Hoshine Silicon Industry Co.Ltd(603260)
Controlling shareholders, actual controllers, directors and senior managers
About the company’s non-public offering of A-Shares in 2022
Commitment to fill diluted immediate returns
According to the requirements of several opinions of the State Council on further promoting the healthy development of the capital market, the opinions of the general office of the State Council on Further Strengthening the protection of the legitimate rights and interests of small and medium-sized investors in the capital market and the guiding opinions on matters related to initial public offering, refinancing and dilution and immediate return of major asset restructuring, in order to protect the interests of small and medium-sized investors, the controlling shareholders, actual controllers, directors The senior management made a commitment that the measures to fill the diluted immediate return after the company’s non-public issuance of A-Shares in 2022 can be effectively fulfilled. The details are as follows:
1、 Commitments of controlling shareholders
Ningbo Hesheng Group Co., Ltd., the controlling shareholder of the company, makes the following commitments in accordance with the relevant provisions of the CSRC:
1. The company does not interfere with the operation and management activities of listed companies beyond its authority, does not encroach on the interests of listed companies, and earnestly implements the relevant measures for listed companies to fill in diluted immediate returns.
2. From the date of issuance of this commitment to the completion of the company’s non-public offering, if the CSRC and / or Shanghai Stock Exchange make other new regulatory provisions on filling return measures and commitments, and the current commitments cannot meet these Provisions, the company promises to immediately issue supplementary commitments in accordance with the provisions of the CSRC and Shanghai Stock Exchange, and actively promote listed companies to formulate new provisions, To meet the requirements of China Securities Regulatory Commission and Shanghai Stock Exchange.
3. The company promises to fully, completely and timely fulfill the measures for filling the diluted immediate return formulated by the listed company and any commitments made by the company for filling the diluted immediate return. If the company violates such commitments and causes losses to the listed company or shareholders, the company is willing to:
(1) Make public explanations and apologies at the general meeting of shareholders and newspapers designated by the CSRC;
(2) Undertake the liability for compensation to the listed company and / or shareholders according to law;
(3) Accept the punishment or relevant regulatory measures imposed on the company by the securities regulatory authorities such as the CSRC and / or the Shanghai Stock Exchange in accordance with the relevant provisions formulated or issued by them.
2、 Commitment of actual controller
The actual controllers of the company, Mr. Luo Liguo, Ms. Luo Yi and Mr. Luo Yedong, make the following commitments in accordance with the relevant provisions of the CSRC:
1. I will not interfere with the operation and management activities of listed companies beyond my authority, nor encroach on the interests of listed companies, and earnestly implement the relevant measures to fill the diluted immediate return of listed companies.
2. From the date of issuance of this commitment to the completion of the company’s non-public offering, if the CSRC and / or Shanghai Stock Exchange make other new regulatory provisions on filling return measures and commitments, and the current commitments can not meet these Provisions, I promise to immediately issue supplementary commitments in accordance with the provisions of the CSRC and Shanghai Stock Exchange, and actively promote listed companies to formulate new provisions, To meet the requirements of China Securities Regulatory Commission and Shanghai Stock Exchange.
3. I promise to fully, completely and timely fulfill the measures for filling the diluted immediate return formulated by the listed company and any commitments made by me for filling the diluted immediate return. If I violate such commitments and cause losses to the listed company or shareholders, I am willing to:
(1) Make public explanations and apologies at the general meeting of shareholders and newspapers designated by the CSRC;
(2) Undertake the liability for compensation to the listed company and / or shareholders according to law;
(3) Accept the punishment or relevant regulatory measures imposed on me by the securities regulatory authorities such as the CSRC and / or the Shanghai Stock Exchange in accordance with the relevant provisions formulated or issued by them.
3、 Commitment of directors and senior managers
All directors and senior managers promise to faithfully and diligently perform their duties and safeguard the legitimate rights and interests of the company and all shareholders, and make the following commitments in accordance with the relevant provisions of the CSRC:
1. I promise not to transfer benefits to other units or individuals free of charge or under unfair conditions, nor to damage the interests of the company in other ways.
2. I promise to restrict my job consumption behavior.
3. I promise not to use the company’s assets to engage in investment and consumption activities unrelated to my performance of duties. 4. I promise that the remuneration system formulated by the board of directors or the Remuneration Committee will be linked to the implementation of the company’s compensation measures.
5. If the company subsequently launches the equity incentive policy, I promise that the exercise conditions of the company’s equity incentive to be announced will be linked to the implementation of the company’s filling return measures.
6. From the date of issuance of this commitment to the completion of the company’s non-public offering, if the CSRC and / or Shanghai Stock Exchange make other new regulatory provisions on filling return measures and commitments, and the current commitments cannot meet these Provisions, I promise to issue supplementary commitments in accordance with the latest provisions of the CSRC and / or Shanghai Stock Exchange to meet relevant requirements.
7. I promise to fully, completely and timely fulfill the measures to fill the diluted immediate return formulated by the company and any commitments I make to fill the diluted immediate return. If I violate such commitments and cause losses to the company or shareholders, I am willing to:
(1) Make public explanations and apologies at the general meeting of shareholders and newspapers designated by the CSRC;
(2) Undertake the liability for compensation to the company and / or shareholders according to law;
(3) Accept the punishment or relevant regulatory measures imposed on me by the securities regulatory authorities such as the CSRC and / or the Shanghai Stock Exchange in accordance with the relevant provisions formulated or issued by them.
(no text below)
(there is no text below, which is the signature page of the commitment of Hoshine Silicon Industry Co.Ltd(603260) controlling shareholders, actual controllers, directors and senior managers to fill in the diluted immediate return after the non-public development of A-Shares of the company in 2022)
-Fi2 (there is no text below, which is the signature page of Hoshine Silicon Industry Co.Ltd(603260) controlling shareholder, actual controller, director and senior management’s commitment to fill the diluted immediate return after the company’s non-public development of A-Shares in 2022)
-Fi2 actual controller: Luo Liguo
Qinbei PS month,! day
