Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors
As for the explanation that Shanxi Coking Coal Energy Group Co.Ltd(000983) (hereinafter referred to as ” Shanxi Coking Coal Energy Group Co.Ltd(000983) ” and “listed company”) do not employ other third-party institutions or individuals for compensation in this transaction, it is proposed to purchase 51% equity of Huajin Coking Coal Co., Ltd. (hereinafter referred to as “Huajin coking coal”) and Shanxi Huajin Mingzhu Coal Co., Ltd. (hereinafter referred to as “Mingzhu coal”) by issuing shares and paying cash 49% equity and raise supporting funds (hereinafter referred to as “this transaction”).
According to the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business ([2018] No. 22) of the CSRC, the intermediaries employed by the company in this transaction are as follows:
1. The company employs Ping An Securities Co., Ltd. as the independent financial advisor of this transaction.
2. The company employs Beijing Jindu law firm as the legal adviser of this transaction.
3. The company employs Lixin Certified Public Accountants (special general partnership) as the audit institution of this transaction. 4. The company employs Zhongshui Zhiyuan Asset Appraisal Co., Ltd. as the asset appraisal institution of this transaction.
5. The company employs Shanxi Rulin Assets Appraisal Office Co., Ltd. as the mining right appraisal institution of this transaction.
6. The company employs Shanxi Zhiyuan real estate appraisal and Consulting Co., Ltd. as the land appraisal agency of this transaction.
The above intermediaries are securities service institutions that need to be employed according to law in this transaction, and their employment behavior is legal and compliant, in line with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as the employment of third parties by securities companies in investment banking business. In addition to the above employment, the company does not directly or indirectly employ other third-party institutions or individuals with compensation in this transaction.
It is hereby explained.
(there is no text on this page, which is the signature page of the Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors’ statement that there is no paid employment of other third-party institutions or individuals in this transaction)
Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors January 14, 2022
