Securities code: Flat Glass Group Co.Ltd(601865) securities abbreviation: Flat Glass Group Co.Ltd(601865) Announcement No.: 2022046
Flat Glass Group Co.Ltd(601865)
Public issuance of A-share convertible corporate bonds
Announcement of online winning rate and priority placement results
Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211)
Co lead underwriter: China International Capital Corporation Limited(601995)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important tips
Flat Glass Group Co.Ltd(601865) (hereinafter referred to as ” Flat Glass Group Co.Ltd(601865) ,” issuer “,” company “or” the company “) and Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as” Guotai Junan Securities Co.Ltd(601211) , “recommendation institution (joint lead underwriter)” or “joint lead underwriter”), China International Capital Corporation Limited(601995) (hereinafter referred to as “joint lead underwriter” or ” China International Capital Corporation Limited(601995) “) in accordance with the securities law of the people’s Republic of China and the measures for the administration of securities issuance of listed companies Measures for the administration of convertible corporate bonds, measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), stock listing rules of Shanghai Stock Exchange, guidelines for securities issuance and listing of Shanghai Stock Exchange, detailed rules for the implementation of convertible corporate bond issuance of listed companies of Shanghai Stock Exchange (revised in 2018) Organize and implement the public issuance of convertible corporate bonds (hereinafter referred to as “convertible bonds” or “Fulai convertible bonds”) in accordance with the relevant provisions of the guidelines for securities issuance and underwriting business of Shanghai Stock Exchange No. 2 – securities issuance and listing business of listed companies.
Important tips for the issuance process, subscription, payment and disposal of investors’ abandonment are as follows: 1. After online investors win the bidding for convertible bonds, they shall fulfill the obligation of capital delivery in accordance with the announcement of online bidding results of Flat Glass Group Co.Ltd(601865) public offering of A-share convertible corporate bonds, so as to ensure that their capital account will have sufficient subscription capital on May 24 (T + 2) 2022, If the investor can subscribe for one hand or one hand of integral multiple convertible bonds after winning the lottery, the transfer of the investor’s funds shall comply with the 1 of the investor’s securities company
Relevant regulations. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant provisions of China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “China Securities Depository and clearing Shanghai Branch”), the minimum unit to give up subscription is one hand. The part that online investors give up subscription shall be underwritten by the joint lead underwriters.
2. When the total number of convertible bonds subscribed by the original A-share shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, or when the total number of convertible bonds subscribed by the original A-share shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, the issuer and the joint lead underwriters will negotiate whether to take measures to suspend the issuance, And timely report to the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), if the issuance is suspended, announce the reasons for the suspension, and choose an opportunity to restart the issuance within the validity period of the approval.
The part of the subscription amount of this offering less than 4 billion yuan shall be underwritten by the joint lead underwriters. The underwriting base is 4 billion yuan. The joint lead underwriters determine the final placement results and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the joint lead underwriters shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 1.2 billion yuan. When the actual underwriting ratio exceeds 30% of the total amount of this issuance, the joint lead underwriters will start the internal underwriting risk assessment procedure and negotiate with the issuer: if it is determined to continue to perform the issuance procedure, the joint lead underwriters will adjust the final underwriting ratio, fully underwrite the amount less than the amount subscribed by investors, and report to the CSRC in time; If it is determined to take measures to suspend the issuance, the joint lead underwriter and the issuer will timely report to the CSRC, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval. 3. If online investors have won the lottery three times in a row but failed to pay in full within 12 months, they shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai branch receives the purchase abandonment declaration. The number of times of abandonment of subscription shall be calculated according to the number of times of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors.
Flat Glass Group Co.Ltd(601865) the preferential placement and online subscription of the original A-share shareholders of the public offering of 4 billion yuan of convertible corporate bonds have been completed on May 20, 2022 (t day). Now, the results of the subscription for the issuance of Foley convertible bonds are announced as follows: I. overall situation
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Flat Glass Group Co.Ltd(601865) this public offering of 4 billion yuan (4 million hands) of convertible corporate bonds at a price of
100 yuan / piece (1000 yuan / hand). The preferred placing date and online subscription date of the original A-share shareholders of this issuance are
May 20, 2022 (t day).
2、 Release results
According to the announcement on the issuance of Flat Glass Group Co.Ltd(601865) public offering of A-share convertible corporate bonds, the total amount of Fulai convertible bonds issued this time is 4 billion yuan, which shall be placed preferentially to the original A-share shareholders who hold the issuer’s shares registered after the closing of the equity registration date, The balance after the preferential placement of the original A-share shareholders (including the part that the original A-share shareholders give up the preferential placement) is sold online to the public investors through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). The final issuance results are as follows:
(I) preferred placement results to the original A-share shareholders
According to the online priority placement data provided by Shanghai Stock Exchange, the final priority placement of Fulai convertible bonds to the original A-share shareholders of the issuer was 36308550000 yuan (3630855 hands), accounting for about 90.77% of the total issuance.
(II) online subscription results and successful issuance rate of social public investors
The Fulai convertible bonds to be issued online to public investors are finally determined in this issuance
36914500000 yuan (369145 hands), accounting for 9.23% of the total issuance, and the online winning rate was 000327735%.
According to the online subscription information provided by Shanghai Stock Exchange, the number of effective subscription accounts for this online subscription is 11367689, the number of effective subscriptions is 11263522591, the total number of allotments is 11263522591, and the starting and ending numbers are 1000000000 – 111263522590.
The issuer and the co lead underwriters will organize a lottery on May 23, 2022 (T + 1)
The lottery result will be published in Shanghai Securities News and Shanghai Securities Exchange on May 24, 2022 (T + 2)
Yisuo website（ http://www.sse.com.cn. ）Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy one hand (i.e. 1000 yuan) of Foley convertible bonds.
(III) summary of placement results of this offering
Category winning rate / placement ratio effective subscription quantity actual allocated quantity actual allocated amount example (%) (hand) (hand) (yuan)
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Original A-share shareholder 100.0036308553630855363085500
Online social public investors 00032773511263522591369145369145000
Total 1126715344640 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 0000000
3、 Time to market
The listing time of Fulai convertible bonds issued this time will be announced separately.
4、 Documents for future reference
For the general information of this offering, please refer to the issuer’s announcement on May 18, 2022 (T-2)
(may) Flat Glass Group Co.Ltd(601865) public offering of A-Shares published in Shanghai Securities News
Summary of prospectus for convertible corporate bonds and Flat Glass Group Co.Ltd(601865) public offering of a shares
Convertible corporate bond issuance announcement, investors can also go to the website of the Shanghai Stock Exchange（ http://www.sse.com.cn. ）
Query the full text of the prospectus and relevant information about the offering.
5、 Issuer and co lead underwriters
1. Issuer: Flat Glass Group Co.Ltd(601865)
Address: No. 1999, Yunhe Road, Xiuzhou District, Jiaxing City, Zhejiang Province
Tel.: 057382793013
2. Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211)
Address: 37 / F, Bohua Plaza, No. 669, Xinzha Road, Jing’an District, Shanghai
Tel: 02138676888, 01083939677
Contact: capital market department
3. Co lead underwriter: China International Capital Corporation Limited(601995)
Address: 27th floor and 28th floor, building 2, international trade building, No. 1, Jianguomenwai street, Chaoyang District, Beijing
Tel.: 01065051166
Contact: capital market department
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Issuer: Flat Glass Group Co.Ltd(601865) sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211) co lead underwriter: China International Capital Corporation Limited(601995) May 23, 2022 5
(there is no text on this page, which is the seal page of the announcement of online winning rate and preferred placement results of Flat Glass Group Co.Ltd(601865) public offering of A-share convertible corporate bonds)
Issuer: Flat Glass Group Co.Ltd(601865) mm / DD / yyyy 6
(there is no text on this page, which is the seal page of the announcement of online winning rate and preferred placement results of Flat Glass Group Co.Ltd(601865) public offering of A-share convertible corporate bonds)
Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211) mm / DD / yyyy (this page has no text and is the seal page of the announcement of online winning rate and preferred placement results of Flat Glass Group Co.Ltd(601865) public offering of A-share convertible corporate bonds)
Co lead underwriter: China International Capital Corporation Limited(601995) mm / DD / yy
