Adopt Technology Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of adoptive Technology Co., Ltd. (hereinafter referred to as "adoptive shares" or "issuer") for initial public offering of 23508800 RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange and registered by China Securities Regulatory Commission (CSRC license [2021] No. 3937).
Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering. The issuer negotiated with the recommendation institution (lead underwriter) to determine the issue price of 50.31 yuan / share.
The issuing price of this offering shall not exceed the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund quotation median and weighted average in accordance with the measures for the administration of the use of insurance funds, whichever is lower.
According to the issue price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. Finally, this offering will not be placed to strategic investors. The difference between the initial strategic placement and the final strategic placement was 1175440 shares, which were transferred back to offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and the market value of non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
Before the launch of the online and offline call back mechanism and after the strategic placement call back, the initial offline issuance was 16.8088 million shares, accounting for 71.50% of the issuance after deducting the final strategic placement; The total number of initial online issuance and online issuance is 23508800 shares, and the final online and offline issuance will be determined according to the call back situation.
On January 17, 2022 (t day), the issuer initially issued 6.7 million shares of "adopted shares" by using the online pricing of the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange").
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on January 19, 2022 (T + 2).
1. Offline investors shall, in accordance with the announcement on the results of offline preliminary placement of initial public offering of shares by adopting Technology Co., Ltd. and listing on the gem, timely and fully pay the subscription funds for new shares according to the finally determined issuance price and preliminary placement quantity before 16:00 on January 19 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After winning the lot in the subscription of new shares, online investors shall fulfill the obligation of capital settlement in accordance with the announcement on the results of the initial public offering of shares by adopter Technology Co., Ltd. and online lottery for listing on the gem, so as to ensure that their capital account will eventually have sufficient capital for the subscription of new shares on January 19 (T + 2) 2022, and the insufficient part shall be deemed to have given up the subscription, The resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The investor's fund transfer shall comply with the relevant provisions of the securities company where the investor is located.
The shares abandoned by offline and online investors shall be underwritten by the sponsor (lead underwriter).
2. Among the shares issued this time, the shares issued online have no circulation restrictions and restricted sales period arrangements, and can be circulated from the date of listing of the shares issued this time on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, which shall be calculated from the date of listing and trading of the issued shares on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline subscription, they do not need to fill in the arrangement of the sales restriction period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online sales restriction period disclosed in this announcement.
3. When the total number of shares subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in the selected layers of gem, science and innovation board, main board and national share transfer system shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of the initial stock projects on the gem, the science and innovation board, the main board and the shares of the national share transfer system to unspecified qualified investors and the projects listed on the selected layer.
If the online investor fails to make full payment after winning the lottery for 3 times in a row within 12 months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. 1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the sponsor (lead underwriter) has made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 12687466, the number of effective subscription shares is 68808626500, the total number of allotments is 137617253, the starting number of allotments is 00000000000 1, and the ending number is 000137617253.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement on the adoption of the initial public offering of shares by science and Technology Co., Ltd. and listing on the gem, since the initial effective subscription multiple on the Internet is 10269.94 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, After deducting the final strategic placement, 20% (4702000 shares) of the number of publicly issued shares will be transferred back from offline to online.
After the call back, the final number of offline shares issued was 12106800, accounting for 51.50% of the number issued after deducting the final strategic placement; The final number of shares issued online was 11.402 million, accounting for 48.50% of the number issued after deducting the final strategic placement. After the call back, the winning rate of this online pricing issuance is 0.0165705967%, and the subscription multiple is 6034.79 times.
3、 Online lottery
The issuer and the sponsor (lead underwriter) will conduct lottery at Room 308, Shenye center, No. 5045, Shennan East Road, Luohu District, Shenzhen on the morning of January 18, 2022 (T + 1), and will publish the online lottery results in China Securities News, Shanghai Securities News, securities times and securities daily on January 19, 2022 (T + 2).
Issuer: adoptive Technology Co., Ltd. sponsor (lead underwriter): Haitong Securities Company Limited(600837) January 18, 2022 (there is no text on this page, which is the seal page of the announcement of adoptive Technology Co., Ltd. initial public offering and online subscription and winning rate of GEM Listing)
Issuer: adoptive Technology Co., Ltd. (this page has no text, which is the seal page of the announcement on the online subscription and winning rate of adoptive Technology Co., Ltd. in its initial public offering and listing on the GEM)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy
