About Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929)
Verification opinions on the listing and circulation of restricted shares
Guoyuan Securities Company Limited(000728) (hereinafter referred to as " Guoyuan Securities Company Limited(000728) " or "sponsor") is a continuous supervision sponsor of Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) (hereinafter referred to as " Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) " or "company") for initial public offering and listing on GEM, In accordance with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the recommendation of listed companies of Shenzhen Stock Exchange, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for the standardized operation of GEM listed companies of Shenzhen Stock Exchange, and the guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 - recommendation business, and other relevant provisions, Prudential verification has been conducted on Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) the lifting of the ban on restricted shares and listing and circulation. The specific verification conditions and verification opinions are as follows:
1、 Restricted Shares applied for listing and circulation
With the approval of China Securities Regulatory Commission on Approving the registration of Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) initial public offering (zjxk [2020] No. 3413), the company publicly issued 20650000 RMB common shares (A shares) to the public and was listed on the gem of Shenzhen Stock Exchange on January 20, 2021. Before the IPO, the total share capital of the company was 61933098 shares. After the IPO, the total share capital of the company was 82583098 shares, of which, as of January 4, 2022, 18919647 shares were tradable with restricted conditions, accounting for 22.91% of the total share capital after the issuance, and 63663451 shares were tradable with restricted conditions, accounting for 77.09% of the total share capital after the issuance. The restricted shares listed and circulated this time are the shares issued before the company's initial public offering and the strategic placement shares of the initial public offering. The lock-in period is 12 months from the date of listing of the company's shares, and the number of shares is 40705541, accounting for 49.29% of the company's total share capital after issuance. Since the formation of restricted shares in the company's initial public offering, there has been no change in the number of share capital due to profit distribution and conversion of accumulation fund.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
The restricted shares listed and circulated this time belong to the shares issued before the company's initial public offering and the strategic placement shares of the initial public offering. According to the company's prospectus and listing announcement, the restricted period of these shares is 12 months from the date of the company's initial public offering and listing. In addition to the above commitments, the shareholders of restricted shares applying for listing and circulation have no other special commitments.
As of the date of this announcement, the shareholders applying for lifting the share restriction strictly complied with the above commitments during the restriction period, and there was no situation that the non performance of relevant commitments affected the listing and circulation of the restricted shares.
The shareholders applying for lifting the restrictions on the sale of shares do not occupy the company's funds for non operation, and the company does not provide illegal guarantees to the above shareholders.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares is Thursday, January 20, 2022.
2. The number of shareholders whose restrictions on sales were lifted this time totaled 35.
3. The number of shares released this time is 40705541, accounting for 49.29% of the total share capital of the company after issuance.
4. The details of the application for lifting the restrictions on the sale and listing of shares are as follows:
Unit: shares;%
Name of sequential shareholders proportion of restricted shares in total share capital released this time and number of remaining restricted shares
Shenzhen Shanying Shidai Bo
1. Lele equity investment partnership 9756098 11.81 - Industry (limited partnership)
2 Guoyuan Equity Investment Co., Ltd. 2772000 3.36 2772000 - company
3 li Xiaoying 2273263 2.75 2273263-
4 Zhu Xiaoyan 1972739 2.39 1972739-
Ma'anshan economic and Technological Development Co., Ltd
5 Development Zone Venture Capital Co., Ltd. 1650000 2.00 1650000 - company
6 Anhui Hi tech venture capital 1650000 2.00 - Capital Co., Ltd
7 Jiangsu hi tech investment SME 1650000 2.00 1650000 - Venture Capital Co., Ltd
8 pan Lingfeng 1650000 2.00 1650000-
9 LAN Yong 1650000 2.00 1650000-
10 Ma'anshan Fengying management 1430095 1.73 1430095 - Consulting Co., Ltd. note
11 Zhu Wenjun 1.57 1293600-
12 Ni steel 1155000 1.40 1155000-
13 Shao Ying 1155000 1.40 1155000-
14 Ma'anshan Huashan District zi990000 1.20 990000 - Property Management Co., Ltd
15 Yang Weizhen 907500 1.10 907500-
16 Nie Haitao 825000 1.00 825000-
17 Cheng Lisong 742500 0.90 742500-
18 Jiang Peng 693000 0.84 693000-
19 Yue Yuefa 605550 0.73 605550-
***
21 Liu Qi 0.70 576015-
22 Shang Shichun 497155 0.60 497155-
23 Ye Wenli 4575 0.55 4575-
24 Wu Shuijin 356400 0.43 356400-
25 Wu Haoting 355105 0.43 355105-
26 Li Guiqin 330000 0.40 330000-
27 he Yunjian 247500 0.30 247500-
28 fan Chunmei 236955 0.29 236955-
29 Jinkang 148500 0.18 148500-
30 pieces of Qiaozhen 118477 0.14 118477-
31 Jiqing 82500 0.10 82500-
32 Liu Shigao 79200 0.10 79200-
33 Du Peiming 73776 0.09 73776-
34 Fei Yuqing 5500.01 5500-
Guoyuan Securities Company Limited(000728) - China Merchants Bank
OK - Guoyuan Securities Company Limited(000728) Huaqi
35 environmental protection employees participate in Entrepreneurship 1730353 2.10 1730353 - strategic placement collective capital on the gem
Production management plan
Total: 49.29 40705541-
Note 1: the restricted shares are not pledged or frozen this time;
Note 2: Wang Jian, Zheng Jie, Hu Yiqiang and Wang aibin are currently directors or executives of the company. They indirectly hold the company's shares through MAANSHAN Fengying Management Consulting Co., Ltd. according to their commitment in the prospectus, they will not transfer or entrust others to manage the shares directly or indirectly held by them before the company's public offering of shares within 36 months from the date of listing of the company's shares, Nor will the company repurchase such shares; During his tenure as a director, supervisor or senior manager of the company, the shares transferred each year shall not exceed 25% of the total shares of the company held by him; Not transfer the company's shares held by him within half a year after his resignation;
Note 3: Lian Hongwei, Chen Liang, Cheng Xiaoling and Li Binghuang are currently directors or senior managers of the company. They indirectly hold shares of the company through MAANSHAN Fengying Management Consulting Co., Ltd. during their tenure as directors, supervisors or senior managers of the company according to their commitments in the prospectus and the requirements of the company law, Its annual transfer of shares shall not exceed 25% of the total shares of the company it holds; Within half a year after his resignation, he shall not transfer his shares in the company.
4、 Statement of changes in equity structure
The changes in the share capital structure before and after the lifting of the restrictions are listed as follows:
Unit: shares;%
Before and after this change
category
Increase in the proportion of shares and decrease in the proportion of shares
1、 Restriction clause
Tradable shares / 63663451 77.09 - 40705541 22957910 27.80 non tradable shares
Among them: 61933098 74.99 - 38975188 22957910 27.80 restricted shares can be sold after the initial public offering
Lending restrictions 1730
