Securities code: 002948 securities abbreviation: Bank Of Qingdao Co.Ltd(002948) Announcement No.: 2022-007
Bank Of Qingdao Co.Ltd(002948)
Suggestive announcement on listing and circulation of issued shares before initial public offering of a shares
The bank and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete, and there are no false records, misleading statements or major omissions.
Special tips:
1. The number of shares issued before the initial public offering of A-Shares was 1631288859, accounting for 59.39% of the bank’s A-Shares and 36.17% of the bank’s total shares.
2. The listing and circulation date of the above restricted shares is Monday, January 17, 2022.
1、 Overview of issued shares before IPO of a shares
1. Initial public offering of a shares
According to the reply on approving Bank Of Qingdao Co.Ltd(002948) initial public offering of shares (zjxk [2018] No. 1727) of China Securities Regulatory Commission, Bank Of Qingdao Co.Ltd(002948) (hereinafter referred to as “the bank”) issued 450977251 RMB common shares (A shares) for the initial public offering. According to the notice on the listing of Bank Of Qingdao Co.Ltd(002948) RMB common shares (SZS [2019] No. 26) of Shenzhen Stock Exchange, the bank was listed on Shenzhen Stock Exchange on January 16, 2019.
Before the initial public offering of a shares, the total number of shares issued by the bank was 4058712749; As of January 6, 2022, the total number of shares of the bank was 4509690000, including 2746655020 RMB ordinary shares (A shares) listed domestically and 1763034980 foreign ordinary shares (H shares) listed overseas. A shares include 2141602419 shares with limited sales conditions and 605052601 shares with unlimited sales conditions.
The shares issued before the IPO of A-Shares in circulation this time totaled 163128859 shares, accounting for 59.39% of the bank’s A-Shares and 36.17% of the bank’s total shares. The lock up period of the above shares is three years from the date when the bank is listed and traded in Shenzhen Stock Exchange, and will expire and be listed and circulated on January 17, 2022.
2. Changes in the bank’s total shares after the listing of a shares
From the listing of the bank’s A-Shares to January 6, 2022, no stock dividend was distributed, no capital reserve was converted into share capital, and the total shares of the bank remained unchanged.
The bank’s A-share allotment and H-share allotment have not been completed. The bank will promptly issue relevant announcements on the changes in the total amount of shares arising from the allotment.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
1. Commitments made by shareholders applying for lifting the restrictions on the sale of shares
Prior to the issuance of A-Shares of this bank, Qingdao Guoxin Industrial Co., Ltd., a domestic shareholder holding more than 5% of the total share capital of this bank, promised not to transfer or entrust others to manage the shares of this bank held directly or indirectly before the issuance of a shares, nor to resell the above shares to this bank within 36 months from the date of listing and trading of A-Shares of this bank on the stock exchange.
Before the issuance of the bank’s a shares, Qingdao Haier air conditioning Electronics Co., Ltd., Haier Smart Home Co.Ltd(600690) (formerly known as Qingdao Haier Co., Ltd.), Qingdao Haier mould Co., Ltd., Qingdao Haier tooling development Co., Ltd., Qingdao manico Intelligent Technology Co., Ltd. (formerly known as Qingdao Haier Siasun Robot&Automation Co.Ltd(300024) ), Qingdao Haier air conditioner Corporation Qingdao Haier special electric freezer Co., Ltd. respectively undertakes not to transfer or entrust others to manage its shares held directly or indirectly before the issuance of A-Shares of this bank within 36 months from the date of listing and trading of A-Shares of this bank in the stock exchange, Nor sell back the above shares to the bank (except for the transfer between its company and its affiliates under the condition of complying with relevant laws and regulations and the transferee agrees to abide by the transferor’s share locking commitment).
Shandong SANLIYUAN economic and Trade Co., Ltd., Qingdao Hairen Investment Co., Ltd., Qingdao Jifa Group Co., Ltd., Shanghai Jiacheng Investment Management Co., Ltd., Guosen Securities Co.Ltd(002736) , Qingdao BEIMENG Industrial Co., Ltd., Qingjian Group Co., Ltd., Qingdao Xinhong Textile Group Co., Ltd., Beijing International Trust Co., Ltd., joint Venture Group Co., Ltd., Hundsun Technologies Inc(600570) Qingdao Kingking Applied Chemistry Co.Ltd(002094) respectively undertake not to transfer or entrust others to manage the bank’s shares held directly or indirectly before the issuance of the bank’s a shares, nor to resell the above shares to the bank within 36 months from the date of listing and trading of the bank’s A-Shares on the stock exchange.
Qingdao collective enterprise association promises not to transfer or entrust others to manage its 2829795 shares, nor sell back the above shares to this bank within 36 months from the date of listing and trading of this bank’s A-Shares on the stock exchange.
Prior to the issuance of A-Shares of this bank, the directors, supervisors and senior managers holding shares of this bank promised that their shares of this bank would not be transferred or entrusted to others for management within 36 months from the date of listing of this bank, nor would this bank repurchase such shares; After the expiration of the above-mentioned lock up period, he will also timely report to the bank his shares and their changes in accordance with the law, and transfer the shares every year through centralized bidding, block trading, agreement transfer, etc
Not more than 15% of the total shares of the bank held by him, and the total number of shares transferred within 5 years shall not exceed the shares of the bank held by him
50% of the total will not buy again within 6 months after the sale, or sell the bank’s shares within 6 months after the purchase.
Do not transfer the shares of the bank within 6 months after leaving office. The above share lock-in commitment shall not be changed or removed due to his position
Termination of employment.
According to the provisions of the notice on regulating employee stock ownership in financial enterprises (CAI Jin [2010] No. 97), holding
For individuals with more than 50000 internal employee shares, the shares of the bank shall be increased from the date of listing and trading of the bank’s shares on the stock exchange
The lock up period for transfer shall not be less than 3 years. After the expiration of the lock up period, the number of shares that can be sold each year shall not exceed 50% of the total number of shares held
15%, which shall not exceed 50% of the total shareholding within 5 years.
After the bank’s A-Shares are listed, the shareholders who have completed the share registration and custody procedures and applied for lifting the share restriction this time have made a commitment,
The bank’s A-Shares will not be transferred from the date of listing and trading on the stock exchange to January 15, 2022 (inclusive)
Shares of the bank held before the bank’s initial public offering of a shares.
2. The shareholders applying for lifting the restrictions on the sale of shares do not violate the above provisions.
3. The shareholders applying for lifting the restrictions on the sale of shares do not occupy the bank’s listed capital for non operational purposes
The bank also did not provide guarantee for it in violation of regulations.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares this time: Monday, January 17, 2022
2. A total of 1631288859 restricted shares were released this time, accounting for 59.39% of the bank’s a shares, accounting for
36.17% of the bank’s total shares.
3. The number of shareholders applying for lifting the restrictions on the sale of shares this time is 167, including 22 corporate shareholders
145 natural person shareholders.
4. The details of the shareholders applying for lifting the restrictions on the sale of shares and the listed and circulating shares are shown in the table below:
Unit: shares
The number of shares and serial numbers of the Pledged Shares released this time and the total number of shares restricted and judicial frozen
1 Qingdao Guoxin Industrial Co., Ltd. 503556341-
2 Qingdao Haier air conditioning Electronics Co., Ltd-
3 Shandong SANLIYUAN economic and Trade Co., Ltd. 152170000 152170000 151600000
4 Haier Smart Home Co.Ltd(600690) 145,297,405 145,297,405 –
5 Qingdao Hairen Investment Co., Ltd. 133910000-
6 Qingdao Jifa Group Co., Ltd-
7 Shanghai Jiacheng Investment Management Co., Ltd. 77276328 77276328 61276328
8 Guosen Securities Co.Ltd(002736) 52,540,225 52,540,225 –
9 Qingdao BEIMENG Industrial Co., Ltd. 34682270 34682270 34682270
10 Qingjian Group Co., Ltd. 32121818 32121818 3156710
11 other 12 corporate shareholders 166040382 55 million
12 145 natural person shareholders 24065916 24065916-
Including: 7 directors, supervisors and senior managers, 1 3100301 3100301-
20763589 – 110 shareholders holding 50000 or more employee shares in total 2
28 other natural person shareholders 202026-
Total 163128859 334120308
Note:
1. In addition to complying with the company law of the people’s Republic of China and the securities law of the people’s Republic of China, China Securities Regulatory Commission
In addition to the laws and regulations issued by the Commission, Shenzhen Stock Exchange and China Securities Depository and Clearing Co., Ltd., the directors and supervisors of the bank
I. The senior management will continue to fulfill the following commitments after the share restriction is lifted: through centralized bidding and bulk trading every year
The number of shares issued before the listing of this bank’s A-Shares transferred by means of trading, agreement transfer, etc. shall not exceed 15% of the total number of shares held by them, and the total number of shares transferred within 5 years shall not exceed 50% of the total number of shares held by them.
2. According to the provisions of the notice on regulating employee stock ownership in financial enterprises (CAI Jin [2010] No. 97), the
Individuals with more than 50000 employee shares of the Department will continue to fulfill the following commitments after the restrictions on shares are lifted: the shares that can be sold every year
The issued shares before the listing of A-Shares shall not exceed 15% of the total number of shares held by the bank, and the shares transferred within 5 years
The total number of shares shall not exceed 50% of the total number of shares held by them.
3. The above table is the data after the market is closed on January 6, 2022.
4、 Statement of changes in share capital structure
Unit: shares
Change or increase of the project before the lifting of the ban (+, -) after the lifting of the ban
1、 Shares with limited sales conditions 2141602419 – 163128859 510313560
2、 Shares with unlimited sales conditions 2368087581 + 163128859 3999376440
RMB common shares 605052601 + 163128859 2236341460
Overseas listed foreign shares
