Shaanxi Zhongtian Rocket Technology Co.Ltd(003009)
Verification report on the use of the previously raised funds
Zhonghuan zhuanzi (2022) No. 0810000
catalogue
The initial page is the assurance report and the report on the use of the raised funds
Report on the use of previously raised funds 1
Comparison table 4 of the use of the previously raised funds
Comparison table 5 of the benefits realized by the investment projects with the previously raised funds
About Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) previously raised funds
Assurance report on usage
Zhonghuan zhuanzi (2022) No. 0810000 Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) all shareholders:
We have accepted the entrustment to carry out the authentication work on the attached report on the use of the previously raised funds of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) (hereinafter referred to as ” Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) ” company) as of September 30, 2021.
In accordance with the provisions on the report on the use of the previously raised funds issued by the China Securities Regulatory Commission, prepare the report on the use of the previously raised funds, and ensure that its contents are true, accurate and complete, without false records, misleading statements or major omissions, and provide true, legal and It is the responsibility of the board of directors of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) company to provide complete physical evidence, original written materials, duplicate materials, oral testimony and other evidence we deem necessary. Our responsibility is to put forward the assurance conclusion on the report on the use of the previously raised funds on the basis of the implementation of the assurance work.
We have carried out the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information, which requires us to abide by the code of professional ethics for Chinese certified public accountants, Plan and implement the assurance work to obtain reasonable assurance on whether there is no material misstatement in the report on the use of the previously raised funds. In the process of assurance, we have implemented such procedures as spot checking accounting records and recalculating the amount of relevant items as we think necessary. We believe that our assurance work provides a reasonable basis for making assurance conclusions.
We believe that the attached report on the use of the previously raised funds of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) company as of September 30, 2021 has been prepared in accordance with the provisions on the report on the use of the previously raised funds, which truthfully reflects the use of the raised funds of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) company as of September 30, 2021 in all major aspects.
This assurance report is only used by Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) company when applying for convertible corporate bonds and shall not be used for any other purpose. We agree that this assurance report, as a necessary document for Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) company to apply for convertible corporate bonds, shall be submitted to the China Securities Regulatory Commission together with other application materials.
Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) report on the use of previously raised funds
Shaanxi Zhongtian Rocket Technology Co.Ltd(003009)
Report on the use of previously raised funds
According to the provisions on the report on the use of previously raised funds issued by China Securities Regulatory Commission, Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) (hereinafter referred to as “the company” or “the company”), the report on the use of previously raised funds as of September 30, 2021 has been prepared.
1、 Basic information of previously raised funds
With the approval of the China Securities Regulatory Commission in the document zjxk [2020] No. 1717 on August 7, 2020, the company made an initial public offering of A-Shares in China and applied to Shenzhen stock exchange for listing after the issuance. In September 2020, the company issued 38848100 A shares through Shenzhen Stock Exchange, with a par value of RMB 1 per share and an issue price of RMB 12.94 per share. The total amount subscribed by shareholders was RMB 502694414.00. After deducting the underwriting Commission and other issuing expenses of securities companies, the actual net raised funds were RMB 4459562.54.
The above raised funds of 445956562.54 yuan were remitted to the special account for raised funds opened by the company at China Construction Bank Corporation(601939) Xi’an Hongqing road sub branch on September 21, 2020, which was verified by the capital verification report no. Zhonghuan Yan Zi (2020) 080007 issued by Zhongshen Zhonghuan Certified Public Accountants (special general partnership). On October 15, 2020, after deliberation and approval of the second meeting of the third board of directors, the company opened one special account for the deposit of raised funds in China Construction Bank Corporation(601939) Xi’an Hongqing road sub branch, China Everbright Bank Company Limited Co.Ltd(601818) Xi’an Branch, China Merchants Bank Co.Ltd(600036) Xi’an branch and Bank Of China Limited(601988) Xi’an second ring century star sub branch.
As of September 30, 2021, the deposit of the company’s previously raised funds in the bank account is as follows:
Monetary unit: RMB
Deposit bank deposit unit bank account number storage method closing date balance remarks
China China Construction Bank Corporation(601939) Xi’an Shaanxi Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) technology 6105017900 current deposit 5006134.21
Hongqing road Sub Branch Technology Co., Ltd. 070000417
China China Everbright Bank Company Limited Co.Ltd(601818) Xi’an Shaanxi Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) technology 7870018800 current deposit 137495473.38
Xincheng Sub Branch Technology Co., Ltd. 0180466
China Merchants Bank Co.Ltd(600036) Xi’an super Code Technology Co., Ltd. has 1299038832
Current deposit of the company Xi’an Xianning Road Branch Co., Ltd. 10188 13370113.53
Hang Bank Of China Limited(601988) Xi’an Normal University Xi’an Aerospace SANWO machine 1028895536
Road Sub Branch Electrical Equipment Co., Ltd. current deposit 23972111.75
company
Total 179843832.87
Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) report on the use of previously raised funds
2、 Actual use of previously raised funds
1. Comparison of the use of previously raised funds
As of September 30, 2021, the actual use of the previously raised funds is shown in Annex 1 “comparison table of the use of the previously raised funds”.
2. Changes in the previously raised funds
The actual investment projects of the company’s previously raised funds are consistent with the application plan of the A-share raised funds disclosed in the previous A-share prospectus, and there is no change in the actual investment projects.
3. Description of the difference between the actual total investment and the total committed investment of the project raised funds in the previous time
As of September 30, 2021, the difference between the actual total investment of the company’s previous fund-raising projects and the total committed investment is as follows:
Monetary unit: RMB
Reasons for difference between committed investment projects and over raised funds
Total investment of fund-raising funds
1. The dual-purpose rocket production 140000000.00 4514691.48 – 135485308.52 project is still in the construction capacity construction project period and is under construction
2. The dual-purpose high-temperature special project is still under construction. The construction of seed material production line is 110000000.00 97012727.24 – 12987272.76, and the project is under construction (phase I)
3. Measurement and control products and arrow project are still under construction, and the production capacity of measurement and control system is 29000000.00 5106800.00 – 23893200.00, and the project is under construction
4. The R & D center project 55000000.00 215800.00 – 54784200.00 is still under construction
5. Repayment of bank loans 77000000.00 77000000.00
6. Supplementary working capital 34956562.54 34956562.54
Total 4459562.54 218806581.26 – 227149981.28
4. Investment projects of previously raised funds that have been transferred or replaced
On December 29, 2020, the fourth meeting of the third board of directors of the company deliberated and approved the proposal on using the raised funds to replace the self owned funds invested in advance, and agreed to use the raised funds to replace the raised investment projects and issuance expenses paid with the self owned funds of 10479221.59 yuan as of December 28, 2020, Including: the total amount of investment projects invested with self owned funds and raised funds in advance is 3971043.00 yuan; The total amount of issuance expenses paid with self owned funds is 6508178.59 yuan.
5. Temporary idle raised funds and unused raised funds
(1) Temporary idle raised funds
