Securities code: 600369 securities abbreviation: Southwest Securities Co.Ltd(600369) Announcement No.: pro 2022-001 Southwest Securities Co.Ltd(600369)
Announcement on resolutions of the 16th meeting of the 9th board of directors
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. The 16th meeting of the 9th board of directors of Southwest Securities Co.Ltd(600369) (hereinafter referred to as the company) was held on January 19, 2022 by combining on-site and communication. Before the meeting, the company issued the meeting notice and meeting materials as required. There are 8 directors who should attend the meeting and 8 actual directors. Mr. Wu Jian, Mr. Zhang Chunyong, Mr. Zhang Gang and Mr. Fu Daqing attended the on-site meeting. Mr. Peng Zuofu, Mr. Wan Shubin, Mr. Zhao rubing and Mr. Luo Wei attended the meeting by video communication. The company’s supervisors and some senior managers attended the meeting as nonvoting delegates. The meeting was presided over by Mr. Wu Jian. The convening and convening of the meeting met the relevant provisions of the company law of the people’s Republic of China and the articles of association.
The following proposals were considered by open ballot at this meeting:
1、 Proposal on the assessment and distribution results of the company’s management in 2020
Voting results: [8] in favor, [0] against and [0] abstained. The proposal was considered and adopted. The company was posted on the website of Shanghai Stock Exchange (www.sse. Com. CN.) on April 30, 2021 Disclosed the company’s 2020 annual report, and disclosed the pre tax remuneration received from the company by the chairman of the board of directors, the chairman of the board of supervisors and senior managers during the reporting period. Since the company has completed the salary distribution in 2020, the supplementary disclosure of the pre tax salary of the above personnel in 2020 is as follows:
Unit: RMB 10000
Serial number name current position 2020 salary
1 Liao Qingxuan, chairman and Secretary of the Party committee 74.10
2 president Wu Jian and Deputy Secretary of the Party committee 74.10
3 Ni Yuemin, chairman of the board of supervisors and member of the Party committee 67.23
4 Zhang Chunyong, vice president and member of the Party committee 64.64
5 Li Yong, vice president and member of the Party committee 65.17
6 Hou Ximeng, vice president and member of the Party committee 65.70
7 Pu Rui, vice president and member of the Party committee 66.22
8 Zhao Tiancai, compliance director 189.61
9 Zhang Hongwei, chief risk officer 189.61
10 Lin Lin CIO 169.00
Note: the annual salary of the vice president includes the transportation subsidy actually paid in 2020.
2、 Proposal on the company’s annual report on anti money laundering in 2021
Agree to the 2021 Southwest Securities Co.Ltd(600369) annual report on anti money laundering.
Voting results: [8] in favor, [0] against and [0] abstained. The proposal was considered and adopted. 3、 Proposal on the company’s “14th five year plan” strategic planning report
Agree with the Southwest Securities Co.Ltd(600369) “14th five year plan” strategic planning report.
Voting results: [8] in favor, [0] against and [0] abstained. The proposal was considered and adopted. It is hereby announced
Southwest Securities Co.Ltd(600369) board of directors
January 20, 2002
Southwest Securities Co.Ltd(600369) independent directors’ independent opinions on the assessment and distribution results of the company’s management in 2020
In accordance with the provisions and requirements of the rules for independent directors of listed companies, the articles of association and the working system of independent directors of the company, as independent directors of the company, we have carefully reviewed the proposal on the assessment and distribution results of the company’s management in 2020. Based on the position of independent judgment, we express independent opinions on the above proposal as follows:
1、 The matters related to the assessment and distribution of the company’s management personnel discussed this time are in line with the actual situation of the company and the current operation and management needs, and there is no damage to the interests of the company and shareholders.
2、 The deliberation and voting of the above proposals comply with the provisions of relevant laws, regulations and normative documents, and are legal and effective.
In conclusion, we agree with the proposal on the assessment and distribution results of the company’s management in 2020.
Independent directors: Zhao rubing, Luo Wei, Fu Daqing
January 19, 2022
