Securities code: 300124 securities abbreviation: Shenzhen Inovance Technology Co.Ltd(300124) Announcement No.: 2022-004 Shenzhen Inovance Technology Co.Ltd(300124)
Suggestive announcement on the lifting of restrictions on the sale of restricted shares issued to specific objects
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
1. The shares released this time are shares issued by Shenzhen Inovance Technology Co.Ltd(300124) (hereinafter referred to as “the company” or ” Shenzhen Inovance Technology Co.Ltd(300124) “) to specific objects. The number of shares released this time is 36732241, accounting for 1.3939% of the total share capital of the company.
2. The listing and circulation date of the shares lifted this time is Monday, January 24, 2022.
Shenzhen Inovance Technology Co.Ltd(300124) in 2020, the issuance of shares to specific objects was completed in July 2021. A total of 36732241 ordinary shares (A shares) were issued to 12 specific objects, and the total amount of funds raised was RMB 2130469978.00. The nature of the new shares issued by the company to specific objects this time is tradable shares with limited sales conditions, and the listing date is July 15, 2021.
Now that the above restricted shares have met the conditions for lifting the restrictions, the company has applied to Shenzhen Stock Exchange and Shenzhen Branch of China Securities Depository and Clearing Corporation for handling the relevant procedures for lifting the restrictions and listing and circulation of restricted shares. The details are hereby announced as follows:
1、 Overview of issuing shares to specific objects
(I) issuance of shares to specific objects
According to the reply of China Securities Regulatory Commission on Approving the registration of Shenzhen Inovance Technology Co.Ltd(300124) issuing shares to specific objects (zjxk [2021] No. 1344), the company privately issued 36732241 RMB common shares (A shares) to 12 specific investors at an issue price of 58.00 yuan / share, and the total amount of funds actually raised was 2130469978.00 yuan, After deducting various issuance expenses of RMB 25279425.45 (excluding tax), the net amount of actually raised funds is RMB 2105190552.55. The above raised funds have been verified and confirmed by the capital verification report “Xin Kuai Shi Bao Zi [2021] No. zi10470” issued by Lixin Certified Public Accountants (special general partnership) on June 25, 2021.
A total of 36732241 newly added shares issued to specific objects have been listed on Shenzhen Stock Exchange on July 15, 2021, and the stock sales restriction period is 6 months from the date of listing of newly added shares. The placing of 12 specific objects is as follows:
Serial number name of issuing object number of allocated shares (shares) amount allocated (yuan)
1 Jiangsu Fuquan Yida Rongjing equity M & A Investment Fund (limited partnership) 2327586 134999988.00
2 Hillhouse Capital Management Co., Ltd. – China Value Fund (exchange) 6896551 39999958.00
3 Liren Zhuoyue Changqing phase II private securities investment fund 6896551 39999958.00
4 Guizhou railway PICC phase I No. 1 equity investment fund center (limited partnership)
5 Citic Securities Company Limited(600030) 2,972,413 172,399,954.00
6 J.P.Morgan Securities plc 2,586,206 149,999,948.00
7 GF Fund Management Co., Ltd. 1724137 9999946.00
8 Morgan Stanley International Co., Ltd. 1724310 100009980.00
9 UBS AG 3,275,862 189,999,996.00
10 CAITONG Fund Management Co., Ltd. 2270689 131699962.00
11 wt Asset Management Co., Ltd. / wt asset management 1724137 9999946.00 Limited
12 AIA Life Insurance Co., Ltd. – dividend 885524 51360392.00
Total 36732241 2130469978.00
(II) changes in the company’s share capital after the registration of restricted shares
1. The company issued shares to specific objects, with a total of 36732241 new shares. After registration, the total share capital of the company is 2622023451 shares.
2. On November 30, 2021, the company’s share capital increased by 2863500 shares due to the listing of the shares in the first vesting period at the first vesting price corresponding to the restricted shares granted by the company’s phase V equity incentive plan for the first time.
3. On December 23, 2021, the company’s share capital increased by 9149625 shares due to the listing of shares in the first vesting period at the second vesting price corresponding to the first vesting of restricted shares granted by the company’s phase V equity incentive plan.
4. From July 15, 2021 to January 14, 2022, due to the independent exercise of the second exercise period of the fourth equity incentive object of the company, the share capital of the company increased by 1107550 shares.
As of January 14, 2022, the total share capital of the company is 2635144126 shares, of which 393542131 shares are tradable shares with limited sales conditions, accounting for 14.93% of the total share capital of the company; 2241601995 tradable shares without sale conditions, accounting for 85.07% of the total share capital of the company.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
(I) commitment content
The 12 issuers who intend to lift the restrictions have made the following commitments: they will not transfer the above shares subscribed by our unit / myself within 6 months from the listing date of the shares issued to specific objects in Shenzhen Inovance Technology Co.Ltd(300124) .
After the expiration of the lock up period, the reduction of the shares of the above company subscribed by the unit / myself will also comply with the company law, securities law, Shenzhen Stock Exchange GEM Listing Rules (revised in 2020) and other laws, regulations, rules, normative documents, relevant rules of Shenzhen Stock Exchange and relevant provisions of the articles of association.
(II) performance of commitments
As of the disclosure date of this announcement, the sales restriction period of the shares held by the shareholders applying for lifting the share restriction has expired for 6 months, and the above shareholders have strictly fulfilled the above commitments without violating the above commitments.
3、 Explanation on the non operating capital occupation of the company by the shareholders applying for lifting the share restriction this time and the illegal guarantee of the company to the shareholders applying for lifting the share restriction this time
As of the disclosure date of this announcement, none of the shareholders who applied for lifting the restrictions on the sale of shares had occupied the company’s funds for non operation; Nor does the company provide illegal guarantees to the shareholders who apply for lifting the restrictions on the sale of shares.
4、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation time of the shares lifted this time is Monday, January 24, 2022.
2. The total number of shares lifted this time is 36732241, accounting for 1.3939% of the total share capital of the company. The actual number of shares that can be listed and circulated is 36732241, accounting for 1.3939% of the total share capital of the company.
3. There are 12 shareholders lifting the restrictions on the sale of shares, corresponding to 25 securities accounts. The listing and circulation of shares whose sales restrictions are lifted this time are as follows:
The number of restricted shares in the securities account of the shares held by the actually listed and actually issuable objects the number of shares in circulation in the market the number of shares in circulation the name of the account the total number of shares (shares) the number of shares (shares) (shares) the proportion of the total share capital
Jiangsu Fuquan Yida Jiangsu Fuquan Yida Rongjing
1 Rongjing equity M & A equity M & A investment fund 2327586 2327586 0.0883% investment fund (with limited partnership)
Limited partnership)
Hillhouse capital management hhlr Management Co., Ltd
2 Co., Ltd. – China China Value Fund 6896551 6896551 6896551 0.2617% national value fund (exchange)
(exchange)
Shanghai Lingren private equity fund
Liren excellence evergreen management partnership (yes)
3 phase II private placement securities (limited partnership) – lingrenzhuo 6896551 6896551 6896551 0.2617% investment fund yuechangqing phase II private placement certificate
Bond investment fund
Guizhou railway PICC Guizhou Railway Development Fund
Phase I No. 1 Equity Management Co., Ltd. – your company
4. Investment fund center: State Railway PICC phase I 3448275 3448275 3448275 0.1309% (limited partnership) equity investment fund
Heart (limited partnership)
5 Citic Securities Company Limited(600030) joint stock Citic Securities Company Limited(600030) Co., Ltd. 2972413 2972413 2972413 0.1128% Co., Ltd
J.P.Morgan J. P. Morgan
6 Securities PLC － 2586206 2586206 2586206 0.0981% PLC’s own funds
Bank Of China Limited(601988) Co., Ltd
Company – GF Juxin bond 1379309 1379309 0.0523% bond securities investment fund
China China Construction Bank Corporation(601939) Co., Ltd
7 GF Fund Management Co., Ltd. – GF ji172414 172414 172414 0.0065% Feng bond securities investment Co., Ltd
fund
China Merchants Bank Co.Ltd(600036) Co., Ltd
Company – GF Zhaoxiang mixed 172414 172414 172414 0.0065% Composite Securities Investment Fund
8 UBS AG UBS AG 3,275,862 3,275,862 3,275,862 0.1243%
Morgan Stanley&
9. International Co., Ltd. 1724310 1724310 1724310 0.0654% PLC
CAITONG fund Ping An Bank
Bank – Orient International Group 86207 86207 86207 0.0033% Shanghai Investment Co., Ltd
CAITONG fund Dongfang securities
Securities Co., Ltd. –
CAITONG fund Anji 100 17241 17241 17241 0.0007% single asset management plan
