Shipu Testing Technology (Shanghai) Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of Shipu Testing Technology (Shanghai) Co., Ltd. (hereinafter referred to as "Shipu testing" or "the issuer") for the initial public offering of 30 million RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2021] No. 4041).
This issuance finally adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-share shares or market value of non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering. The issuer negotiated with the recommendation institution (lead underwriter) to determine the number of shares to be issued this time is 30 million shares, and the issue price is RMB 20.08/share. The issuing price of this offering shall not exceed the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund quotation median and weighted average (hereinafter referred to as the "four values") in accordance with the measures for the administration of the use of insurance funds, whichever is lower. Relevant subsidiaries of the sponsor need not participate in this strategic placement. The strategic placement of this offering is a special asset management plan for the issuer's senior managers and core employees, and the relevant subsidiaries of the sponsor do not participate in the strategic placement. The initial number of strategic placement shares issued in this issuance is 4.5 million shares, accounting for 15.00% of the issued number. The final number of strategic placement shares was 2573705 shares, accounting for 8.58% of the number of shares issued this time. The difference between the initial strategic placement and the final strategic placement of 1926295 shares will be transferred back to offline issuance.
After the strategic placement callback and before the online and offline callback mechanism was launched, the initial offline issuance was 1977.6295 million shares, accounting for 72.11% of the issuance after deducting the final strategic placement; The initial number of shares issued online was 7.65 million, accounting for 27.89% of the number issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement on the initial public offering of shares and listing on the gem of Shipu Testing Technology (Shanghai) Co., Ltd. (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 10180.00392 times, higher than 100 times, the issuer and the recommendation institution (lead underwriter) decided to start the callback mechanism, After deducting the final strategic placement, 20% (rounded up to an integral multiple of 500 shares, i.e. 5485500 shares) of the number of shares issued to the public will be transferred back from the offline to the online. After the call back, the final number of offline shares issued was 14290795, accounting for 52.11% of the number issued after deducting the final strategic placement; The final number of shares issued online was 13135500, accounting for 47.89% of the number issued after deducting the final strategic placement. After the call back, the final winning rate of this online pricing issuance is 0.0168669761%, and the subscription multiple is 5928.74500 times.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on January 21, 2022 (T + 2). The details are as follows:
1. According to this announcement, offline allocated investors shall timely and fully pay the subscription funds for new shares according to the finalized issuance price of 20.08 yuan / share and the allocated quantity before 16:00 on January 21 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the shares issued this time, the shares issued online have no circulation restrictions and restricted sales period arrangements, and can be circulated from the date of listing of the shares issued this time on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, which shall be calculated from the date of listing and trading of the issued shares on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
In terms of strategic placement, the senior management and core employees of the issuer participated in the special asset management plan established by this strategic placement, which is that the No. 1 employee of Fucheng Haifutong Shipu testing participated in the gem strategic placement collective asset management plan (hereinafter referred to as "Shipu testing asset management plan"), and the restricted sale period of the allocated shares is 12 months. The restricted sale period shall be calculated from the date when the shares issued to the public are listed on the Shenzhen Stock Exchange.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as "Beijing stock exchange"), Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") and Shenzhen Stock Exchange shall be calculated together.
During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of relevant projects in all sectors of the stock market of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors participating in offline subscription.
1、 Final result of strategic placement
The issuing price of this offering does not exceed the lower of the "four values", so the relevant subsidiaries of the sponsor need not participate in this strategic placement. According to the final issue price, the final strategic placement of the special asset management plan for senior managers and core employees of the issuer was 2573705 shares, accounting for 8.58% of the issue.
As of January 13, 2022 (T-4), strategic investors have paid their subscription funds in full and on time. According to the relevant agreements in the strategic placement agreement signed by the issuer, the sponsor (lead underwriter) and the strategic investor, the strategic placement results of this issuance are determined as follows:
Serial no. Name of strategic investor number of allocated shares (shares) amount allocated (yuan) sales restriction period
1. Shipu testing information management plan 2573705 51679996.40 12 months
Total 2573705 51679996.40-
Note: the restricted period shall be calculated from the date when the shares issued to the public are listed on the Shenzhen Stock Exchange.
The sponsor (lead underwriter) will return the excess payment according to the original payment path of strategic investors before January 25, 2022 (T + 4).
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock exchange (revised in 2021) (SZS [2021] No. 919) Detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), code for underwriting of initial public offerings under the registration system (zsxf [2021] No. 213), detailed rules for the management of offline investors in initial public offerings (zsxf [2018] No. 142) The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription in accordance with the relevant provisions of the rules for the administration of offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212). According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on January 19, 2022 (t day). After verification, it is confirmed that the 4891 effective quotation placement objects managed by 181 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the effective subscription quantity is 42508.3 million shares. (II) preliminary offline placement results
According to the offline placement principles and calculation methods published in the announcement on initial public offering and listing on the gem of Shipu Testing Technology (Shanghai) Co., Ltd. (hereinafter referred to as the "announcement on preliminary inquiry and recommendation"), the issuer and the recommendation institution (lead underwriter) made a preliminary placement of offline issued shares, The effective subscription and preliminary placement of various offline investors are shown in the table below:
The proportion of effective subscription shares of the placing object class in the total effective subscription shares, the proportion of initial placement shares in the number of investors (10000 shares) finally issued offline, the proportion of purchase quantity (shares) and the proportion of placing quantity
Class a investors 2426320 57.08% 10031983 70.20% 0.04134650%
Class B investors 13500 0.32% 45375 0.32% 0.03361111%
Class C investors 1811010 42.60% 4213437 29.48% 0.02326567%
Total 4250830 100.00% 14290795 100.00%-
Note: if the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, the remaining 549 shares were placed to the placement object "Ruiyuan steady progress configuration two-year holding hybrid securities investment fund" managed by "Ruiyuan Fund Management Co., Ltd. in accordance with the offline placement principle in the preliminary inquiry and promotion announcement".
The above placement arrangements and results comply with the placement principles announced in the preliminary inquiry and promotion announcement. Finally, the allocation of each placement object is detailed in the "attached table: preliminary placement details of offline investors".
3、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. Contact details are as follows:
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
Tel: 021-23154756, 021-23154758, 021-23154759
Contact: capital market department
Issuer: sponsor (lead underwriter) of Shipu Testing Technology (Shanghai) Co., Ltd.: Haitong Securities Company Limited(600837) January 21, 2022 (there is no text on this page, which is Shipu Testing Technology (Shanghai) (seal page of announcement on preliminary placement results of initial public offering of shares by a joint stock limited company and offline issuance of shares listed on the GEM)
Issuer: Shipu Testing Technology (Shanghai) Co., Ltd. (this page has no text, which is the seal page of the announcement on the initial public offering and initial placement results of Shipu Testing Technology (Shanghai) Co., Ltd. listed on the GEM)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy
Attached table: preliminary placement details of offline investors
