Securities code: 300724 securities abbreviation: Shenzhen S.C New Energy Technology Corporation(300724) Announcement No.: 2022-009 Shenzhen S.C New Energy Technology Corporation(300724)
Pre disclosure announcement on the reduction of shares held by directors and senior managers of the company
Mr. Wu Bo, a director and senior manager of the company, guarantees that the information provided to the company is true, accurate and complete without false records, misleading statements or major omissions.
The company and all members of the board of directors guarantee that the contents of the announcement are consistent with the information provided by the information disclosure obligor.
Special tips:
Mr. Wu Bo, the shareholder, director and deputy general manager holding 9800015 shares of the company (accounting for 2.81% of the total share capital of the company), plans to reduce no more than 245000 shares of the company (accounting for 0.70% of the total share capital of the company) by means of centralized bidding within 6 months after 15 trading days from the date of disclosure of this announcement (no reduction in the window period).
Shenzhen S.C New Energy Technology Corporation(300724) (hereinafter referred to as “the company”) recently received the notification letter on share reduction plan issued by Mr. Wu Bo, director and deputy general manager of the company. The details are hereby announced as follows:
1、 Basic information of shareholders
As of the date of this announcement, Mr. Wu Bo holds 9800015 shares of the company, accounting for 2.81% of the total share capital of the company. 2、 Main contents of this reduction plan
1. Reason for reduction: personal capital demand
2. Source of shares: shares issued before the company’s initial public offering
3. Reduction method: centralized bidding method
4. Reduction period: within 6 months after 15 trading days from the date of disclosure of this announcement (no reduction in the window period)
5. Number and proportion of shares to be reduced: no more than 245000 shares of the company (accounting for 0.70% of the total share capital of the company) are planned to be reduced this time (if the company has changes in share capital such as share distribution and conversion of capital reserve into share capital during the reduction period, the number of shares to be reduced above will be adjusted accordingly)
6. Reduction price: determined according to the market price
3、 Performance of shareholders’ commitments
Mr. Wu Bo promised in the company’s prospectus and listing announcement:
1. Within 12 months from the date when the company’s shares are listed on the stock exchange, it shall not transfer or entrust others to manage the shares of the company it holds (including direct and indirect holdings, the same below), and shall not require the company to repurchase such shares for any reason; During his tenure as a director, supervisor or senior manager of the company, he will report the company’s shares held by him and their changes to the company, and the number of shares transferred each year shall not exceed 25% of the total number of shares held by him; Do not transfer the company’s shares held by him within half a year after his resignation; If the company applies for resignation within six months from the date of the company’s initial public offering and listing on the stock exchange, it shall not transfer its shares of the company within 18 months from the date of reporting resignation; If the company applies for resignation between the seventh month and the twelfth month from the date when the company’s initial public offering shares are listed on the stock exchange, it shall not transfer its shares of the company within twelve months from the date of reporting resignation; It will comply with the provisions of the CSRC on the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies, the stock listing rules of Shenzhen Stock Exchange and the implementation rules for the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange.
2. Within 6 months after the listing of the company’s shares, if the closing price of the company’s shares for 20 consecutive trading days (if the company has ex right and ex dividend matters such as dividend distribution, share distribution, conversion of capital reserve to share capital, share allotment, etc., the price shall be adjusted accordingly) is lower than the issue price, or the closing price at the end of 6 months after the listing is lower than the issue price, the lock-in period of the company’s shares held by the company shall be automatically extended for 6 months; The commitment will not be abandoned due to his job change, resignation and other reasons.
3. If the shares of the company held by them are transferred within two years after the expiration of the lock-in period of relevant shares, the transfer price shall not be lower than the issue price of the company’s shares. If it fails to fulfill its commitment on the above reduction intention, it will publicly explain the specific reasons for its failure to fulfill its commitment at the general meeting of shareholders and the disclosure media designated by the CSRC, and apologize to other shareholders and public investors of the company, and its shares of the company shall not be reduced within 6 months from the date of its failure to fulfill the above commitment.
As of the date of this announcement, Mr. Wu Bo has strictly complied with the commitments made during the initial public offering and has not violated the commitments; The proposed reduction is consistent with the previously disclosed intentions and commitments.
4、 Relevant risk tips
1. There is uncertainty in the implementation of the share reduction plan. Mr. Wu Bo will decide whether to implement the share reduction plan according to the market conditions and the company’s share price.
2. During the implementation of the reduction plan, the company will urge Mr. Wu Bo to strictly abide by the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies, the Listing Rules of Shenzhen Stock Exchange on the gem Guidelines on self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM, several provisions on reduction of shares held by shareholders and directors, supervisors and senior managers of listed companies (CSRC announcement [2017] No. 9) The detailed rules for the implementation of share reduction by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange and other relevant laws and regulations as well as the requirements of the company’s rules and regulations, and timely fulfill the obligation of information disclosure.
3. Mr. Wu Bo is not the controlling shareholder and actual controller of the company. The implementation of this share reduction plan will not lead to the change of the company’s control and will not have an impact on the company’s governance structure and sustainable operation.
5、 Documents for future reference
Notification letter on share reduction plan
It is hereby announced.
Shenzhen S.C New Energy Technology Corporation(300724) board of directors January 18, 2022
