Securities code: 603978 securities abbreviation: Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978) Announcement No.: 2022-008 bond Code: 113600 bond abbreviation: Xinxing convertible bond
Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978)
Announcement on change of accounting firm
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
Name of accounting firm to be employed: Rongcheng accounting firm (special general partnership)
Name of the originally appointed accounting firm: Tianzhi international accounting firm (special general partnership) (hereinafter referred to as "Tianzhi international")
Brief reasons for the change of accounting firm and objections of former accountants: Tianzhi international has provided audit services for the company for many consecutive years, in order to ensure the independence, objectivity and fairness of the company's audit work, and comprehensively consider the needs of the company's business development and audit work, The company plans to change Rongcheng Certified Public Accountants (special general partnership) into the company's 2021 financial report and internal control audit institution. The company has communicated with Tianzhi international in advance on the change of accounting firm, and Tianzhi international knows the matter and confirms that it has no objection.
This change of accounting firm needs to be submitted to the first extraordinary general meeting of shareholders of the company in 2022 for deliberation.
Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978) (hereinafter referred to as "the company") convened the 12th meeting of the 4th board of directors and the 10th meeting of the 4th board of supervisors on January 14, 2022, deliberated and adopted the proposal on changing the accounting firm, and agreed to change Rongcheng accounting firm (special general partnership) as the audit institution of the company's financial report and internal control in 2021, The relevant information is hereby announced as follows:
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Rongcheng Certified Public Accountants (special general partnership) was renamed from the former Huapu Tianjian Certified Public Accountants (special general partnership). It was initially established in August 1988 and restructured into a special general partnership on December 10, 2013. It is one of the earliest certified public accountants approved to engage in securities service business in China and has been engaged in securities service business for a long time, The registered address is 901-22 to 901-26, foreign economic and Trade Building 1, No. 22, Fuchengmenwai street, Xicheng District, Beijing, and the chief partner Xiao houfa.
2. Personnel information
As of December 31, 2020, Rongcheng certified public accountants has 132 partners and 1018 certified public accountants, of which 445 have signed the audit report of securities service business.
3. Business scale
The total audited revenue of Rongcheng certified public accountants in 2020 is 1875787300 yuan, including 1631263200 yuan from audit business and 736109200 yuan from securities and futures business. Rongcheng certified public accountants has undertaken the annual report audit of 274 listed companies in 2020, with a total audit fee of 318433900 yuan, Customers are mainly concentrated in manufacturing (including but not limited to computer, communication and other electronic equipment manufacturing, special equipment manufacturing, electrical machinery and equipment manufacturing, chemical raw materials and chemicals manufacturing, automobile manufacturing and pharmaceutical manufacturing) and information transmission, software and information technology services, construction, wholesale and retail, water conservancy Environment and public facilities management, transportation, warehousing and postal services, scientific research and technical services, finance, power, heat, gas and water production and supply, culture, sports and entertainment, mining and other industries. Rongcheng certified public accountants has 185 audit clients for listed companies in the same industry.
4. Investor protection ability
Rongcheng certified public accountants has purchased professional liability insurance for certified public accountants, and the purchase of professional insurance complies with relevant regulations; Up to now, the cumulative limit of liability and compensation is 900 million yuan.
In the past three years, there is no relevant civil litigation and civil liability in practice.
5. Integrity record
Rongcheng certified public accountants has been subject to criminal punishment 0 times, administrative punishment 0 times, supervision and management measures 1 time, self-discipline and supervision measures 1 time and disciplinary punishment 0 times in recent three years.
Five employees have been subject to self regulatory measures for the practice of the same client once during their practice in Rongcheng certified public accountants in recent three years; 11 employees have been supervised and managed once during their practice in Rongcheng certified public accountants in recent three years.
Eight employees have been subject to supervision and management measures once each during their practice in other accounting firms in recent three years. (II) project member information
1. Personnel information
(1) Project partner: Nie Yong, who became a Chinese certified public accountant in 2001, began to engage in the audit business of Listed Companies in 2001, began to practice in Rongcheng certified public accountants in 2021, and began to provide audit services for Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978) in 2021; Audit reports of three listed companies have been signed in recent three years.
(2) Quality control reviewer: Tan Daiming, who became a Chinese certified public accountant in 2006, began to engage in the audit business of Listed Companies in 2005 and began to practice in Rongcheng certified public accountants in 2019; Audit reports of more than 10 listed companies have been reviewed in recent three years.
(3) Accountant to be signed
Guo Chunlin: he became a Chinese certified public accountant in 2010, began to engage in the audit business of Listed Companies in 2007, began to practice in Rongcheng certified public accountants in 2020, and began to provide audit services for Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978) in 2021; Audit reports of three listed companies have been signed in recent three years.
Zeng guangbin: he began to engage in the audit business of Listed Companies in 2017, became a Chinese certified public accountant in 2020, began to practice in Rongcheng certified public accountants in 2020, and has not signed the audit report of Listed Companies in recent three years.
2. Integrity records of the above relevant personnel
In March 2021, due to the audit project of Shenzhen Fenda Technology Co.Ltd(002681) 2018 annual report, the project partner Mr. Nie Yong received the administrative supervision measures issued by Shenzhen Securities Regulatory Bureau. In addition, Nie Yong, the project partner, has not been subject to criminal punishment, administrative punishment, self-discipline supervision measures and disciplinary sanctions for his practice in recent three years. In the past three years, the signing accountants Guo Chunlin and Zeng guangbin and the project quality control reviewer Tan Daiming have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC, its dispatched offices and industry competent departments, and self-discipline supervision measures and disciplinary measures by self-discipline organizations such as stock exchanges and industry associations.
3. Independence of the above-mentioned relevant personnel
Rongcheng certified public accountants, project partners, signing certified public accountants and project quality control reviewers do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
(III) audit fees
According to various factors such as the company's business scale, industry and complexity of accounting treatment, and in combination with the auditors required for the audit of the company's annual report, the workload invested and the fees of the firm
According to the standard, it is determined that the audit cost of financial report in 2021 is 680000 yuan and the audit cost of internal control is 170000 yuan. The audit cost of the company's financial report in 2020 is 580000 yuan, the audit cost of internal control is 150000 yuan, and the audit cost in 2021 is 120000 yuan higher than that in the previous year.
2、 Description of the proposed change of accounting firm
(I) previous accounting firms and audit opinions of the previous year
Tianzhi international has provided audit services for the company for 13 consecutive years and issued a standard unqualified audit report for the company last year. The company does not dismiss the former accounting firm after entrusting the former accounting firm to carry out some audit work.
(II) reasons for the proposed change of accounting firm
Tianzhi international has provided audit services for the company for many years, adhered to the principle of independent audit in the process of practice, and earnestly fulfilled the due responsibilities of the audit institution. In order to ensure the independence, objectivity and fairness of the company's audit work, and comprehensively consider the needs of the company's business development and audit work, the company has friendly consultations with Rongcheng certified public accountants. With the consent of the audit committee and the board of directors, the company plans to change Rongcheng certified public accountants to be the audit institution for the company's financial report and internal control in 2021. The company has fully communicated with Tianzhi international on the change of accounting firm, and Tianzhi international knows the matter and confirms that it has no objection. The company does not have any differences with Tianzhi international, a former accounting firm, in terms of work arrangement, fees, opinions, etc.
(III) communication between the listed company and previous accounting firms
The company has communicated with the previous and subsequent accounting firms on the change of accounting firm in 2021, and all parties have clearly known the change and confirmed that they have no objection. In accordance with the relevant provisions of the auditing standards for Chinese certified public accountants No. 1153 - communication between former certified public accountants and subsequent certified public accountants, the previous and subsequent accounting firms actively communicate and do a good job in the follow-up cooperation.
3、 Change the procedures performed by the accounting firm
(I) review opinions of the audit committee
The audit committee of the board of directors has fully understood the practice, professional qualification and integrity of Rongcheng certified public accountants, reviewed its professional competence, investor protection ability, independence and integrity, and believes that Rongcheng certified public accountants has rich audit experience in listed companies, It has the professional ability and qualification to provide audit services for the company and can meet the needs of the company's audit in 2021. It is proposed to change Rongcheng certified public accountants as the audit institution of the company's financial report and internal control in 2021, and agreed to submit the proposal to the board of directors for deliberation.
(II) prior approval opinions and independent opinions of independent directors
The board of directors of the company communicated with us in advance on the change of accounting firm. We believe that Rongcheng accounting firm (special general partnership) has the qualification for securities related business, has sufficient independence, professional competence and investor protection ability, and has the experience and ability to provide audit services for listed companies, Be able to meet the requirements of the company's financial audit and internal control audit. We agree to change Rongcheng certified public accountants as the auditor of the company's financial report and internal control in 2021.
The independent directors of the company expressed their independent opinions on the matter and believed that Rongcheng Certified Public Accountants (special general partnership) has the qualification for securities related business, has the experience and ability to provide audit services for listed companies, can provide true and fair audit services for the company and meet the requirements of the company's audit work in 2021. The review procedures of this change of accounting firm comply with laws, regulations, the articles of association and other relevant provisions, and there is no damage to the interests of the company and shareholders. It is agreed to change Rongcheng accounting firm (special general partnership) as the audit institution of the company's financial report and internal control in 2021, and agree to submit the proposal to the general meeting of shareholders for review.
(III) deliberation and voting of the board of directors on the change of accounting firm
On January 14, 2022, the company held the 12th meeting of the 4th board of directors. With 9 affirmative votes, 0 negative votes and 0 abstention votes, the proposal on changing the accounting firm was considered and adopted, and Rongcheng Certified Public Accountants (special general partnership) was agreed to be the audit institution of the company's financial report and internal control in 2021.
(IV) this change of 2021 financial report and internal control audit institution shall be submitted to the first extraordinary general meeting of the company in 2022 for deliberation, and shall take effect from the date of deliberation and approval by the general meeting of the company.
4、 Filing documents
(I) resolutions of the 12th meeting of the 4th board of directors;
(II) resolutions of the 10th meeting of the 4th board of supervisors;
(III) prior approval opinions of independent directors on the change of accounting firm;
(IV) independent opinions of independent directors on the change of accounting firm;
(IV) resolution of the first meeting of the audit committee in 2022.
It is hereby announced.
Shenzhen Sunxing Light Alloys Materials Co.Ltd(603978) board of directors January 17, 2022
