Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd.'s verification opinions on the compliance of this transaction with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business
Wuxi Hodgen Technology Co.Ltd(300279) (hereinafter referred to as "listed company" or " Wuxi Hodgen Technology Co.Ltd(300279) ") plans to purchase 31.08% of the total minority shareholders' equity of Wuxi Hejing Intelligent Technology Co., Ltd. held by Anhui high tech investment new materials industry fund partnership (limited partnership), Huaibei growth small and medium-sized enterprise fund Co., Ltd. and Huaibei Shanda Construction Investment Co., Ltd, It plans to raise matching funds from no more than 35 investors by issuing shares to specific objects (hereinafter referred to as "this transaction").
Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. (hereinafter referred to as "Oriental Investment Bank" and "independent financial consultant") as the independent financial consultant of Wuxi Hodgen Technology Co.Ltd(300279) this transaction, in accordance with the opinions on strengthening the risk prevention and control of honest employment such as hiring a third party by securities companies in investment banking business ([2018] No. 22), Check the behavior of independent financial advisers and listed companies in employing third-party institutions or individuals (hereinafter referred to as "third parties") in this transaction, and express the following opinions:
As the independent financial advisor of this transaction, China Eastern Investment Bank does not directly or indirectly hire a third party for this transaction.
In this transaction, Wuxi Hodgen Technology Co.Ltd(300279) legally hired independent financial advisers, legal advisers, audit institutions and asset evaluation institutions. In addition to the above securities service institutions required to be hired according to law, Wuxi Hodgen Technology Co.Ltd(300279) did not directly or indirectly hire other third parties for compensation for this transaction.
The listed company's engagement of independent financial advisers, legal advisers, audit institutions and asset evaluation institutions is legal and compliant, and complies with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies engaging third parties in investment banking business.
After verification, the independent financial adviser believes that there is no direct or indirect paid employment of a third party by the independent financial adviser in this transaction; In addition to employing independent financial advisers, legal advisers, audit institutions and asset evaluation institutions, listed companies do not directly or indirectly employ other third parties with compensation, which is in line with the relevant provisions of the opinions on strengthening the prevention and control of honest professional risks such as the employment of third parties by securities companies in investment banking business. (no text below)
(there is no text on this page, which is the signature page of Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. on the verification that this transaction complies with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as the employment of a third party by securities companies in the investment banking business) financial advisor sponsor:
Zhao Guanqun, Wang Yuhui
Orient Securities Company Limited(600958) underwriting and recommendation Co., Ltd. May 18, 2022
