Tianfeng Securities Co.Ltd(601162)
About Tianshui Huatian Technology Co.Ltd(002185)
Verification opinions on the listing and circulation of non-public issuance of restricted shares
Tianfeng Securities Co.Ltd(601162) (hereinafter referred to as ” Tianfeng Securities Co.Ltd(601162) ” or “sponsor”) as a sponsor of Tianshui Huatian Technology Co.Ltd(002185) (hereinafter referred to as ” Tianshui Huatian Technology Co.Ltd(002185) ” or “company”) non-public offering of shares, In accordance with the relevant provisions of the securities law of the people’s Republic of China, the measures for the administration of securities issuance and listing recommendation business, the measures for the administration of securities issuance of listed companies, the detailed rules for the implementation of non-public development of shares by listed companies, the stock listing rules of Shenzhen Stock Exchange (2022 Revision), and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, Prudently verified the listing and circulation of Tianshui Huatian Technology Co.Ltd(002185) non-public offering of restricted shares. The specific verification is as follows:
1、 Basic information of this non-public offering of shares and changes in share capital
With the approval of the reply on the approval of Tianshui Huatian Technology Co.Ltd(002185) non-public Development Bank shares (zjxk [2021] No. 2942) issued by the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), Tianshui Huatian Technology Co.Ltd(002185) non-public issuance of RMB common shares (A shares) 464480874 shares, with an issuance price of 10.98 yuan / share. The registration, custody and sales restriction procedures of the company’s new shares issued this time were completed in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited (hereinafter referred to as “zhongdeng company”) on October 29, 2021, and the new shares were listed on Shenzhen Stock Exchange on November 9, 2021. After the completion of this non-public offering, the total share capital of the company increased to 3204484648 shares. The objects and quantity of this non-public offering are as follows:
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
1 Industrial Guoxin Asset Management Co., Ltd. 118397081299999384 6
2 Shanghai Jingxi Asset Management Co., Ltd. – Jingxi No. 1 private 118397081299999384 6 raised securities investment fund
3 Shaanxi private economy high-quality development and relief fund partnership 273224042999999592 6 enterprises (limited partnership)
4 Nanjing Husheng Zhizao investment fund partnership (1821493619999999728)
5 national integrated circuit industry investment fund phase II Co., Ltd. 102914400113 Shenzhen Properties & Resources Development (Group) Ltd(000011) 200 6 company
6 First Capital Securities Co.Ltd(002797) 12,112932 132999,993.36 6
7 Qingdao Deze Liuhe Investment Center (limited partnership) 118397081299999384 6
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
8 China International Capital Corporation Limited(601995) 12,932604 141999,991.92 6
9 Jiaxing Juli No.7 equity investment partnership (310564663409999668)
(partner)
10 Gansu Great Wall Xinglong Silk Road Fund (limited partnership) 27322404299999592 6
11 China Galaxy Securities Co.Ltd(601881) 13,752276 150999,990.48 6
12 CAITONG Fund Management Co., Ltd. 2531876127799999578 6
13 Guangdong HENGJIAN Capital Management Co., Ltd. 180327861979999028 6
14 Guangdong Hengshu No.1 investment partnership (limited partnership) 180327861979999028 6
15 Nanfang Tianchen (Beijing) Investment Management Co., Ltd. – nan1657559118199998918 6
Fang Tianchen Jingsheng phase 22 private securities investment fund
16 Guangdong hengkuo Investment Management Co., Ltd. 362477233979999854 6
17 Guotai Junan Securities Co.Ltd(601211) 18,397085 201999,993.30 6
18 Shanghai Fushan Investment Co., Ltd. – Fushan investment – Ruiyuan 11930783130999734 6
Special opportunity phase 2 private securities investment fund
19 Nord Fund Management Co., Ltd. 1420765015599999700 6
20 Shanghai Shengyu equity investment center (limited partnership) – Sheng 245901632699998974 6
Yuzhiyuan No.2 private securities investment fund
Total 46448087450999999652 –
Restricted sale period: in this non-public offering, the shares of this non-public offering subscribed by all issuing objects shall not be transferred within six months from the date of the end of the offering (referring to the date of listing of the shares of this non-public offering).
2、 Implementation of commitments by shareholders applying for lifting the restrictions on the sale of shares this time
According to the provisions of the measures for the administration of securities issuance of listed companies and the detailed rules for the implementation of non-public development of shares by listed companies, the issuing objects of this non-public offering are Xingye Guoxin Asset Management Co., Ltd., Shanghai Jingxi Asset Management Co., Ltd. – Jingxi No. 1 private securities investment fund, Shaanxi private economy high-quality development relief fund partnership (limited partnership) Nanjing Husheng Zhizao investment fund partnership (limited partnership), national integrated circuit industry investment fund phase II Co., Ltd. First Capital Securities Co.Ltd(002797) , Qingdao Deze Liuhe Investment Center (limited partnership), China International Capital Corporation Limited(601995) , Jiaxing Juli No. 7 equity investment partnership (limited partnership), Gansu Great Wall Xinglong Silk Road Fund (limited partnership), China Galaxy Securities Co.Ltd(601881) , CAITONG Fund Management Co., Ltd Guangdong HENGJIAN Capital Management Co., Ltd., Guangdong Hengshu No. 1 investment partnership (limited partnership), Nanfang Tianchen (Beijing) Investment Management Co., Ltd. – Nanfang Tianchen Jingsheng phase 22 private securities investment fund, Guangdong hengkuo Investment Management Co., Ltd. Guotai Junan Securities Co.Ltd(601211) , Shanghai Fushan Investment Co., Ltd. – Fushan investment – Ruiyuan special opportunity phase 2 private securities investment fund, Nord Fund Management Co., Ltd Shanghai Shengyu equity investment center (limited partnership) – Shengyu Zhiyuan No. 2 private securities investment fund promises that the subscribed shares of the company in this non-public offering will not be transferred within 6 months from the date of the end of the share offering (referring to the date of listing of the shares in this non-public offering).
As of the date of issuance of this verification opinion, the above commitments have been strictly fulfilled. The shareholders applying for lifting the restrictions on the sale of shares do not occupy the company’s funds for non-profit purposes, and the company does not provide guarantees to them in violation of laws and regulations.
3、 This application is to terminate the listing and circulation arrangement of shares
1. The listing and circulation date of the restricted shares is May 9, 2022.
2. The total number of restricted shares lifted this time is 464480874, accounting for 14.49% of the total share capital of the company.
3. The number of shareholders applying for lifting the restrictions on the sale of shares this time is 20.
4. The details of the lifting of restrictions on the sale and listing of shares are as follows:
Sequence restricted share holders’ securities account holding restricted share capital lifted this time the actual number of restricted share holders name account name number (shares) number of shares sold number of shares listed (shares) quantity (shares)
1 Industrial Guoxin Asset Management Co., Ltd
Shanghai Jingxi Asset Management Co., Ltd
2 limited company – Jingxi No. 1 private company – Jingxi No. 1 private placement certificate 118397081183970811839708 raised securities investment fund
High quality of private economy in Shaanxi Province high quality of private economy in Shaanxi Province
3. Development of relief fund partnership development of relief fund partnership 273224042732240427322404 enterprise (limited partnership) (limited partnership)
Nanjing Husheng Zhizao investment foundation Nanjing Shengshi Yangzi fund investment
4 gold partnership (Limited Partnership Management Co., Ltd. – Nanjing yi182149361821493618214936) shengzhizao investment fund partnership
Industry (limited partnership)
National IC industry investment Huaxin Investment Management Co., Ltd
5. State owned fund phase II Co., Ltd. – national integrated circuit industry investment fund phase II
Limited company
First Capital Securities Co.Ltd(002797) Securities – Zhang Yuejiao –
First Capital Securities Co.Ltd(002797) Furong selected fixed increment 209471820947182094718 I asset management plan
First Capital Securities Co.Ltd(002797) Securities – Yang Xiaobin –
First Capital Securities Co.Ltd(002797) Fugao selected fixed increment 9107479107479107476 First Capital Securities Co.Ltd(002797) Securities shares have an asset management plan
Ltd. First Capital Securities Co.Ltd(002797) Securities – Foshan International Trade
Import and Export Co., Ltd. – first creation 455373455373455373 Fuyuan selected fixed increase single asset
management plan
First Capital Securities Co.Ltd(002797) Securities – zhongjiaxinda 910747910747910747 Investment Co., Ltd. First Capital Securities Co.Ltd(002797)
Order restricted share holders’ securities account holding limited share capital this time the restrictions are lifted. The actual number of restricted share holders’ name, account name, number of shares (shares) number of shares sold (shares) number of shares listed and circulated (shares) (shares)
Fuyang selected fixed increase single asset management
Management plan
First Capital Securities Co.Ltd(002797) Securities – Fei Zhanbo –
First Capital Securities Co.Ltd(002797) Fuhao selected fixed increment 455373455373455373 I asset management plan
