Stock abbreviation: Shanxi Securities Co.Ltd(002500) Stock Code: 002500 No.: pro 2022-002 Shanxi Securities Co.Ltd(002500)
Announcement on the holding subsidiary’s receipt of the notice of filing a case by the CSRC
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
On January 18, 2022, Zhongde Securities Co., Ltd. (hereinafter referred to as “Zhongde securities”), a holding subsidiary of Shanxi Securities Co.Ltd(002500) (hereinafter referred to as “the company”), received the notice on filing (Zheng Jian Li Jing Zi No. 03720220003) from China Securities Regulatory Commission (hereinafter referred to as “CSRC”). In accordance with the securities law of the people’s Republic of China, the administrative punishment law of the people’s Republic of China and other laws and regulations, China Securities Regulatory Commission decided to file a case against Sino German securities due to the suspected violation of the recommendation business in the 2016 non-public offering of shares by LETV information technology (Beijing) Co., Ltd.
Sino German securities will fully cooperate with the relevant work of the regulatory authorities. The company will perform the obligation of information disclosure in strict accordance with the regulatory requirements. At present, the operation of the company is normal.
Securities times, China Securities News, Shanghai Securities News, securities daily and cninfo.com（ http://www.cn.info.com.cn. ）It is the designated information disclosure media of the company, and the information published by the company shall be subject to the announcement published or published by the above media. Please invest rationally and pay attention to investment risks.
It is hereby announced
Shanxi Securities Co.Ltd(002500) board of directors January 18, 2022
