Securities code: 003002 securities abbreviation: Shanxi Huhua Group Co.Ltd(003002) Announcement No.: 2022-001 Shanxi Huhua Group Co.Ltd(003002)
Pre disclosure announcement on the reduction of shares held by senior managers
Zhang Hong, Secretary of the board of directors and chief financial officer of the company, guarantees that the information provided to the company is true, accurate and complete without false records, misleading statements or major omissions.
The company and all members of the board of directors guarantee that the contents of the announcement are consistent with the information provided by the information disclosure obligor.
Special note: Zhang Hong, Secretary of the board of directors and chief financial officer of the company, holds 210000 shares of the company (accounting for 0.1050% of the total share capital of the company). He plans to reduce the total shares of the company by centralized bidding trading within 6 months after 15 trading days from the date of disclosure of this announcement (no reduction in the window period), accounting for 0.02625% of the total share capital of the company.
Shanxi Huhua Group Co.Ltd(003002) (hereinafter referred to as "the company") recently received the notification letter on share reduction plan issued by Zhang Hong, and now the specific situation is announced as follows:
1、 Basic information of the reducing entity
As of this announcement, the total number of shares held by the company with unlimited sales and limited sales and circulation, the number of shares held on the date of disclosure, the proportion of share capital, the number of shares (shares) and the number of shares (shares) (shares)
Zhang Hong, Secretary of the board of directors 210000 0.1050% 52500 157500 and chief financial officer
2、 Main contents of this reduction plan
Name share to be reduced in the company's total share source share reduction quantity (share) share capital proportion method price reason during share reduction
For the first time, the company will determine the demand within 6 months after the 15 price trading price is confirmed as the trading day of the shares obtained by the shareholders of the centralized competitive market in this announcement from the date of disclosure before the Development Bank of Zhang Hong 52500 0.02625%
During the period of the share reduction plan, the company has share changes such as share distribution, share allotment, conversion of capital reserve into share capital, and the number of shares reduced above will be adjusted accordingly.
3、 Commitments and performance of shareholders to be reduced this time
Shareholder Zhang Hong promised in the IPO announcement:
Commitment on share locking:
"1. Within 12 months from the date when the company's shares are listed and traded on the stock exchange, the company shall not transfer or entrust others to manage the company's shares directly and indirectly held by itself, nor shall the company repurchase the company's shares directly and indirectly held by itself.
2. After the expiration of the lock up period (including the extended lock up period) of the issuer's shares held by me, during the period of serving as the issuer's director / Supervisor / Senior Manager, the annual transfer of the issuer's shares shall not exceed 25% of the total number of issuer's shares directly held by me; Do not transfer the issuer's shares directly held by me within half a year after leaving office, and sell the issuer's shares through listing and trading in the stock exchange within 12 months after reporting to leave office. The proportion of the issuer's shares in the total number of issuer's shares held by me shall not exceed 50%. "
Zhang Hongjin further promises:
"Within 2 years after the expiration of the lock up period of the issuer's shares, if I directly or indirectly reduce the issuer's shares, the reduction price shall not be lower than the issuance price of the issuer's shares at the time of this issuance and listing (hereinafter referred to as the issuance price); if the closing price of the issuer's shares for 20 consecutive trading days is lower than the issuance price within 6 months after the issuer's listing, or at the end of 6 months after listing (March 22, 2021) if the closing price is lower than the offering price, the lock up period of the issuer's shares directly or indirectly held by me will be automatically extended for 6 months. If the issuer has ex right and ex interest matters such as dividend distribution, share distribution, conversion of capital reserve into share capital after this issuance and listing, the issue price shall be ex right and ex interest. "
The commitments made by Zhang Hong in the prospectus of initial public offering are consistent with those made in the listing announcement of initial public offering.
As of the date of disclosure of this announcement, Zhang Hong has strictly complied with the above commitments, several provisions on share reduction by shareholders, directors, supervisors and senior executives of listed companies, detailed rules for the implementation of share reduction by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange and other laws and regulations on share reduction, and has not violated the above commitments and relevant intentions.
4、 Relevant risk tips and other instructions
1. The reduction of the above shareholders will strictly comply with the securities law, several provisions on the reduction of shares by shareholders, directors, supervisors and senior managers of listed companies, and the detailed rules for the implementation of the reduction of shares by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange.
2. The above shareholders are not the controlling shareholders and actual controllers of the company. The share reduction plan will not have a significant impact on the company's governance structure, equity structure and future sustainable operation, nor will it lead to changes in the company's control.
3. The above shareholders will decide whether and how to implement the share reduction plan in combination with market conditions, share price performance and relevant regulations. There is uncertainty in the actual reduction quantity and price. 4. The company will urge the above-mentioned shareholders to strictly abide by the provisions of relevant laws and regulations, reduce their shares, and timely perform the obligation of information disclosure.
5、 Documents for future reference
Notification letter on share reduction plan.
It is hereby announced.
Shanxi Huhua Group Co.Ltd(003002) board of directors
January 20, 2022
