Citic Securities Company Limited(600030) verification opinions on the absence of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of Listed Companies in the relevant subjects of this transaction
Jiangxi Jovo Energy Co.Ltd(605090) (hereinafter referred to as “listed company”, “company” or ” Jiangxi Jovo Energy Co.Ltd(605090) “) intends to issue shares, convertible corporate bonds and pay cash to purchase 100% shares of Sentai energy held by 53 shareholders of Sichuan Yuanfeng Sentai Energy Group Co., Ltd. (hereinafter referred to as “Sentai energy”) such as new sources and Li Wanling. Meanwhile, the listed company plans to issue convertible corporate bonds to no more than 35 specific investors to raise supporting funds (hereinafter referred to as “this transaction”).
Citic Securities Company Limited(600030) serves as the independent financial adviser of the company for this transaction. Now, in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies, The independent financial adviser checked that the relevant entities of this transaction were not allowed to participate in any major asset restructuring of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies. The audit opinions are as follows:
Up to now, the relevant subjects of this transaction have not been placed on file for investigation or investigation due to insider trading suspected of being related to major asset restructuring, and there has been no administrative punishment by the CSRC or criminal responsibility investigated by judicial organs according to law due to insider trading related to major asset restructuring in the last 36 months. To sum up, the independent financial adviser believes that the relevant subjects of this transaction are not allowed to participate in any major asset restructuring of listed companies as stipulated in Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies.
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(there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) the verification opinions on the absence of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies) sponsor of the independent financial adviser:
Hong Tao, Yang Bin
Zhao Wei, Zhang Tianliang
Citic Securities Company Limited(600030) mm / DD / yyyy
