Huatai United Securities Co., Ltd
Commitments issued on the basis of full due diligence and approval
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “the independent financial consultant”) has accepted the entrustment of Sichuan Development Lomon Co.Ltd(002312) (hereinafter referred to as “the listed company”) as the representative of the listed company to issue shares to Sichuan Development Mining Group Co., Ltd. (hereinafter referred to as “Sichuan development mining”) Sichuan Salt Industry Corporation (hereinafter referred to as “Sichuan salt industry”) is an independent financial consultant who purchased 100% equity of Sichuan development Tianrui Mining Co., Ltd. (hereinafter referred to as “Tianrui mining” or “target company”) jointly held by Sichuan development Tianrui Mining Co., Ltd. (hereinafter referred to as “this transaction”).
In accordance with the measures for the administration of major asset restructuring of listed companies, the standards for the content and format of information disclosure by companies offering securities to the public No. 26 – major asset restructuring of listed companies (2022), and the provisions on Several Issues concerning the standardization of major asset restructuring of listed companies Huatai United Securities Co., Ltd. issued an independent financial advisory report and made the following commitments as required by the measures for the administration of financial advisory business for mergers and acquisitions of listed companies and other relevant laws and regulations:
1. Has fulfilled the obligation of due diligence in accordance with the provisions, and has sufficient reasons to believe that there is no material difference between the professional opinions expressed and the documents disclosed by the listed company and the counterparty;
2. Have fully verified the documents disclosed by the listed company and the counterparty, and are sure that the content and format of the disclosed documents meet the requirements;
3. Based on the information obtained and the due diligence performed, there are sufficient reasons to believe that the trading scheme entrusted by the listed company to the independent financial adviser to issue verification opinions complies with laws, regulations and relevant provisions of the CSRC and the stock exchange, and the information disclosed is true, accurate and complete without false records, misleading statements or major omissions;
4. Professional opinions on this transaction have been submitted to the independent financial advisor’s core institution for review, and the core institution agrees to issue such professional opinions;
5. The independent financial advisor has taken strict confidentiality measures, strictly implemented the risk control and internal isolation system, and there are no problems of insider trading, market manipulation and securities fraud.
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Huatai United Securities Co., Ltd. January 14, 2022
