Xinda Securities Co., Ltd
About Sanyou Corporation Limited(300932)
Verification opinions on the listing and circulation of issued shares before initial public offering
Cinda Securities Co., Ltd. (hereinafter referred to as "Cinda securities" or "sponsor") as a Sanyou Corporation Limited(300932) (hereinafter referred to as " Sanyou Corporation Limited(300932) " or "company") makes an initial public offering of shares and is listed on the gem, and continuously supervises the sponsor, In accordance with the measures for the administration of securities issuance and listing recommendation business, the guidelines for self regulatory supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, and the guidelines for self regulatory supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of GEM listed companies, and other relevant provisions, The listing and circulation of issued shares before the initial public offering of Sanyou Corporation Limited(300932) has been carefully verified. The details are as follows:
1、 Overview of shares issued before IPO
(I) initial public offering of shares
With the approval of China Securities Regulatory Commission on Approving the registration of Sanyou Corporation Limited(300932) initial public offering (zjxk [2020] No. 3328), the company issued 315000000 RMB common shares (A shares) for the first time and was listed and traded on Shenzhen Stock Exchange on January 22, 2021. Before the IPO, the total share capital of the company was 94129513 shares. After the IPO, the total share capital of the company was 125629513 shares, including 29876414 shares without circulation restriction and locking arrangement, accounting for 23.78% of the total share capital after the issuance. The number of shares with circulation restriction or locking arrangement was 95753099 shares, accounting for 76.22% of the total share capital after the issuance. The number of restricted shares allotted offline by the company's initial public offering was 1623586 shares, accounting for 1.29% of the total share capital after issuance. The restricted shares were listed and circulated on July 22, 2021. For details, see the company's website on cninfo (www.cn. Info. Com. CN.) on July 20, 2021 The suggestive announcement on the listing and circulation of offline placement restricted shares in the initial public offering (Announcement No.: 2021-053). At present, the number of shares issued before the initial public offering that have not been lifted is 94129513 shares.
(II) changes in shares after listing
As of the date of this announcement, the company has not issued additional shares, repurchased and cancelled shares, distributed stock dividends or converted capital reserve into share capital, and the total amount of share capital of the company has not changed.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
There are 11 shareholders applying for lifting the share restriction, including Fu Tiannian, Xu Xinqiang, Wanxiang Venture Capital Co., Ltd. (hereinafter referred to as "Wanxiang venture capital"), Shenzhen Huiyou Chuangjia venture capital partnership (limited partnership) (hereinafter referred to as "Shenzhen Huiyou"), Zhang Yajie, pan Youjin Ningbo Meishan free trade port jingyaxuan investment partnership (limited partnership) (hereinafter referred to as "Ningbo jingyaxuan"), Luo Jixiang, Nanjing Kaiteng equity investment partnership (limited partnership) (hereinafter referred to as "Nanjing Kaiteng"), Zhang Yuanyuan and Du Changmin.
(I) the commitments made by the shareholders applying for lifting the restrictions on the sale of shares in the company's prospectus for initial public offering and listing on the gem (hereinafter referred to as the "listing prospectus") and the announcement on initial public offering and listing on the gem (hereinafter referred to as the "listing announcement") are as follows:
Commitment type of commitment party and performance of commitment content
12 months from the date when the company's shares are listed on the stock exchange
Within months, it shall not transfer or entrust others to manage it, and it shall be directly held by itself
The shares issued before the public offering of shares by the company shall not be
The company repurchases the publicly issued shares of the company directly held by itself
Shares issued before Fu Tiannian's commitment to restrict the sale of shares. After the expiration of the above lock-in period, I am a director and supervisor of the company
Or the company held by the senior management shall be transferred every year
The shares shall not exceed 25% of the total shares of the company held by me,
And I will not transfer my company shares within half a year after my resignation
Copies.
Xu Xinqiang and Zhang have 12 months since the date when the company's shares are listed on the stock exchange
Yajie and pan youyue will not transfer or entrust others to manage the shares issued before the company's public offering of shares, nor will they be transferred by the company
Xiang and Zhang Yuanyuan repurchased the company's issued shares held by them before they were publicly issued
And Du Changmin.
12 months from the date when the company's shares are listed on the stock exchange
Do not transfer or entrust others to manage the assets held by the unit within months
The shares issued by Wanxiang venture capital and the company before the public offering of shares shall not be issued by the public
Before Shenzhen Huiyou and Shenzhen Huiyou repurchased the company's publicly issued shares held by the unit
Ningbo Jingya shares are shares issued under the restriction commitment. Normal Lvxuan and Nanjing Kaizi completed capital increase and share expansion in ICBC on December 18, 2018
Teng shall not transfer or entrust within 3 years from the date of change registration
Before the company's public offering shares held by the unit are managed by others
The issued shares shall not be repurchased by the company
Shares issued before the company publicly issues shares.
Fu Tiannian's share reduction commitment I will perform normally in strict accordance with the company's initial public offering
All lock-in periods specified in the statement and the commitment issued by me
And strictly abide by relevant laws, regulations and normative documents
No reduction of holdings during the lock-in period, directly or
Indirectly held shares in the company.
The shares of the company held by me shall be reduced within two years after the expiration of the lock-in period
In case of, the reduction price shall not be lower than the issue price; 6 months after the listing of the company
If the closing price of the company's shares for 20 consecutive trading days within the month
Are lower than the offering price, or at the end of 6 months after listing (2021)
On July 22, 2014, the closing price on non trading days (postponed) was lower than
At the issue price, the lock-in period of the company's shares held by me shall be automatically extended
Six months long. If the company's shares are distributed and distributed during the period
Ex right and ex interest matters such as the conversion of shares and capital reserve into share capital,
The issue price will be adjusted accordingly.
After the expiration of the lock up period (including the extended lock up period), the
The person will reduce the shares of the company through legal means. I'm locking
Reduction within two years after the expiration of the term (including the extended lock-in period)
The number of shares held by the company shall not exceed the number of shares held by the company each year
Receive or indirectly hold 25% of the total shares of the company and
The company shall make an announcement three trading days before the reduction.
Once the above commitment is made, it will be legally binding on me;
I will not be released due to job change, resignation and other reasons in the company
Abandon and fulfill commitments.
I strictly follow the company's initial public offering
All lock-in periods specified in the statement and the commitment issued by me
And strictly abide by relevant laws, regulations and normative documents
No reduction of holdings during the lock-in period, directly or
Indirectly held shares in the company. Normally fulfill Xu Xinqiang's share reduction commitment. After the expiration of the lock-in period, I will reduce my shares in the bank through legal means
Company shares. I am in the lock out period (including extended lock out)
If the company's shares are reduced within two years after the expiration of the period, the shares shall be reduced
The number of shares in the company shall not exceed the number of shares directly or indirectly held by me each year
50% of the total number of shares and through the first three transactions of the company
It shall be announced on the th.
(II) as of the date of disclosure of this announcement, the shareholders applying for lifting the restriction on the sale of shares have strictly complied with the above commitments during the restriction period, there is no subsequent additional commitment, and there is no situation that the non performance of relevant commitments affects the listing and circulation of the restricted shares.
(III) none of the shareholders applying for lifting the restrictions on the sale of shares has occupied the company's funds, and the company has no illegal guarantee for them.
3、 The listing and circulation arrangement of restricted shares is lifted this time
(I) the listing and circulation date of the shares to be deregulated this time is Monday, January 24, 2022. (II) the number of restricted shares released this time is 44680243 shares, accounting for 35.5651% of the total share capital of the company.
(III) there are 11 shareholders applying for lifting the restrictions on the sale of shares, including 7 natural person shareholders and 4 non-state-owned legal person shareholders.
(IV) details of the lifting of restrictions on the sale and listing of shares are as follows:
No. name of shareholder No. number of restricted shares lifted this time total number of actually listed remarks (shares) circulating number (shares)
1 Fu Tiannian 15200000 15200000 3800000 note 1
2 Xu Xinqiang 12300000 12300000 615000 note 2
3 Wanxiang venture capital 4235880 4235880 4235880
4 Shenzhen Huiyou 2823920 2,82
