Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. has the opinion that the relevant entities of this transaction are not allowed to participate in any major asset reorganization of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset reorganization of listed companies
Wuxi Hodgen Technology Co.Ltd(300279) (hereinafter referred to as “listed company” or ” Wuxi Hodgen Technology Co.Ltd(300279) “) intends to purchase Anhui Hi tech investment new materials industry fund partnership (limited partnership), Huaibei growth small and medium-sized enterprise fund Co., Ltd Huaibei Shanda Construction Investment Co., Ltd. (hereinafter collectively referred to as the “counterparty”) holds 31.08% of the total minority equity of Wuxi Hejing Intelligent Technology Co., Ltd. (hereinafter referred to as “Hejing intelligent” or “target company”) and plans to raise supporting funds by issuing shares to specific objects from no more than 35 investors (hereinafter referred to as “this transaction”).
Orient Securities Company Limited(600958) underwriting recommendation Co., Ltd. (hereinafter referred to as “independent financial consultant”) as the independent financial consultant of Wuxi Hodgen Technology Co.Ltd(300279) this transaction, according to the provisions of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies, The company has checked whether the relevant subjects of this reorganization are not allowed to participate in any major asset reorganization of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset reorganization of listed companies, and expressed the following opinions:
As of the date of issuance of this verification opinion, the relevant subjects of this transaction have not been placed on file for investigation or investigation due to insider trading suspected of being related to major asset restructuring, and there have been no administrative penalties imposed by China Securities Regulatory Commission or criminal responsibilities investigated by judicial organs according to law due to insider trading related to major asset restructuring in the last 36 months.
The subjects related to the above transactions include: listed companies and their directors, supervisors and senior managers, controlling shareholders of listed companies and their directors, supervisors and senior managers; The counterparty and its directors, supervisors and senior managers; The target company and its directors, supervisors and senior managers; Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd., Beijing Tianchi Juntai law firm, Zhongxi Certified Public Accountants (special general partnership), North Northking Information Technology Co.Ltd(002987) ASI asset appraisal firm (special general partnership) and other intermediaries providing services for this transaction and their handling personnel.
After verification, the independent financial adviser believes that the relevant entities of this transaction are not allowed to participate in any major asset restructuring of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies. (no text below)
(there is no text on this page, which is the signature page of the opinions of Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. that the relevant subjects of this transaction are not allowed to participate in any major asset reorganization of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset reorganization of listed companies) the sponsor of the financial adviser:
Zhao Guanqun, Wang Yuhui
Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. May 18, 2022
