Zhongtian Guofu Securities Co., Ltd
About Huasu Holdings Co.Ltd(000509)
Special verification opinions on the deposit and use of raised funds in 2021
Zhongtian Guofu Securities Co., Ltd. (hereinafter referred to as "Zhongtian Guofu securities" or "sponsor") as the sponsor of Huasu Holdings Co.Ltd(000509) (hereinafter referred to as "HuaSu holding", "listed company" or "company") non-public offering of shares in 2020, according to the administrative measures for securities issuance and listing sponsor business The provisions of relevant laws, regulations and normative documents such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self regulatory supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, The deposit and use of the raised funds of HuaSu holdings in 2021 were verified as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of receipt of funds after deducting issuance expenses
According to the reply on approving Huasu Holdings Co.Ltd(000509) non-public shares issued by the CSRC (zjxk [2020] No. 3421), HuaSu holdings was approved to issue 247644935 new shares in a non-public manner. On December 22, 2020, the listed company actually issued 247644935 shares at an issue price of 1.00 yuan / share, raised 247644935.00 yuan, and the actual amount received after deducting the issuance expenses was 238500417.81 yuan. The availability of the above raised funds has been verified by Daxin Certified Public Accountants (special general partnership), and a capital verification report dxyz [2020] No. 14-00023 was issued on December 22, 2020.
(II) use amount and year-end balance of raised funds
Unit: Yuan
Project amount
Net proceeds 238500417.81
Less: supplementary working capital 238500417.81
Net at December 31, 2021 0.00
Note: according to the purpose of the raised funds approved by the CSRC, the raised funds will be fully transferred to the general account of the company's holding subsidiary on December 22, 2020 to supplement the company's working capital.
2、 Management of raised funds
In order to strengthen and standardize the management of the company's raised funds, improve the use efficiency of the raised funds and safeguard the legitimate interests of all shareholders, the listed company has formulated the raised funds management system in accordance with the requirements of the company law, the securities law, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other relevant laws and regulations and in combination with the actual situation of the listed company. The 14th meeting of the ninth board of directors and the second extraordinary general meeting of shareholders in 2015 held by the listed company on January 27, 2015 considered and approved the proposal on Amending the raised funds management system, and the company revised the raised funds management system.
According to the management system of raised funds formulated by the company, the company implements a special account for the raised funds; The company shall sign a tripartite supervision agreement with the recommendation institution and the commercial bank storing the raised funds within one month after the raised funds are in place. The signing of the supervision agreement for the storage of the raised funds is as follows:
On December 22, 2020, the company signed the tripartite supervision agreement on raised funds with China Agricultural Bank Of China Limited(601288) Wuhou sub branch (regulatory bank) and Zhongtian Guofu securities (sponsor) to ensure that the above raised funds are used exclusively.
3、 Actual use of raised funds this year
The net amount of the raised funds after deducting the issuance expenses from the raised funds of this issuance is used to supplement the working capital. After the raised funds were in place, they were fully transferred to the general account of the company's holding subsidiary on December 22, 2020 and have been fully used to supplement working capital.
4、 Change the use of funds for raised investment projects
The listed company has not changed the investment project of raised funds during the reporting period.
5、 Problems in the use and disclosure of raised funds
The disclosure of the use of the raised funds of the listed company is consistent with the actual use, and there is no failure to make timely, true, accurate and complete disclosure, nor is there any illegal use of the raised funds.
6、 Accountant's verification opinions on the annual storage and use of raised funds
Daxin Certified Public Accountants (special general partnership) conducted a special audit on the special report on the deposit and use of raised funds in Huasu Holdings Co.Ltd(000509) 2021 and issued the audit report on the deposit and use of raised funds in Huasu Holdings Co.Ltd(000509) 2021 (Daxin zhuanshen Zi [2021] No. 14-10005), It is considered that the preparation of the special report on the deposit and use of the company's raised funds in 2021 complies with relevant regulations and fairly reflects the actual deposit and use of the funds raised by non-public offering in 2021 in all major aspects.
7、 Verification of recommendation institutions
The recommendation representative of the recommendation institution checked the storage and use of the raised funds and the implementation of the investment project of the raised funds by HuaSu holdings through data review, on-site inspection, interview and communication. The main verification contents include: consulting the bank statement for the deposit of raised funds, the company's announcement, relevant reports of accounting firms, and communicating with relevant personnel of the company.
8、 Verification opinions of the recommendation institution
After verification, the sponsor believes that the management and use of the raised funds of HuaSu holdings comply with the relevant provisions of the CSRC and the exchange on the management of the raised funds, and the raised funds are stored and used in a special account. There is no change in the purpose of the raised funds and damage to the interests of shareholders, and there is no illegal use of the raised funds. (no text below)
(there is no text on this page, which is the signature page of the special verification opinions of Zhongtian Guofu Securities Co., Ltd. on the deposit and use of raised funds in Huasu Holdings Co.Ltd(000509) 2021) sponsor representative:
Qian Liang, Chen Jie
Zhongtian Guofu Securities Co., Ltd. January 17, 2022
