Dongguan Securities Co., Ltd
About Dongguan Yiheda Automation Co.Ltd(301029)
Verification opinions on the listing and circulation of offline placement restricted shares in the initial public offering
Dongguan Securities Co., Ltd. (hereinafter referred to as “Dongguan securities” “sponsor”) is a sponsor of Dongguan Yiheda Automation Co.Ltd(301029) (hereinafter referred to as ” Dongguan Yiheda Automation Co.Ltd(301029) ” company) in the continuous supervision stage of initial public offering and listing on the gem, In accordance with the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM and other relevant provisions, We have carefully verified the listing and circulation of Dongguan Yiheda Automation Co.Ltd(301029) IPO offline placement restricted shares, and issued the following verification opinions: I. overview of IPO offline placement shares
According to the reply on Approving the registration of Dongguan Yiheda Automation Co.Ltd(301029) initial public offering shares (zjxk [2021] No. 1717) of China Securities Regulatory Commission, and the notice on the listing of Dongguan Yiheda Automation Co.Ltd(301029) RMB common shares on the gem (SZS [2021] No. 719) of Shenzhen Stock Exchange, the company issued 40010000 RMB common shares (A shares) for the initial public offering, Among them, 33805479 shares were listed and traded on Shenzhen Stock Exchange on July 23, 2021. After the initial public offering of shares, the total number of shares of the company increased from 360000000 shares to 40000000 shares, of which 33805479 shares without circulation restriction and locking arrangement accounted for 8.45% of the total share capital after the issuance, and 366204521 shares with circulation restriction or locking arrangement accounted for 91.55% of the total share capital after the issuance.
The restricted shares listed and circulated this time are the company’s initial public offering of offline placement restricted shares, with a number of 2203521 shares, accounting for 0.55% of the company’s total share capital after issuance, and the lock-in period is 6 months from the date of listing of the company’s shares. 2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
From the formation of the company’s initial public offering of restricted shares to the date of issuance of this verification opinion, the company has no additional share issuance, repurchase and cancellation, distribution of stock dividends or conversion of capital reserve into share capital, and the total share capital of the company has not changed. 3、 Relevant commitments and performance of shareholders applying for lifting share restriction
The restricted shares circulated in this listing are the offline placement shares of the company’s initial public offering. According to the announcement on the listing of the company’s initial public offering and listing on the gem, the offline issuance part adopts the proportional restricted sale method, Offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the company’s initial public offering and listing. That is, 90% of the shares allocated to each placing object are sold indefinitely and can be circulated from the date when the company’s initial public offering shares are listed and traded in Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, which shall be calculated from the date when the company’s initial public offering shares are listed and traded in Shenzhen Stock Exchange.
In addition to the above commitments, the shareholders of offline placement restricted shares applying for listing and circulation have no other special commitments. As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation in which the non performance of relevant commitments affects the listing and circulation of the restricted shares.
As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares did not occupy the funds of the listed company for non operation, nor did the company guarantee them in violation of regulations. 4、 The listing and circulation arrangement of restricted shares is lifted this time
(I) the listing and circulation date of the restricted shares is January 24, 2022 (since January 23, 2022 is a non trading day, it will be postponed to the next trading day).
(II) the number of restricted shares released this time is 2203521 shares, accounting for 0.55% of the total share capital of the company. (III) the number of shareholders applying for lifting the restrictions on the sale of shares this time is 6764.
(IV) the details of the application for lifting the restricted shares are as follows:
No. type of restricted shares proportion of restricted shares in total share capital number of restricted shares lifted this time (shares) (shares) (%) (shares)
1 initial public offering offline 2203521 0.55 2203521
Placement of restricted shares
Note: the restricted shares are not pledged or frozen this time; Among the shareholders who lifted the restricted shares this time, no shareholder served as a director, supervisor or senior manager of the company at the same time, and no shareholder was a former director, supervisor or senior manager of the company and resigned for less than half a year.
5、 Changes in share capital structure before and after the lifting of restrictions on sales
Category: number of shares whose sales restrictions are lifted this time before the sales restrictions are lifted this time; number of shares whose sales restrictions are lifted this time
Number (share) proportion increase (share) decrease (share) number (share) proportion
1、 Restricted tradable shares 366204521 91.55% 2203521 364001000 91.00%
Including: 360000000 90.00% restricted shares before IPO
Restricted shares after IPO 6204521 1.55% 2203521 4001000 1.00%
2、 Non tradable shares 33805479 8.45% 2203521 36009000 9.00%
3、 Total share capital 400010000 100.00% 400010000 100.00%
6、 Verification opinions of the recommendation institution
The sponsor believes that: the number of Shares applied for the listing and circulation of restricted shares The listing and circulation time shall comply with the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of GEM listed companies And other relevant provisions and the contents of shareholders’ commitments; The shareholders of the company who lifted the restricted shares this time strictly fulfilled their relevant commitments made in the initial public offering of shares; The company’s information disclosure related to the restricted shares is true, accurate and complete.
In conclusion, the sponsor has no objection to the listing and circulation of the company’s offline placement restricted shares.
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(there is no text on this page, which is the signature page of the verification opinions of Dongguan Securities Co., Ltd. on the listing and circulation of Dongguan Yiheda Automation Co.Ltd(301029) offline placement restricted shares in the initial public offering.) Sponsor representative:
Gong Qiming, Zhu zeliang
Dongguan Securities Co., Ltd. January 19, 2022
