Citic Securities Company Limited(600030)
About Yunnan Energy New Material Co.Ltd(002812)
Report on continuous supervision training in 2021
Shenzhen Stock Exchange:
Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” or “sponsor”) as a sponsor of Yunnan Energy New Material Co.Ltd(002812) (hereinafter referred to as ” Yunnan Energy New Material Co.Ltd(002812) ” or “company”) non-public offering of A-share shares in 2021, conducted continuous supervision training for Yunnan Energy New Material Co.Ltd(002812) in 2021 in accordance with the guidelines for the recommendation of Listed Companies in Shenzhen Stock Exchange. The reports are as follows: 1 Basic information of this continuous supervision training
(I) recommendation institution: Citic Securities Company Limited(600030)
(II) sponsor representatives: Wang Jiaji, Liu Chunqin
(III) training time: December 30, 2021 – January 6, 2022
(IV) training location: Yunnan Energy New Material Co.Ltd(002812) Office (teleconference)
(V) trainers: Paul Xiaoming Lee, Li Xiaohua, Xu Ming, Feng Jie, Ma Weihua, Alex Cheng, Yan Ma, Lu Jiankai, Tang Changjiang, Zheng Haiying, Zhang Tao, Chen Tao, Kang Wenting, Li Jian, Huang Jianglan, Yu Xue, Tang Yitong, Liu Yueyuan and Yin Haoyang
(VI) training objects: directors, supervisors, senior managers, securities officers, some members of the financial department and internal audit department, etc
(VII) training content: according to the rules and requirements of Shenzhen Stock Exchange, Shenzhen Stock Exchange Guidelines for the standardized operation of listed companies (revised in 2020), guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies and other rules, the training shall be conducted on the management and use of raised funds of listed companies. 2、 Cooperation of listed companies
During the continuous supervision and training of the sponsor, the company actively cooperated to ensure the orderly progress of the training and achieved good results.
3、 Conclusion of this continuous supervision training
The recommendation institution conducted continuous supervision training for the company in 2021 in accordance with the relevant requirements of the guidelines for the recommendation of listed companies of Shenzhen Stock Exchange. The sponsor believes that through this training, the directors, supervisors, senior managers and relevant personnel of the company have a more comprehensive understanding of the management of raised funds, the use of raised funds and relevant information disclosure requirements of listed companies. This continuous supervision training has generally improved the awareness of standardized operation and understanding of the capital market of the company and its directors, supervisors, senior managers and relevant personnel, and helped to improve the standardized operation and information disclosure level of the company.
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(there is no text on this page, which is the signature and seal page of the report on Citic Securities Company Limited(600030) continuous supervision and training in Yunnan Energy New Material Co.Ltd(002812) 2021) signature of the sponsor representative:
Wang Jiaji, Liu Chunqin
Citic Securities Company Limited(600030) January 19, 2022
