Securities code: 688680 securities abbreviation: Shanghai Hiuv New Materials Co.Ltd(688680) Announcement No.: 2022-004 Shanghai Hiuv New Materials Co.Ltd(688680)
Announcement on the listing and circulation of some restricted shares in the initial public offering
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal liabilities for the authenticity, accuracy and integrity of its contents according to law.
Important content tips:
The number of restricted shares in circulation this time is 29166200, accounting for 34.71% of the total share capital of the company, and the restricted period is 12 months.
The listing and circulation date is January 24, 2022.
1、 Types of restricted shares traded in this listing
With the approval of the reply on Approving the registration of Shanghai Hiuv New Materials Co.Ltd(688680) initial public offering (zjxk [2020] No. 3387) issued by China Securities Regulatory Commission on December 10, 2020, the company issued 21010000 RMB common shares (A shares) to the public for the first time and was listed on the science and Innovation Board of Shanghai Stock Exchange on January 22, 2021. The total share capital of the company before the initial public offering of A-Shares was 63010000 shares, and after the initial public offering of A-Shares was 84020000 shares, including 63850400 tradable shares with limited sales conditions, accounting for 75.99% of the total share capital of the company after the issuance, and 20169600 tradable shares with unlimited sales conditions, accounting for 24.01% of the total share capital of the company after the issuance.
The restricted shares listed and circulated this time are restricted shares issued in the initial public offering, involving 78 shareholders and 29166200 shares, accounting for 34.71%. The restricted period is 12 months from the date of listing of the company’s shares,
Now the sales restriction period is about to expire and will be listed and circulated from January 24, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
From the formation of the restricted shares to the date of this announcement, the company has no change in the number of share capital due to profit distribution and conversion of reserve fund.
3、 Relevant commitments of restricted shares circulating in this listing
According to the prospectus of Shanghai Hiuv New Materials Co.Ltd(688680) initial public offering and listing on the science and innovation board, the relevant commitments made by the shareholders applying for lifting the share restriction on the listing and circulation of the restricted shares held by them are as follows:
Qi Ming, Quan Yang and Huang Shubin promise as directors / supervisors:
“(1) within 12 months from the date of listing of the company’s shares, the company shall not transfer or entrust others to manage the shares issued before the initial public offering of the company held directly or indirectly by itself, nor shall the company repurchase such shares; (2) During his term of office, the shares transferred each year shall not exceed 25% of the total shares of the company held by him; Do not transfer the company’s shares within half a year after resignation;
(3) During the term of office, the company’s shares to be traded will be reported to Shanghai stock exchange for filing in advance in accordance with relevant regulations; Any change in the company’s shares will be reported to the company in time and announced by the company on the website of Shanghai Stock Exchange;
(4) If the company’s shares are reduced within two years after the expiration of the lock-in period, the reduction price shall not be lower than the issuance price (if the company’s shares have ex rights and ex interests matters such as dividend distribution, share distribution, conversion of capital reserve into share capital during this period, the issuance price shall be adjusted accordingly); If the average closing price of the company’s shares for 20 consecutive trading days is lower than the issue price or the closing price at the end of 6 months after listing is lower than the issue price within 6 months after listing, the lock-in period of the company’s shares held by me shall be automatically extended for 6 months. “
Qi Ming and Quan Yang, as core technicians of the company, promise:
“（1） During my tenure as the company’s core technical personnel, I will report to the company the company’s shares and their changes. Within one year from the date of listing of the company’s shares and six months after leaving office, I shall not transfer or entrust others to manage the shares issued before the first public offering of the company held directly or indirectly by me; Within 4 years from the date of expiration of the pre IPO share restriction, the pre IPO shares transferred each year shall not exceed 25% of the total pre IPO shares held by the company at the time of listing, and the reduction proportion can be used cumulatively.
(2) After the expiration of the lock-in period of the company’s shares held by me, I will strictly abide by the relevant rules of the CSRC and Shanghai Stock Exchange on the reduction of shares, and perform the relevant information disclosure obligations. “
The company’s shareholders Beijing Tongchuang and Shenzhen Tongchuang promise:
“(1) within 12 months from the date of listing of the company’s shares, I will not transfer or entrust others to manage the shares issued before the initial public offering of the company directly or indirectly held by me, nor will the company repurchase such shares;
(2) After the expiration of the lock-in period of the company’s shares held by me, I will strictly abide by the relevant rules of the CSRC and Shanghai Stock Exchange on the reduction of shares, and perform the relevant information disclosure obligations.
(3) For the company’s shares held before this public offering, I / the enterprise will strictly abide by the commitment made to voluntarily lock up the shares, and will not sell the company’s shares held before this public offering during the sales restriction period; Within two years after the expiration of the sales restriction, I / the enterprise will choose to reduce the shares by means of centralized bidding, block trading, agreement transfer and other laws and regulations according to my own needs and the commitment made to voluntarily lock up the shares. I / the company promises to strictly abide by the provisions of relevant laws and regulations of China Securities Regulatory Commission and Shanghai Stock Exchange, reduce the shares of the company, and timely fulfill the obligation of information disclosure. “
In addition to the above commitments, the shareholders of restricted shares applying for listing and circulation have no other special commitments on listing and circulation.
As of the disclosure date of this announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the corresponding commitments, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares.
4、 Verification opinions of the recommendation institution
China Securities Co.Ltd(601066) (hereinafter referred to as the sponsor), as the continuous supervision organization for the initial public offering and listing of the company, it is verified that: Shanghai Hiuv New Materials Co.Ltd(688680)
The listing and circulation of restricted shares complies with the company law of the people’s Republic of China and the securities law of the people’s Republic of China
Requirements of relevant laws, regulations and normative documents such as the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange;
All shareholders of the restricted shares have strictly fulfilled relevant commitments or arrangements; The number of shares to be released this time
The listing and circulation time shall comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments
Or arrangements; As of the date of issuance of the verification opinions, Shanghai Hiuv New Materials Co.Ltd(688680) information disclosure related to the restricted shares
True, accurate and complete. In conclusion, the sponsor has no objection to the listing and circulation of the company’s restricted shares.
5、 Restricted shares circulating in this listing
(I) the number of restricted shares traded in this listing is 29166200, accounting for the total share capital of the company
34.71%, and the sales restriction period is 12 months.
(I) the listing and circulation date is January 24, 2022
(II) listing and circulation list of restricted shares
Sequential holding of limited sale shares holding of limited sale share capital secondary listing flow remaining number of restricted sale shareholders name number (shares) in the company’s total number of shares (shares) number of shares principal proportion (shares)
1 Qiming 3764706 4.481% 3764706 0
2 Quanyang 3307118 3.936% 3307118 0
3 Huang Shubin 660000 0.786% 660000
4 Shenzhen pengrui Group Co., Ltd. 2979880 3.547% 2179880 800000
5 Kunshan shared equity investment enterprise 2032480 2.419%
(limited partnership)
6 Qianhai equity investment fund (2.083% of 1750000)
Limited partnership)
Shenzhen Tongchuang Weiye Asset Management Co., Ltd
7 Co., Ltd. – Beijing tong1521200 1.811% 1521200 0
Chuang share venture capital center
(limited partnership)
8 Zhejiang Lingqing Venture Capital Co., Ltd. 1333320 1.587% 1333320 0
company
9 Zhang Yanxiang 1200000 1.428% 1200000 0
10 Shenzhen Tongchuang Jincheng new third board investment 1200000 1.428% 1200000 0
Joint venture (limited partnership)
11 Zhejiang Huixian Venture Capital Co., Ltd. 754320 0.898%
company
Sequential holding of limited sale shares holding of limited sale share capital secondary listing flow remaining number of restricted sale shareholders name number (shares) in the company’s total number of shares (shares) number of shares principal proportion (shares)
12 Haitong Securities Company Limited(600837) 713,000 0.849% 713,000 0
13 Wang Fengyun 700000 0.833% 700000
14. Shanghai bangmingzhichu venture capital 680000 0.809%
Center (limited partnership)
15 Beijing Huazhuo Investment Management Co., Ltd. 679000 0.808%
company
16 Shanghai Guangmu Zhengpu investment center 600000.714% 600000
(limited partnership)
17 Shanghai Oude investment partnership 500000 0.595%
(limited partnership)
Lin Yi, Ningbo Meishan free trade port area
18 new power investment management partnership 430000 0.512% 430000 0
Business (limited partnership)
19 Huang Qingwei 305000 0.363% 305000 0
20 Cheng Hao 300000.357% 300000
21 Xu Danhong 300000.357% 300000
22 Shijiazhuang Qianda Enterprise Management Consulting Co., Ltd. 300000.357% 300000
Information Center (limited partnership)
Guangzhou xienochentu Equity Investment Co., Ltd
23. Management Co., Ltd. – Guangzhou real estate 300000.357% 300000
Shanghai equity investment partnership
(limited partnership)
24 Shandong Jiangyi Venture Capital Co., Ltd. 300000.357% 300000
company
25 Wuhan Shengya Youli investment center 300000.357% 300000
(limited partnership)
26 Shanghai Hengxiang rubber and plastic products Co., Ltd. 300000.357% 300000
company
27 Jiangsu Huayang metal pipe fittings Co., Ltd. 300000.357% 300000
company
28 Zhan Wei 240000 0.286%
29 Xu Qiaoling 233000 0.277%
30 Zhang Huiming 195000 0.232%
31 Dai Jundong 188176 0
