Securities code: Guoyuan Securities Company Limited(000728) securities abbreviation: Guoyuan Securities Company Limited(000728) Announcement No.: 2022022 Guoyuan Securities Company Limited(000728)
With regard to the announcement on the increase of shares held by the largest shareholder and the increase plan, the company and all members of the board of directors guarantee that the content of information disclosure is true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
Guoyuan Securities Company Limited(000728) (hereinafter referred to as “the company”) received the notice from Anhui Guoyuan Financial Holding Group Co., Ltd. (hereinafter referred to as “Guoyuan Financial Holding Group”), the largest shareholder of the company, on April 29, 2022. Based on its confidence in the future development prospect of the company and its recognition of the long-term investment value of the company, On April 29, 2022, the company increased its shareholding of 1684600 shares through centralized bidding through the trading system of Shenzhen Stock Exchange (the total amount of increased shareholding is RMB 10.001 million). It is planned to continue to increase its shareholding of the company within six months, with an amount of no less than RMB 50 million and no more than RMB 100 million (including the amount of increased shareholding of RMB 10.001 million on April 29, 2022), The increase price shall not be higher than the audited net asset value per share at the end of the previous fiscal year.
1、 Basic information of the entities planning to increase their holdings
1. Planned increase subject: Guoyuan financial holding group, the largest shareholder of the company
2. The shareholding of Guoyuan financial holding group and its concerted actor Anhui Guoyuan Trust Co., Ltd. (hereinafter referred to as “Guoyuan trust”) is as follows:
Number of shares held by the company name before the increase April 29, 2022 April 29, 2022 proportion of shares held by the company name after the increase April 29, 2022 proportion of shares held by the company name after the increase
Guoyuan financial holding group 93746582921.48% 168462093915044921.52%
Guoyuan trust 58176960113.33% 058176960113.33%
Total 151923543034.81% 1684620152092005034.85%
Note: as of April 29, 2022, Guoyuan trust lent 106501 million shares of the company through refinancing
3. Guoyuan financial holding group and its concerted action person Guoyuan trust did not disclose the shareholding increase plan within 12 months before this announcement.
4. Six months before this announcement, Guoyuan financial holding group and its concerted action person Guoyuan trust did not reduce the shares of the company.
2、 Main contents of the shareholding increase plan
1. The purpose of this share increase: Based on the confidence in the company’s future development prospects and the recognition of the company’s long-term investment value.
2. Amount of shares to be increased: no less than 50 million yuan and no more than 100 million yuan (including 10.001 million yuan of shares already increased on April 29, 2022).
3. Increase price: if the increase is not higher than the audited net asset value per share at the end of the previous fiscal year, Guoyuan Financial Holding Group will gradually implement the increase plan according to the fluctuation of the company’s stock price and the overall trend of the capital market. 4. Implementation period of shareholding increase: the shareholding increase shall be completed within six months from April 29, 2022 (except for the period during which the shareholding increase is not allowed by laws and regulations and the business rules of Shenzhen Stock Exchange). During the implementation of the share increase plan, if the trading of the company’s shares is suspended, the implementation of the share increase plan will be postponed and disclosed in time after the resumption of trading.
5. Way of increasing Holdings: centralized bidding in the trading system of Shenzhen Stock Exchange.
6. Capital source of increased holdings: self owned funds of Guoyuan financial holding group.
7. This increase is not based on the subject status of Guoyuan financial holding group as the largest shareholder of the company.
8. Lock up period arrangement: the lock up period for this share increase is 6 months after the implementation of the share increase plan.
9. Relevant commitments: Guoyuan Financial Holding Group promises to complete the shareholding increase plan within the implementation period in accordance with the securities law and other laws and regulations, departmental rules, business rules of Shenzhen Stock Exchange and other relevant provisions, and will not reduce its shares in the company during the implementation period and within the legal period.
3、 Uncertainty risk of the implementation of the shareholding increase plan
1. The implementation of this share increase plan may have the risk of failure to meet expectations due to changes in the securities market and other factors.
2. There may be a risk that the share increase plan cannot be implemented or fully implemented due to the company’s share price continuously exceeding the price range disclosed in the share increase plan.
3. The risk that the capital required for the increase of shares cannot be raised in place, resulting in the failure to implement or fully implement the increase plan.
4. If the above-mentioned risk situations occur during the implementation of the shareholding increase plan, the company will timely perform the obligation of information disclosure.
4、 Other
1. This increase complies with the relevant provisions of the securities law and other laws and regulations, departmental rules and the business rules of Shenzhen Stock Exchange.
2. The shareholding increase and the implementation of the shareholding increase plan will not lead to the lack of listing conditions for the company’s equity distribution, and will not lead to changes in the company’s controlling shareholders and actual controllers.
3. The company will continue to pay attention to the subsequent increase of shares held by Guoyuan financial holding group, and timely fulfill the obligation of information disclosure in accordance with relevant regulations.
5、 Documents for future reference
Notice of Guoyuan Financial Holding Group on increasing Guoyuan Securities Company Limited(000728) shares
It is hereby announced.
Guoyuan Securities Company Limited(000728) board of directors may 5, 2022
