Securities code: 300080 securities abbreviation: Henan Yicheng New Energy Co.Ltd(300080) Announcement No.: 2022-003
Henan Yicheng New Energy Co.Ltd(300080)
Suggestive announcement on lifting the ban on the listing and circulation of some restricted shares issued by issuing shares and convertible bonds to purchase assets and raising supporting funds and related party transactions
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions. Special tips:
1. Henan Yicheng New Energy Co.Ltd(300080) (hereinafter referred to as "the company" or " Henan Yicheng New Energy Co.Ltd(300080) ") issued 80740735 shares in 2021 to raise matching funds. The number of restricted shares released this time is 80740735 shares, accounting for 3.73% of the total share capital.
2. The listing and circulation date of the restricted shares is Monday, January 24, 2022.
1、 Basic information of the company's acquisition of shares whose sales restrictions are lifted this time
On November 27, 2020, the company received the reply on approving Henan Yicheng New Energy Co.Ltd(300080) to issue shares and convertible bonds to Henan Pingmei Shenma Shoushan Chemical Technology Co., Ltd. to purchase assets and raise supporting funds issued by the CSRC on November 24, 2020 (zjxk [2020] No. 3185), According to the capital verification report on paid in capital after Henan Yicheng New Energy Co.Ltd(300080) issuance of 80740735 RMB common shares (A shares) (Dahua Yan Zi [2021] No. 000463) issued by Dahua Certified Public Accountants (special general partnership) on July 13, 2021, as of July 2, 2021, Henan Yicheng New Energy Co.Ltd(300080) has issued 80740735 shares to 11 specific objects, The issue price is 4.05 yuan / share, and the total amount of funds actually raised is 326999976.75 yuan. After deducting the expenses related to the issue (excluding tax) of 3872396.65 yuan, the net amount of funds actually raised is 323127580.10 yuan.
On July 15, 2021, the company invested in Henan Aokai Investment Co., Ltd., Ningbo ningju Asset Management Center (limited partnership) - ningju YINGSHANHONG No. 9 private securities investment fund Shanghai Boshen Investment Center (Co., Ltd. - Qingyan Zhixuan No. 14 private securities investment fund, CAITONG Fund Management Co., Ltd., China Galaxy Securities Co.Ltd(601881) , BIE Wensan, Wang Junwei, he Lijuan, Dong Weiguo and Lin Jintao issued 80740735 non-public tradable shares with limited sales conditions to 11 specific objects. Among them, CAITONG Fund Management Co., Ltd. is regarded as an issuing object, with its managed CAITONG Fund - Lin Shaoqing - CAITONG fund Wenqiao single asset management plan, CAITONG Fund - Hu Jiyang - CAITONG fund yannuo dingzeng No. 1 single asset management plan, CAITONG Fund - Dongxing Securities Corporation Limited(601198) - CAITONG Ji jindongxing No. 2 single asset management plan CAITONG fund Feng Yudong CAITONG fund ruikunshen No. 1 single asset management plan, CAITONG fund Han Bo CAITONG fund Anji No. 92 single asset management plan, CAITONG fund Han Xiao CAITONG fund Tianxi dingzeng No. 29 single asset management plan, CAITONG fund Jiang Jie CAITONG fund Tianxi dingzeng No. 99 single asset management plan CAITONG Fund - Huang Yucheng - CAITONG fund Lixiang No. 1 single asset management plan, CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund Xihu university fixed increase quantitative hedge No. 1 collective asset management plan, CAITONG Fund - China Construction Bank Corporation(601939) - CAITONG fund fixed increase quantitative hedge No. 1 collective asset management plan, CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund fixed increase quantitative arbitrage No. 1 collective asset management plan CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund fixed increase quantitative arbitrage No. 2 collective asset management plan, CAITONG Fund - Caitong Securities Co.Ltd(601108) Ziguan Zhixuan No. fof2020001 single asset management plan - CAITONG fund Junxiang Yuexi single asset management plan, CAITONG Fund - Haitong Securities Company Limited(600837) - CAITONG fund Junxiang Jiasheng single asset management plan CAITONG Fund - Haitong Securities Company Limited(600837) - CAITONG fund Junxiang Jiasheng single asset management plan, CAITONG Fund - Zhongtai Securities Co.Ltd(600918) - CAITONG fund yingtaiding incremental hedge No. 1 single asset management plan, CAITONG Fund - Zhang Jidong - CAITONG fund Yuquan No. 1002 single asset management plan, CAITONG Fund - Zhang Zhongmin - CAITONG fund Yuquan No. 1005 single asset management plan CAITONG Fund - Zendai quantitative value Private Securities Investment Fund - CAITONG fund Zendai dingzeng No. 1 single asset management plan, CAITONG Fund - Xie Hao - CAITONG fund Shangnan Jinniu single asset management plan and a total of 20 management products participated in the subscription of the non-public offering shares.
The above shares were listed on the growth enterprise market of Shenzhen Stock Exchange on July 22, 2021, and the stock sales restriction period is 6 months from the date of listing of new shares. The total share capital of the company increased from 2081139323 shares to 216188058 shares.
2、 Implementation of commitments by shareholders applying for lifting share restrictions this time
(I) performance of commitments made by shareholders applying for lifting the restrictions on the sale of shares this time
As of the date of this announcement, the commitments and performance of the shareholders applying for lifting the share restriction are as follows: 1. The commitments made by the above 11 issuers when signing the purchase quotation
"(1) the materials and documents provided by the subscriber for this subscription are true, accurate and complete; the signatures and seals on the documents provided are true, and the copies (including electronic texts) of the documents provided are consistent with their originals;
(2) The subscriber confirms that the subscription qualification, this subscription behavior and the source of funds for this subscription comply with the relevant laws, regulations, rules, normative documents, the relevant provisions of the CSRC and other regulatory authorities and other relevant statutory, contractual or unilateral commitments applicable to itself, and there is no money laundering;
(3) The subscriber confirms that there is no financial assistance or compensation provided by the issuer and its subsidiaries, the controlling shareholders, actual controllers, directors, supervisors, senior managers of the issuer, the underwriter of the offering and its related personnel to the subscribers directly or through their stakeholders;
(4) The subscriber will provide relevant information on investor suitability management within the time limit specified in this invitation for subscription and cooperate with the lead underwriter for verification. For investors who fail to provide information as required within the time limit or are determined by the lead underwriter to be inappropriate, the subscription of the subscriber will be deemed as invalid;
(5) The subscriber is not the controlling shareholder of the issuer, the actual controller or its controlled affiliates, directors, supervisors, senior managers, lead underwriters, and related parties associated with the above-mentioned institutions and personnel, nor does it belong to the situation that the above-mentioned institutions and personnel directly subscribe or indirectly participate in the subscription of this offering through structure and other forms, And promise to cooperate with the lead underwriter to verify the identity of us and our final purchaser; (6) The sale restriction period of the shares finally allocated to the investors is 6 months, which is calculated from the date of the end of the issuance.
After the investor is allocated, during the sales restriction period, the client or partner will not transfer the product share held by him or withdraw from the partnership.
The subscriber knows and confirms that if it violates the above confirmation and commitment, it may be deemed as an unqualified investor and bear corresponding responsibilities. "
2. Except CAITONG Fund Management Co., Ltd., the other 10 issuers issued the letter of commitment, promising: "we will participate in this issuance and pay the subscription deposit to your company according to the relevant requirements of this invitation
2 million yuan only (in words: two million yuan only). We promise that the source of the subscription margin complies with relevant laws and regulations and relevant provisions of the CSRC. We agree that if we withdraw the application after submitting the purchase quotation and transferring the purchase deposit, or fail to make up the purchase amount in full and on time to the collection account of this issuance, all the purchase deposit paid by us will belong to the issuer. "
3. The above 11 issuers have issued the letter of commitment, promise: "We promise that the subscription objects we participate in this offering are not the controlling shareholders, actual controllers, directors, supervisors, senior managers of the issuer and the lead underwriter and their related parties that control or exert significant influence, nor do the above institutions and personnel participate in this offering directly or indirectly. We promise to make up the subscription amount The sources of items comply with relevant laws and regulations and relevant provisions of the CSRC. If we participate in this offering and obtain the placement, we agree to lock up the shares allocated in this offering for 6 months from the date of completion of the offering in accordance with the relevant provisions of the measures for the administration of securities issuance registration of companies listed on the gem (for Trial Implementation). During the lock up period, our client or partner will not transfer our product share or withdraw from the partnership. "
(II) the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments and have not violated the above commitments.
(III) the shareholders applying for lifting the restrictions on the sale of shares do not occupy the company's non operating funds, nor does the company provide guarantees for the above shareholders.
3、 The listing and circulation arrangement of restricted shares was lifted
1. The listing and circulation date of the restricted shares is Monday, January 24, 2022.
2. There are 11 issuers applying for lifting the restrictions on the sale of shares, with a total of 30 securities accounts. The number of shares lifted this time is 80740735 shares, accounting for 3.73% of the total share capital, and the actual number of shares that can be listed and circulated is 80740735 shares, accounting for 3.73% of the total share capital.
3. The details of lifting the restrictions on the sale of shares are as follows:
Unit: shares
The limit can be lifted this time
The number of shares held by the name of sequential shareholders whose restrictions on sale are lifted this time accounts for the number of shares (shares) under remark No. (shares) the number of shares sold (shares) the total number of shares of the company
Proportion of (%)
1 Hunan light salt Venture Capital Management Co., Ltd. - light 13333333 0.62
Yanzhixuan No. 14 private securities investment fund
2 he Lijuan 9876543 0.46
3 China Galaxy Securities Co.Ltd(601881) 8,641,975 8,641,975 0.40
4 Shanghai Boshen Investment Center (limited partnership) - "platinum 7654320 7654320 0.35
Shen No. 27 securities investment private fund "
5 Dong Weiguo 7407 0.34
6 biewen San 4938271 4938271 0.23
7 Wang Junwei 4938271 4938271 0.23
8 Henan Aokai Investment Co., Ltd. 4938271 4938271 0.23
9 Ningbo ningju Asset Management Center (limited partnership) - 4938271 4938271 0.23
Ningju YINGSHANHONG No. 9 private securities investment fund
10 Lin Jintao 4938271 0.23
11 CAITONG fund Hanbo CAITONG fund Anji No. 92 1234568 0.06
Single asset management plan
CAITONG Fund - Zhengda quantitative value private securities investment
12 Fund - CAITONG fund Zhengda dingzeng No. 1 single asset 1234568 1234568 0.06
management plan
13 CAITONG Fund - Huang Yucheng - CAITONG fund Lixiang No. 1 1234568 1234568 0.06 serial number single asset management plan 11 to
14 CAITONG Fund - Caixin Securities Co., Ltd. - cai1234568 1234568 0.06 serial number: CAITONG fund Caixin Changying No. 1 single asset management plan 30 is CAITONG 15 CAITONG Fund - Dongxing Securities Corporation Limited(601198) - CAI 1234568 0.06 base
