Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) : Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) announcement on no regulatory measures or penalties taken by securities regulatory authorities and stock exchanges in the past five years

Securities code: 003009 securities abbreviation: Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) Announcement No.: 2022-005 Shaanxi Zhongtian Rocket Technology Co.Ltd(003009)

About the securities regulatory authorities and stock exchanges that have not been

Announcement of regulatory measures or penalties

The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.

Whereas Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) (hereinafter referred to as "the company") intends to apply to China Securities Regulatory Commission for public issuance of convertible corporate bonds, according to relevant requirements, the company has conducted a self-examination on whether it has been subject to regulatory measures or penalties taken by China Securities Regulatory Commission and its dispatched offices and Shenzhen stock exchange in the past five years. The self-examination results are as follows:

Since its listing, the company has been in strict accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange and other relevant laws and regulations, as well as the requirements of the Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) articles of association, constantly improving the corporate governance structure, establishing and perfecting the internal control system, improving the standard operation level of the company, and promoting the sustainable, healthy Stable development.

The company has not been subject to regulatory measures or penalties by the securities regulatory authorities and Shenzhen Stock Exchange in the past five years.

It is hereby announced.

Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) board of directors January 19, 2022

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