Securities code: 300095 securities abbreviation: Jiangxi Huawu Brake Co.Ltd(300095) Announcement No.: 2022-003
Jiangxi Huawu Brake Co.Ltd(300095)
Announcement on signing the tripartite supervision agreement for raised funds
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions. 1、 Basic information of raised funds
With the approval of the reply on Approving the registration of Jiangxi Huawu Brake Co.Ltd(300095) issuing shares to specific objects (zjxk [2021] No. 3438) issued by the China Securities Regulatory Commission, and with the consent of Shenzhen Stock Exchange, Jiangxi Huawu Brake Co.Ltd(300095) (hereinafter referred to as “the company”) issued 41379310 RMB common shares (a shares) to specific objects, with a par value of RMB 1.00 per share, The issue price is 14.50 yuan / share, the total amount of raised funds is 59999995.00 yuan, and the net amount of raised funds is 579518863.00 yuan after deducting the issue cost of 20481132.00 yuan (excluding tax). Dahua Certified Public Accountants (special general partnership) has verified the availability of the above funds and issued Dahua Yan Zi [2021] No. 000851 capital verification report. 2、 Signing of tripartite supervision agreement on raised funds and opening of special account for raised funds
In order to standardize the management and use of the company’s raised funds, improve the use efficiency of the raised funds and protect the interests of investors, according to the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of the raised funds of listed companies The company recently signed the tripartite supervision agreement on raised funds with the opening bank of the special account for raised funds and the sponsor Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd, The relevant special accounts for raised funds are as follows:
Account name opening bank account number initial amount (yuan) purpose of raised funds
China Industrial And Commercial Bank Of China Limited(601398) 15082201290 aviation equipment and aviation parts department
320,000,000
Co., Ltd. Fengcheng sub branch 00169124 R & D and manufacturing base
Annual output of 3000 cranes
Jiujiang Bank Co., Ltd. 4370395000
Huawu 100000000 new intelligent lifting trolley
Company Fengcheng sub branch 0004302
Joint stock construction project
China Agricultural Bank Of China Limited(601288) Co., Ltd. 14081101040
160999995.15 supplementary working capital
Co., Ltd. Fengcheng sub branch 029231
Total 580999995.15
3、 Main contents of the tripartite supervision agreement on raised funds
(I) main contents of tripartite supervision agreement for funds raised in the special account of “aviation equipment and aviation parts R & D and manufacturing base”
Party A: Jiangxi Huawu Brake Co.Ltd(300095) (hereinafter referred to as “party a”)
Party B: Industrial And Commercial Bank Of China Limited(601398) Fengcheng sub branch (hereinafter referred to as “Party B”)
Party C: Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (recommendation agency) (hereinafter referred to as “Party C”) I. Party A has opened a special account for raised funds (hereinafter referred to as “special account”) with an account number of 1508220129000169124. As of December 29, 2021, the balance of the special account is 320 million yuan. The special account is only used for the storage and use of the funds raised by Party A’s “aviation equipment and aviation parts R & D and manufacturing base”, and shall not be used for other purposes.
2、 Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, administrative regulations and departmental rules.
According to the relevant requirements of the regulations on the clean practice of securities and futures operating institutions and their staff, Party C has informed Party A and Party B of the relevant regulations on the clean practice, and Party C will abide by laws and regulations, compete fairly, operate in accordance with regulations, and will not directly or indirectly accept or transfer illegitimate interests to others or seek illegitimate interests. 3、 As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of Party A’s raised funds in accordance with relevant regulations. Party C shall perform its supervision duties in accordance with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and the raised funds management system designated by Party A, and has the right to exercise its supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C
4、 Party A authorizes Zhao Zhidan and Li Ran, the sponsor representatives designated by Party C, to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the sponsor representative inquires Party B about the special account of Party A, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and unit introduction letter when inquiring about the special account of Party A from Party B.
5、 Party B shall issue a statement of account to party a monthly (before the 10th day of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6、 If Party A withdraws more than 50 million yuan from the special account in one time or within 12 months (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), Party B shall timely notify Party C by fax and provide the expenditure list of the special account.
7、 Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the recommendation representative, it shall notify Party B in writing of relevant supporting documents, and the colleague shall notify Party A and Party B in writing of the contact information of the changed recommendation representative according to the requirements of Article 11 of this agreement.
The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8、 If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9、 This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends. During this period, if Party C’s continuous supervision responsibility to Party A is terminated, this agreement will automatically terminate.
10、 This agreement is made in OCTUPLICATE, with Party A, Party B and Party C holding one copy respectively, reporting one copy to Shenzhen Stock Exchange and Jiangxi regulatory bureau of CSRC, and the rest to Party C for standby.
11、 Contact information.
(II) main contents of the tripartite supervision agreement for the funds raised in the special account of the “new intelligent lifting trolley project with an annual output of 3000 cranes”
Party A: Jiangxi Huawu Brake Co.Ltd(300095) (hereinafter referred to as “party a”)
Party B: Fengcheng sub branch of Jiujiang Bank Co., Ltd. (hereinafter referred to as “Party B”)
Party C: Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (recommendation agency) (hereinafter referred to as “Party C”) I. Party A has opened a special account for raised funds (hereinafter referred to as “special account”) with account number of
43703950000000004302. As of December 29, 2021, the balance of the special account was 100 million yuan. This special account is only used for the storage and use of the funds raised by Party A for the “new intelligent lifting trolley project with an annual output of 3000 cranes”, and shall not be used for other purposes.
2、 Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, administrative regulations and departmental rules.
According to the relevant requirements of the regulations on the clean practice of securities and futures operating institutions and their staff, Party C has informed Party A and Party B of the relevant regulations on the clean practice, and Party C will abide by laws and regulations, compete fairly, operate in accordance with regulations, and will not directly or indirectly accept or transfer illegitimate interests to others or seek illegitimate interests. 3、 As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of Party A’s raised funds in accordance with relevant regulations. Party C shall perform its supervision duties in accordance with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and the raised funds management system designated by Party A, and has the right to exercise its supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C’s investigation and inquiry. Party C shall also check the storage of the raised funds in the special account during the on-site investigation of Party A.
4、 Party A authorizes Zhao Zhidan and Li Ran, the sponsor representatives designated by Party C, to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the sponsor representative inquires Party B about the special account of Party A, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and unit introduction letter when inquiring about the special account of Party A from Party B.
5、 Party B shall issue a statement of account to party a monthly (before the 10th day of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6、 If Party A withdraws more than 50 million yuan from the special account in one time or within 12 months (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), Party B shall timely notify Party C by fax and provide the expenditure list of the special account.
7、 Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the recommendation representative, it shall notify Party B in writing of relevant supporting documents, and the colleague shall notify Party A and Party B in writing of the contact information of the changed recommendation representative according to the requirements of Article 11 of this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement. 8、 If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9、 This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends. During this period, if Party C’s continuous supervision responsibility to Party A is terminated, this agreement will automatically terminate.
10、 This agreement is made in OCTUPLICATE, with Party A, Party B and Party C holding one copy respectively, reporting one copy to Shenzhen Stock Exchange and Jiangxi regulatory bureau of CSRC, and the rest to Party C for standby.
11、 Contact information. 4、 Documents for future reference
The company signed the tripartite supervision agreement on raised funds with the sponsor Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. and the bank that opened the special account for raised funds ( Industrial And Commercial Bank Of China Limited(601398) Fengcheng sub branch and Fengcheng sub branch of Jiujiang Bank Co., Ltd.).
It is hereby announced.
Jiangxi Huawu Brake Co.Ltd(300095) board of directors January 16, 2022
