East Asia Qianhai Securities Co., Ltd
Verification opinions on the compliance of this transaction with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business
Jinan Chengdu Hi-Tech Development Co.Ltd(000628) Co., Ltd. (hereinafter referred to as the “listed company”) plans to sell 100% equity of nqm company held by CQT company, a wholly-owned subsidiary indirectly controlled by it, by means of non-public agreement transfer. The transferee is Yurun gold, a wholly-owned subsidiary indirectly controlled by Jinan High-Tech Development Co.Ltd(600807) affiliated listed company Shandong Yulong Gold Co.Ltd(601028) indirectly controlled by Jinan High-Tech Development Co.Ltd(600807) affiliated listed company, and the transaction consideration is paid in cash. East Asia Qianhai Securities Co., Ltd. (hereinafter referred to as “East Asia Qianhai securities” and “independent financial consultant”) as the independent financial consultant of the listed company for this transaction, in accordance with the provisions of the opinions on strengthening the risk prevention and control of securities companies engaging third parties in investment banking business (CSRC announcement [2018] No. 22), The independent financial consultant and the listed company shall check the behavior of employing a third party institution or individual (hereinafter referred to as the “third party”) in this transaction and express the following opinions:
1、 Verification of honest practitioners such as the third party employed in this transaction
In this transaction, the independent financial advisor does not engage a third party directly or indirectly. The intermediaries employed by the listed company in this transaction are as follows:
1. The listed company hired East Asia Qianhai securities as the independent financial advisor of this transaction.
2. The listed company hired Beijing haotianxinhe (Jinan) law firm as the legal adviser of this transaction.
3. The listed company employs Hexin Certified Public Accountants (special general partnership) as the audit institution of this transaction.
4. The listed company hired Zhonglian asset appraisal group Co., Ltd. as the asset appraisal institution of this transaction. As of the date of issuance of this verification opinion, except for the above securities service institutions that need to be hired according to law, the listed company and the independent financial consultant have not hired any other third party directly or indirectly.
2、 Financial consultant’s independent opinion
After verification, as of the date of issuance of this verification opinion, the independent financial consultant has not directly or indirectly hired other third parties with compensation; The listed company’s engagement of independent financial advisers, legal advisers, audit institutions and asset evaluation institutions is legal and compliant, and complies with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies engaging third parties in investment banking business.
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(there is no text on this page, which is the signature page of the verification opinions of East Asia Qianhai Securities Co., Ltd. on the compliance of this transaction with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business)
Financial advisor sponsor:
Huang Dehua, fan Junwei
East Asia Qianhai Securities Co., Ltd. date, 2022
