Shipu Testing Technology (Shanghai) Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of Shipu Testing Technology (Shanghai) Co., Ltd. (hereinafter referred to as "Shipu testing" or "the issuer") for the initial public offering of 30 million RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), And registered by China Securities Regulatory Commission (zjxk [2021] No. 4041).
Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering. The issuer negotiated with the recommendation institution (lead underwriter) to determine the issue price of RMB 20.08/share. The initial number of strategic placement shares issued in this issuance is 4.5 million shares, accounting for 15.00% of the issued number.
The issuing price of this offering shall not exceed the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund quotation median and weighted average in accordance with the measures for the administration of the use of insurance funds, whichever is lower. According to the issue price, the relevant subsidiaries of the sponsor need not participate in the strategic placement.
The strategic placement of this offering is a special asset management plan for the issuer's senior managers and core employees, and the relevant subsidiaries of the sponsor do not participate in the strategic placement. The final number of strategic placement was 2573705 shares, accounting for 8.58% of the number of shares issued this time. The difference between the initial strategic placement and the final strategic placement of 1926295 shares will be transferred back to offline issuance.
This offering will eventually adopt directional placement to strategic investors (hereinafter referred to as "strategic placement") and offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") Online pricing issuance (hereinafter referred to as "online issuance") to social public investors holding non restricted A-Shares and the market value of non restricted depositary receipts in Shenzhen market.
Before the launch of the online and offline call back mechanism and after the strategic placement call back, the initial offline issuance was 1977.6295 million shares, accounting for 72.11% of the issuance after deducting the final strategic placement; The initial number of shares issued online was 7.65 million, accounting for 27.89% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is 27426295 shares, and the final number of online and offline issuance will be determined according to the call back situation.
On January 19, 2022 (t day), the issuer initially issued 7.65 million shares of "Shipu test" by using the online pricing of the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange").
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on January 21, 2022 (T + 2):
1. The offline allocated investors shall, in accordance with the announcement on the results of initial public offering of shares by Shipu Testing Technology (Shanghai) Co., Ltd. and initial offline placement of shares listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on January 21, 2022 (T + 2).
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After the online investors win the lot in the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering of shares by Shipu Testing Technology (Shanghai) Co., Ltd. and online lottery for listing on the gem, so as to ensure that their capital account will eventually have sufficient capital for the subscription of new shares on January 21 (T + 2) 2022, and the insufficient part shall be deemed to give up the subscription, The resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The investor's fund transfer shall comply with the relevant provisions of the securities company where the investor is located.
The shares abandoned by offline and online investors shall be underwritten by the sponsor (lead underwriter).
2. Among the shares issued this time, the shares issued online have no circulation restrictions and restricted sales period arrangements, and can be circulated from the date of listing of the shares issued this time on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, which shall be calculated from the date of listing and trading of the issued shares on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline subscription, they do not need to fill in the arrangement of the sales restriction period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online sales restriction period disclosed in this announcement.
In terms of strategic placement, the senior management and core employees of the issuer participated in the special asset management plan established by this strategic placement. The No. 1 employee of Fucheng Haifutong Shipu test participated in the gem strategic placement collective asset management plan, and the sales restriction period of the allocated shares was 12 months. The restricted sale period shall be calculated from the date when the shares issued to the public are listed on the Shenzhen Stock Exchange.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering after deducting the strategic placement part, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in the selected layers of gem, sci-tech innovation board, main board and national share transfer system shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of the initial stock projects on the gem, the science and innovation board, the main board and the shares of the national share transfer system to unspecified qualified investors and the projects listed on the selected layer.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
The number of times of abandonment of subscription shall be calculated according to the number of times that the investor actually abandons the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the sponsor (lead underwriter) has made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 12837850, the number of effective subscription shares is 77877030000 shares, the total number of allotments is 155754060, the starting number of allotments is 00000000000 1, and the ending number is 000155754060.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement on the initial public offering and listing of Shipu Testing Technology (Shanghai) Co., Ltd. on the gem, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism because the initial effective subscription multiple on the Internet was 10180.00392 times, higher than 100 times, After deducting the final strategic placement, 20% of the number of publicly issued shares (rounded up to an integral multiple of 500 shares, i.e. 5485500 shares) will be transferred back from offline to online. After the call back, the final number of offline shares issued was 14290795, accounting for 52.11% of the number issued after deducting the final strategic placement; The final number of shares issued online was 13135500, accounting for 47.89% of the number issued after deducting the final strategic placement. After the call back, the winning rate of this online pricing issuance was 0.0168669761%, and the subscription multiple was 5928.74500 times.
3、 Online lottery
The issuer and the sponsor (lead underwriter) are scheduled to conduct lottery at Room 308, Shenye center, No. 5045, Shennan East Road, Luohu District, Shenzhen on the morning of January 20, 2022 (T + 1), and will publish the online lottery results in China Securities News, Shanghai Securities News, Securities Times and Securities Daily on January 21, 2022 (T + 2).
Issuer: sponsor (lead underwriter) of Shipu Testing Technology (Shanghai) Co., Ltd.: Haitong Securities Company Limited(600837) January 20, 2022 (there is no text on this page, which is Shipu Testing Technology (Shanghai) (seal page of announcement on online subscription and winning rate of initial public offering and listing on gem by a joint stock limited company)
Issuer: Shipu Testing Technology (Shanghai) Co., Ltd. (this page has no text, which is the seal page of the announcement on the online subscription and winning rate of Shipu Testing Technology (Shanghai) Co., Ltd. for its initial public offering of shares and listing on the GEM)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy
