Citic Securities Company Limited(600030)
about
Guangdong Jiayuan Technology Co.Ltd(688388)
Issuance of shares to specific objects in 2021
of
Issuance recommendation
Sponsor (lead underwriter)
(North block, excellence Times Plaza (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province) January 2002
Statement
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) ", "sponsor" or "sponsor") accepts the entrustment of Guangdong Jiayuan Technology Co.Ltd(688388) (hereinafter referred to as " Guangdong Jiayuan Technology Co.Ltd(688388) ", "issuer" or "company") as the sponsor of Guangdong Jiayuan Technology Co.Ltd(688388) issuing shares to specific objects and listing on the science and Innovation Board (hereinafter referred to as "this securities offering" or "this offering"), Issue a recommendation letter for this offering.
In accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), and the administrative measures for the registration of securities issuance of companies listed on the science and Innovation Board (for Trial Implementation) (hereinafter referred to as the "administrative measures for registration") The measures for the administration of securities issuance and listing recommendation business and other relevant laws and regulations, as well as the relevant provisions of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), shall be honest, trustworthy, diligent and responsible, issue the issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, and ensure the authenticity of the documents issued Accuracy and completeness. If there are false records, misleading statements or major omissions in the documents prepared and issued by the recommendation institution for the issuer's issuance, which cause losses to the investors, the recommendation institution will compensate the investors for the losses according to law.
catalogue
Declare that 2 catalog Section 1 basic information of this securities issuance five
1、 Name of sponsor five
2、 Staff of the recommendation institution for this securities issuance five
3、 Basic information of the issuer six
4、 The latest equity structure of the issuer and the top ten shareholders six
5、 Capital operation of the issuer since its listing eight
6、 Cash dividend distribution of the issuer in recent three years eight
7、 Description of the relationship between the issuer and the sponsor nine
8、 The sponsor's core procedures and opinions 10 IX. verification opinions on the issuer's non paid employment of other third-party institutions or individuals 11
Section 2 commitments of the recommendation institution Section III recommendation opinions of the recommendation institution on this securities issuance fourteen
1、 The decision-making procedures for the performance of this securities issuance II. The securities issuance complies with the measures for the administration of securities issuance registration of companies listed on the science and Innovation Board (for Trial Implementation)
And other regulations 15 III. verification opinions on the impact of this issuance on the dilution of immediate return and the filling of relevant measures twenty-one
4、 Evaluation of the development prospect of the issuer twenty-one
5、 The recommendation conclusion of the recommendation institution on the issuance and listing of Securities twenty-four
Annex I twenty-eight
Annex II twenty-nine
Section 1 basic information of this securities issuance
1、 Name of sponsor
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "the sponsor").
2、 Staff of the recommendation institution for this securities issuance
(I) the recommendation representative designated by the recommendation institution to be responsible for recommendation
Citic Securities Company Limited(600030) designates Guo Weijian and Wu Xi as the sponsor representatives of Guangdong Jiayuan Technology Co.Ltd(688388) this offering. Its main practice is as follows:
Guo Weijian, male, is now the senior manager of the information media group of Citic Securities Company Limited(600030) Investment Banking Committee and the sponsor representative. He has led or participated in Guangdong Insight Brand Marketing Group Co.Ltd(300781) and other IPO projects, Lingnan Eco&Culture-Tourism Co.Ltd(002717) public issuance of convertible bonds, Shenzhen Infinova Limited(002528) private placement projects, Jiangyin Zhongnan Heavy Industries Co.Ltd(002445) issuance of shares to acquire Aurora technology, Lingnan Eco&Culture-Tourism Co.Ltd(002717) issuance of shares to acquire xinxingang water, listing of three state shares on the new third board and private placement projects, etc.
Wu Xi, male, is currently the director of Citic Securities Company Limited(600030) Investment Banking Committee and the sponsor representative. Responsible for or participated in Guangzhou Baiyun Electric Equipment Co.Ltd(603861) , Guangzhou Wondfo Biotech Co.Ltd(300482) and other IPO projects; Non public offering projects such as China Zhenhua (Group) Science & Technology Co.Ltd(000733) , Grandblue Environment Co.Ltd(600323) and public offering of convertible corporate bonds by Lingnan Garden.
Guo Weijian and Wu Xi strictly abide by the measures for the administration of recommendation business and other relevant regulations in the practice of recommendation business, and have a good practice record; No regulatory measures have been taken by the CSRC in the past three years, and no public condemnation by the stock exchange or self-discipline punishment by the China Securities Association.
(II) Co sponsors of the securities issuance project
Sun Yi, male, is currently the senior manager of the information media group of Citic Securities Company Limited(600030) investment bank management committee. He has participated in Shenzhen King Explorer Science And Technology Corporation(002917) non-public projects, xinlaifu IPO project, percentage point capital operation project, Guancheng building asset securitization project, etc.
(III) names of other project team members
Liu Chang.
3、 Basic information of the issuer
Enterprise name (Chinese) Guangdong Jiayuan Technology Co.Ltd(688388)
Company name (English): Guangdong Jiayuan Technology Co., Ltd
Stock abbreviation Guangdong Jiayuan Technology Co.Ltd(688388)
Stock Code: 688388 SH
Shanghai stock exchange where the shares are listed
Date of establishment: September 29, 2001
Listing date: July 22, 2019
Registered address: wenshe village, Yanyang Town, Meixian District, Meizhou City, Guangdong Province
Legal representative: Liao Pingyuan
The registered capital is 230.876 million yuan
Unified social credit code 914414007321639136
Information disclosure contact: ye Jingmin
Information disclosure contact 0753-2825818
Business scope of the issuer: research, manufacturing and sales: electrolytic copper foil products; Operating the self-produced products of the enterprise
Export of products and technologies; Operate the raw and auxiliary materials, instruments and meters, mechanical equipment
The import business of spare parts and technologies (excluding the commodities limited by the state and prohibited by the state)
Separate trade mode); R & D, production and sales of new materials and new energy products; Copper foil industrial equipment and lithium
R & D, production and sales of ion battery materials; Investment, operation and management of high-tech industrial projects.
(according to)
For projects subject to approval by the law, business activities can be carried out only after approval by relevant departments).
4、 Latest equity structure of the issuer and top ten shareholders
(I) share capital structure
As of September 30, 2021, the shareholding of the top ten shareholders of the company is as follows:
Holding Limited sales holding unlimited
Shareholder name shareholder nature proportion shareholding quantity condition number of Pledged Shares (%) (shares) number of shares (shares) number of shares (shares) (shares)
Guangdong Jiayuan Investment Industrial Development Co., Ltd. is a non-state-owned enterprise in China
Company (former name: Guangdong Jiayuan industrial legal person 27.41 63324400 63324400 Investment Co., Ltd.)
Lai Shichang natural person 5.07 11708145 0 11708145 0
Holding Limited sales holding unlimited
Shareholder name shareholder nature proportion number of shares holding conditions number of Pledged Shares (%) (shares) number of shares (shares) number of shares (shares) (shares)
ABC Huili new energy theme is flexibly matched with other 3.36 7752824 0 7752824 0 hybrid securities investment funds
Huaxia Shanghai Stock Exchange Kechuang board 50 component trading other 1.86 4300317 0 4300317 0 open index securities investment fund
Domestic non-state owned 1.67 3856152 0 3856152 0 legal person of Huaxia Life Insurance Co., Ltd
Harvest new energy and new materials stock certificate other 1.29 2981401 0 2981401 0 bond investment fund
Eastern growth small and medium cap hybrid open other 1.28 2965580 0 2965580 0 securities investment fund
Harvest smart car equity securities investment other 1.10 2550828 0 2550828 0 funded funds
Xiamen Xuyang equity investment partnership other 0.96 2209715 0 2209715 0 (limited partnership) e Fangda Shanghai Securities science and technology innovation board 50 component delivery
Yixing open index securities investment base other 0.93 2149235 0 2149235 0 gold
Total - 44.93 103798597 63324400 40474197 0
(II) controlling shareholder and actual controller of the company
As of September 30, 2021, the controlling shareholder of the company is Guangdong Jiayuan Investment Industrial Development Co., Ltd. (Zeng)
Name: Guangdong Jiayuan Industrial Investment Co., Ltd.), which holds 27.41% equity of the issuer; Actual control human
Mr. Liao Pingyuan holds 90% equity of Jiayuan investment.
1. Basic information
Company name: Guangdong Jiayuan Investment Industrial Development Co., Ltd
Date of establishment: August 10, 2009
The registered capital is 21 million yuan
Registered address: 11th floor, life insurance building, No. 1001, Fuzhong 1st Road, Fuzhong community, Lianhua street, Futian District, Shenzhen
1103-2-A
Legal representative: Liao Pingyuan
General business items are: engaging in investment activities with its own funds; Sales of building materials; Sales of household appliances.
Business scope (except for projects subject to approval according to law, carry out business activities independently according to law with business license), and permit business
Item is: None
2. Equity structure of Jiayuan investment
No. name of shareholder contribution amount (10000 yuan) contribution proportion (%)
1 Liao Pingyuan 1890.00 90.00
2 Liao Caixing 210.00 10.00
No. name of shareholder contribution amount (10000 yuan) contribution proportion (%)
Total 2,10
