzhen Stock Exchange and other relevant laws and regulations, as well as the articles of association and the independent director system, we, as independent directors of the company, We hereby express our independent opinions on the relevant matters involved in the proposal of the 21st Meeting of the ninth board of directors as follows:
1、 Independent opinions on extending the validity of the resolution of the general meeting of shareholders on the company’s non-public offering of shares
The extension of the validity period of the resolution of the general meeting of shareholders on the non-public offering of shares is conducive to ensuring the smooth progress of matters related to the non-public offering of shares, and will not have a significant impact on the normal operation and sustainable and stable development of the company. When the board of directors of the company deliberated the proposal, the deliberation procedures were in line with the provisions of relevant laws, regulations and the articles of association, and there was no situation that harmed the interests of the company and shareholders, especially minority shareholders. We agree to the relevant proposals and agree to submit them to the general meeting of shareholders of the company for deliberation.
2、 Independent opinions on requesting the general meeting of shareholders to extend the validity period of authorizing the board of directors and its authorized persons to fully handle the non-public offering of shares
The extension of the validity period of the general meeting of shareholders authorizing the board of directors and its authorized persons to fully handle the non-public offering of shares is conducive to ensuring the smooth progress of matters related to the company’s non-public offering of shares, and will not have a significant impact on the normal operation and sustainable and stable development of the company. When the board of directors of the company deliberated the proposal, the deliberation procedures were in line with the provisions of relevant laws, regulations and the articles of association, and there was no situation that harmed the interests of the company and shareholders, especially minority shareholders. We agree to the relevant proposals and agree to submit them to the general meeting of shareholders of the company for deliberation.
3、 Independent opinions on 2022 securities investment plan
In order to improve the use efficiency of the company’s own funds, on the premise of controllable risk, maximize the investment income and seek more investment returns for shareholders. The company plans to invest no more than RMB 2 billion in the securities market in 2022. We believe that the company’s 2022 securities investment plan is in line with the company’s development plan, and the decision-making procedures for this matter are legal and compliant. The company can effectively prevent risks and ensure the safety of the company’s funds through the effective implementation of the measures for the administration of securities investment business and other internal control measures, without damaging the interests of the company and minority shareholders. Hereby, we agree to the plan and put forward the following opinions:
1. When using its own funds for securities investment, the company shall adhere to the principles of safety and efficiency, and operate steadily and in compliance. In the process of specific business operation, it is necessary to further perform the corresponding investment approval procedures in accordance with the policies and regulations, and do a good job in information disclosure to ensure compliance operation. If the above amount is exceeded, the corresponding decision-making and approval procedures shall be performed in accordance with the articles of association.
2. The company has formulated the management measures for securities investment business, which needs to be strictly implemented in actual operation.
3. When using its own funds, the company should use an independent self operated account and adhere to the collective decision-making strategy and prudent investment style, so as to improve the efficiency of the company’s fund use.
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Guan Qingyou, Zhang Junrui, Zhao Lianhui
January 20, 2022
