Securities code: 002204 securities abbreviation: Dalian Huarui Heavy Industry Group Co.Ltd(002204) Announcement No.: 2022-002 Dalian Huarui Heavy Industry Group Co.Ltd(002204)
Announcement on the progress of shareholders holding more than 5% of shares participating in refinancing securities lending business and the change of shares exceeding 1%
Dalian state owned assets investment and operation group Co., Ltd., the shareholder of the company, guarantees that the information provided to the company is true, accurate and complete without false records, misleading statements or major omissions.
The company and all members of the board of directors guarantee that the contents of the announcement are consistent with the information provided by the information disclosure obligor.
1、 Shareholders’ participation in refinancing securities lending business
Dalian Huarui Heavy Industry Group Co.Ltd(002204) (hereinafter referred to as “the company”) disclosed the announcement on the change of more than 1% of the shares of shareholders holding more than 5% in the refinancing securities lending business (Announcement No.: 2022-001) on January 5, 2022, Dalian state owned assets investment and operation group Co., Ltd. (hereinafter referred to as “SDIC group”), a shareholder holding more than 5% of the company’s shares, lent part of the company’s shares to China Securities Finance Co., Ltd. from December 8 to December 29, 2021 to participate in the refinancing securities lending transaction. As of December 29, 2021, the unexpired share balance of SDIC group for refinancing and lending business was 31666000 shares, accounting for 1.64% of the total share capital of the company, and the ownership of these shares had not been transferred.
On January 13, 2022, the company received the notification letter on relevant progress of participating in refinancing securities lending business from SDIC group. SDIC group will recover 2000000 shares, 330000 shares and 29186000 shares respectively on January 5, January 10 and January 12, 2022, totaling 31516000 shares, accounting for 1.63% of the total share capital of the company; The remaining 150000 shares will be extended for 14 days on January 11, 2022. The ownership of these shares has not been transferred and will be recovered on January 25, 2022.
S / N lending days total number of shares Lent (shares) total number of lending transactions lending date recovery date
1 14 2000000 2 December 22, 2021 January 5, 2022
2 14 330000 1 December 27, 2021 January 10, 2022
3 14 29186000 30 December 29, 2021 January 12, 2022
4 14 150000 1 January 11, 2022 January 25, 2022
Total – 31666000 —
2、 Changes in shares 1 Basic information
Information disclosure obligor: Dalian state owned assets investment and Management Group Co., Ltd
Address: Room 203, bonded general meeting, Dalian Free Trade Zone, Liaoning Province
Changes in equity from January 5 to January 12, 2022
Stock abbreviation Dalian Huarui Heavy Industry Group Co.Ltd(002204) stock code 002204
Change type increase √ decrease □ concerted action person yes √ no □
(multiple choices are allowed)
Whether it is the largest shareholder or actual controller yes □ no √
2. Changes in equity
Proportion of increase in the number of shares (10000 shares) of share types (A shares, B shares, etc.)
A shares 3151.60 1.63%
Total 3151.60 1.63%
The way of equity change this time (mainly through the centralized trading of the stock exchange □
□) block trading through stock exchange □
Others √ (refinancing securities lending and recovery upon maturity)
Self owned funds □ bank loans □
The capital source of this share increase is loans from other financial institutions □ shareholder investment □
(not applicable) others □ (please specify)
Source of funds involved □
3. Shares of listed companies owned by investors and persons acting in concert before and after the change
Shares held before this change shares held after this change
Share nature in total share capital in total share capital (10000 shares) cases (%) shares (10000 shares) cases (%)
Total shares held: 116921.4758 60.54% 120073.0758 62.17%
Including: shares with unlimited sales conditions 116921.4758 60.54% 120073.0758 62.17%
Shares with limited sales conditions —-
4. Implementation of commitments, plans, etc
Whether this change is performed yes □ no √
If yes, please explain the specific conditions and implementation progress of the commitment, intention and plan.
Is there any violation of the securities law and the acquisition of Listed Companies in this change
Administrative measures and other laws yes □ no √
Laws and regulations, departmental rules and regulations, if yes, please explain the specific situation, rectification plan and treatment measures of violations. Documents and the business rules of the exchange
5. Shares with restricted voting rights
In accordance with Article 63 of the securities law, yes □ no √
If yes, please explain the proportion of the corresponding number of shares in the share capital of the existing listed company. Voting shares 6 Further explanation on the increase of shares held by more than 30% shareholders (not applicable) whether this increase is in line with the acquisition of listed companies
Exemption from tender offer stipulated in the administrative measures yes □ no □
7. Commitment of shareholders and persons acting in concert not to reduce their shares of the company within the legal period Documents for future reference 1. Details of shareholding changes of China Securities Depository and Clearing Co., Ltd. √
2. Relevant written commitment documents □
3. Written opinions of lawyers □
4. Other documents required by SZSE √
3、 Other relevant instructions and risk tips
1. As of the disclosure date of this announcement, SDIC group holds 124981784 tradable shares of the company, accounting for 6.47% of the total share capital of the company; SDIC group and its concerted actor Dalian Huarui Heavy Industry Group Co.Ltd(002204) · hoisting Group Co., Ltd. hold 1200880758 shares of the company’s non tradable shares, accounting for 62.18% of the company’s total share capital. Among them, the unexpired shares of the company used to participate in the refinancing securities lending business are 150000 shares, accounting for 0.01% of the total share capital of the company.
2. The refinancing securities lending business of SDIC group did not violate the company law, the securities law, the Trial Measures for the supervision and administration of refinancing business, the measures for the implementation of refinancing securities lending transactions of Shenzhen Stock Exchange (Trial), the implementation rules for the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange and other laws and regulations Provisions of departmental rules and normative documents.
3. SDIC group’s participation in refinancing securities lending business is its normal business behavior. There is no transfer of ownership of the shares involved in securities lending, which will not lead to the change of the company’s control, and will not have a significant impact on the company’s governance structure and the company’s sustainable operation.
4. The company will continuously track and timely disclose the implementation of refinancing securities lending business by SDIC group according to relevant information disclosure requirements. Please pay attention to investment risks.
4、 Documents for future reference
1. Notification letter of SDIC on relevant progress of participating in refinancing securities lending business;
2. Details of shareholding changes of China Securities Depository and Clearing Co., Ltd.
It is hereby announced
Dalian Huarui Heavy Industry Group Co.Ltd(002204) board of directors
January 14, 2022
