HNA futures Shenzhen Infinova Limited(002528) ESOP No. 3 single asset management plan
Supplementary agreement to asset management contract (III)
Contract No.: 000-b03-2022 Party A (client): Shenzhen Infinova Limited(002528) (on behalf of Shenzhen Infinova Limited(002528) phase III ESOP) Party B (Manager): HNA Futures Co., Ltd. Party C (custodian): Guosen Securities Co.Ltd(002736)
Whereas the trustor, the manager and the custodian have signed the asset management contract of HNA futures Shenzhen Infinova Limited(002528) employee stock ownership No. 3 single asset management plan and the supplementary agreement to the asset management contract of HNA futures Shenzhen Infinova Limited(002528) employee stock ownership No. 3 single asset management plan (I) Supplementary agreement on asset management contract of HNA futures Shenzhen Infinova Limited(002528) ESOP No. 3 single asset management plan (II) (hereinafter referred to as “original contract”, “supplementary agreement I” and “supplementary agreement II”). After friendly negotiation among the three parties, it is agreed to sign this supplementary agreement (version No.: 000-b03-2022) and make the following adjustments to the original contract:
Article 1
1. Modify the following statements in the chapter “Article 18 effectiveness, change, extension and termination of asset management contract”
The original contract is expressed as:
17.3 the contract is valid for 36 months. The actual management period of the asset management plan is determined by the realization of the financial assets invested in the asset management plan, and the manager shall notify the client and custodian in writing. The revised expression is:
17.3 the contract is valid for 48 months. The actual management period of the asset management plan is determined by the realization of the financial assets invested in the asset management plan, and the manager shall notify the client and custodian in writing. 2. Modify “Annex VI: entrusted asset parameters”
The original contract is expressed as:
Client Shenzhen Infinova Limited(002528) (on behalf of Shenzhen Infinova Limited(002528) phase III ESOP)
The entrusted assets shall not exceed RMB 148000000, subject to the amount received
forehead
The term of entrustment is 36 months
Settlement mode: settlement mode of securities companies
Management fee 0.24% / year
Custody fee 0.03% / year
0.01% per year for operation organization
Service fee
Minimum installment payment of RMB 100000 (increased by integral multiple of RMB 100000)
Payment amount principal’s capital account principal’s securities account (Shanghai) principal’s securities account (Shenzhen)
After modification, it is expressed as;
Client Shenzhen Infinova Limited(002528) (on behalf of Shenzhen Infinova Limited(002528) phase III ESOP)
The entrusted assets shall not exceed RMB 148000000, subject to the amount received
forehead
The entrustment period is 48 months
Settlement mode: settlement mode of securities companies
Management fee 0.24% / year
Custody fee 0.03% / year
0.01% per year for operation organization
Service fee
Minimum installment payment of RMB 100000 (increased by integral multiple of RMB 100000)
Payment amount principal’s capital account principal’s securities account (Shanghai) principal’s securities account (Shenzhen)
Article 2 this supplementary agreement shall come into force after all the following conditions are met:
1. The trustor, manager and custodian have signed;
2. The manager has properly performed the obligations agreed in Article 4 of this Agreement;
3. Other effective conditions agreed in this supplementary agreement (if any).
Article 3 the effective date of this supplementary agreement shall be determined by the manager, but the effective date shall not be earlier than the latest date signed by the client, the manager and the custodian (hereinafter referred to as the “signing date of the supplementary agreement”), nor later than the expiration date of [10] working days from the signing date of the supplementary agreement.
Article 4 after signing the supplementary agreement between the manager, the custodian and the client, the manager shall send an effective letter to the custodian, which shall specify the effective date of the supplementary agreement, which shall comply with the provisions of Article 3 of the supplementary agreement, and at the same time, The manager shall deliver all signed supplementary agreements (a copy kept by the custodian) to the custodian. If the effective letter or supplementary agreement is not fully delivered to the custodian, the supplementary agreement shall not take effect. Article 5 if the supplementary agreement cannot come into force due to the manager’s failure to properly perform the provisions of Article 4 of this agreement, resulting in errors in the operation of the asset management plan or any losses, the manager shall bear full responsibility. Article 6 the manager shall notify the client of the effective date of this supplementary agreement in the form of [website announcement / e-mail / telephone or other agreement with the investor], and the custodian shall not bear the responsibility for such notice or supervise whether the manager notifies.
Article 7 the manager shall guarantee the authenticity and completeness of this supplementary agreement signed by all parties provided to the custodian, and be responsible for the accuracy of the specific effective date of this supplementary agreement.
Article 8 in case of any inconsistency between this supplementary agreement and the original contract, the contents of this supplementary agreement shall prevail. In case of no agreement in this supplementary agreement, the contents of the original contract shall prevail.
Article 9 this supplementary agreement is made in triplicate, with Party A, Party B and Party C holding one respectively, each of which has the same legal effect. (no text below)
There is no text on this page, which is the signature page of supplementary agreement (III) for asset management contract of HNA futures Shenzhen Infinova Limited(002528) employee stock ownership No. 3 single asset management plan:
Party A: Shenzhen Infinova Limited(002528) (on behalf of Shenzhen Infinova Limited(002528) phase III ESOP)
Legal representative or authorized person:
Signed on:
Party B: HNA Futures Co., Ltd
Legal representative or authorized person:
Signed on:
Party C: Guosen Securities Co.Ltd(002736)
Legal representative or authorized person:
Signed on:
