Securities code: 600030 securities abbreviation: Citic Securities Company Limited(600030) Announcement No.: pro 2022-004 Citic Securities Company Limited(600030)
Announcement on issuance of A-share allotment
Co sponsor Tianfeng Securities Co.Ltd(601162)
(co lead underwriter): China Post Securities Co., Ltd
Co lead underwriter: China Galaxy Securities Co.Ltd(601881)
China Industrial Securities Co.Ltd(601377)
Everbright Securities Company Limited(601788)
Ping An Securities Co., Ltd
China Merchants Securities Co.Ltd(600999)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. Important tips
1. The share allotment plan of Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) ", "issuer" or "company") was deliberated and adopted at the 20th meeting of the seventh board of directors held on February 26, 2021, and at the 2020 annual general meeting of shareholders held on June 29, 2021, the first A-share shareholders\' meeting in 2021 and the first H-share shareholders\' meeting in 2021. According to the authorization of the general meeting of shareholders, the company held the 26th meeting of the 7th board of directors on August 9, 2021, and further authorized the company's management to handle matters related to the share allotment. The application for A-share allotment has been examined and approved by the 122nd meeting of the issuance examination committee of the 18th session of China Securities Regulatory Commission (hereinafter referred to as "CSRC") in 2021, and has been approved by the official reply on approving Citic Securities Company Limited(600030) allotment of shares (zjxk [2021] No. 3729) of CSRC.
2. This A-share allotment is based on the total A-share capital of 10648448329 shares of the company after the closing of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") on the equity registration date of January 18, 2022 (t day). It is allotted to all A-share shareholders at the proportion of 1.5 shares per 10 shares. The total number of A-share shares that can be allotted is 1597267249 shares, all of which are tradable shares with unlimited conditions. The A-share allotment is issued by means of online pricing, with the allotment code of "700030", and the allotment is referred to as "CITIC allotment", which is jointly sponsored by the joint sponsor (joint lead underwriter) Tianfeng Securities Co.Ltd(601162) (hereinafter referred to as " Tianfeng Securities Co.Ltd(601162) "), the joint sponsor (joint lead underwriter) China Post Securities Co., Ltd. (hereinafter referred to as "China Post securities") Co lead underwriters China Galaxy Securities Co.Ltd(601881) (hereinafter referred to as "Galaxy Securities"), China Industrial Securities Co.Ltd(601377) (hereinafter referred to as " China Industrial Securities Co.Ltd(601377) "), Everbright Securities Company Limited(601788) (hereinafter referred to as " Everbright Securities Company Limited(601788) "), Ping An Securities Co., Ltd. (hereinafter referred to as "Ping An Securities") China Merchants Securities Co.Ltd(600999) (hereinafter referred to as " China Merchants Securities Co.Ltd(600999) ") ( Tianfeng Securities Co.Ltd(601162) , China Post securities, Galaxy Securities, China Industrial Securities Co.Ltd(601377) , Everbright Securities Company Limited(601788) , Ping An Securities and China Merchants Securities Co.Ltd(600999) hereinafter collectively referred to as "joint lead underwriters") are responsible for organizing the implementation through the trading system of Shanghai stock exchange.
Citic Securities Company Limited(600030) the total amount of funds raised in this allotment shall not exceed RMB 28 billion, of which the total amount of funds raised in A-share allotment shall not exceed RMB 23.065 billion and the total amount of funds raised in H-share allotment shall not exceed RMB 4.935 billion.
Citic Securities Company Limited(600030) the total share capital of the existing A-Shares is 10648448329 shares, all of which have the right to participate in the issuance of a shares.
The issuer is the subject company of the interconnection between the mainland and Hong Kong stock markets and needs to arrange the allotment of shares to Hong Kong investors through the transaction interconnection mechanism between the mainland and Hong Kong stock markets. There may be differences in the treatment of fractional shares between the mainland and Hong Kong. Investors are reminded to pay attention.
3. The allotment price is 14.43 yuan / share, the allotment code is "700030", and the allotment is referred to as "CITIC allotment".
4. This A-share allotment was placed to all A-share shareholders of the company registered in China Securities Depository and Clearing Co., Ltd. Shanghai branch after the closing of the Shanghai Stock Exchange as of January 18, 2022 (t day). China CITIC Co., Ltd., the largest shareholder of the company, has promised to fully subscribe for the allotted shares determined according to the company's allotment plan in cash according to the number of shares held by the company after the closing of the market on the registration date of this allotment. 5. The results of this offering will be published in Shanghai Securities Journal, China Securities Journal, securities times and the website of Shanghai Stock Exchange on January 27, 2022 (T + 7)（ http://www.sse.com.cn. ）Make an announcement on the Internet.
6. If the consignment period expires and the number of shares subscribed by the original A-share shareholders does not reach 70% of the number of A-share proposed to be allotted, the issuance of A-share allotment fails. If the issuance of A-share allotment fails, according to the provisions of the securities trading business department designated by the shareholder, if there is interest on frozen funds, it will be returned to the subscribed shareholders after deducting interest income tax (if any) according to the amount of allotment payment plus the interest on bank deposits in the same period.
7. According to the relevant provisions of Shanghai Stock Exchange, the payment period of this A-share allotment and the online clearing date, i.e. from January 19, 2022 (T + 1) to January 26, 2022 (T + 6), the trading of Citic Securities Company Limited(600030) A shares will be stopped.
8. This issuance announcement only explains the matters related to the issuer's A-share allotment to all shareholders, and does not constitute any investment suggestions for the A-share allotment. Before making the decision of subscription and allotment, shareholders should carefully read the summary of Citic Securities Company Limited(600030) A-share allotment instructions published in Shanghai Securities Journal, China Securities Journal and securities times on January 14, 2022 (T-2) and on the website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）The full text of Citic Securities Company Limited(600030) a share allotment instructions and other relevant materials.
9. This allotment of shares of the company is A-share and H-share allotment, and the application for H-share allotment has also been approved by China Securities Regulatory Commission in document zjxk [2021] No. 3714. The issuance announcement of A-share allotment and H-share allotment shall be published simultaneously. After the issuance announcement is published, the allotment and issuance schedule of A-Shares and H shares shall be implemented in accordance with the laws and regulations of domestic and foreign securities markets.
For other matters related to this offering, the issuer and the joint lead underwriters will make timely announcements on the above media as necessary. Please pay attention to them.
interpretation
Unless otherwise specified, the following abbreviations have the following meanings in this announcement:
Issuer, Citic Securities Company Limited(600030) , company means Citic Securities Company Limited(600030)
CSRC refers to the China Securities Regulatory Commission
Shanghai stock exchange refers to Shanghai Stock Exchange
China Clearing Shanghai Branch / Registrar refers to the joint sponsor of China Securities Depository and Clearing Co., Ltd. Shanghai Branch (joint lead underwriter refers to Tianfeng Securities Co.Ltd(601162) and China Post Securities Co., Ltd.)
Tianfeng Securities Co.Ltd(601162) , China Post Securities Co., Ltd. and joint lead underwriters refer to China Galaxy Securities Co.Ltd(601881) , China Industrial Securities Co.Ltd(601377) Co., Ltd., Everbright Securities Company Limited(601788) , Ping An Securities Co., Ltd. and China Merchants Securities Co.Ltd(600999)
This A-share allotment refers to the issuer's allotment of shares to all A-share shareholders in the proportion of 10:1.5 in accordance with the Citic Securities Company Limited(600030) A-share allotment instructions
The RMB common stock index refers to the shares whose face value is indicated in RMB and which are only traded in RMB by domestic investors
Equity registration date (t date) refers to January 18, 2022
All A-share shareholders refer to all A-share shareholders registered in China Clearing Shanghai branch after the closing of Shanghai Stock Exchange on the equity registration date
Stock exchange of Hong Kong means the stock exchange of Hong Kong Limited
When shareholders subscribe for allotment shares, the part that can be subscribed for less than 1 share shall be handled according to the principle of accurate algorithm.
That is, first calculate the integer part of the number of shares that can be subscribed according to the placing proportion and the number of shares in each account. For the part that calculates the number of shares that is less than 1 (the mantissa retains three decimal places), carry all accounts in the order of mantissa from large to small (if the mantissa is the same, it will be sorted randomly), Until the total number of distributable shares obtained in each account is consistent with the total number of distributable shares
Yuan means RMB yuan
Day refers to working day / normal trading day (excluding legal holidays)
1、 Basic information of this A-share allotment
1. Type of A-share Allotment: RMB common shares (A shares).
2. Par value per share: 1.00 yuan.
3. Proportion and quantity of A-share Allotment: This A-share allotment is based on the total number of 10648448329 A-share capital of the company after the closing of Shanghai Stock Exchange on January 18, 2022 (t day), and is allotted to all A-share shareholders at the proportion of 1.5 shares per 10 shares. The total number of A-share shares that can be allotted is 1597267249, all of which are tradable shares with unlimited conditions.
Citic Securities Company Limited(600030) the total share capital of the existing A-Shares is 10648448329 shares, all of which have the right to participate in the issuance of a shares.
4. Commitment of major shareholders to subscribe for this Allotment: China CITIC Co., Ltd., the largest shareholder of the company, has promised to fully subscribe for the allotable shares determined according to the company's allotment plan in cash according to the number of shares held by the company after the closing of the market on the registration date of this allotment.
5. Use and investment direction of raised funds: the total amount of funds raised in this allotment shall not exceed RMB 28 billion, of which the total amount of funds raised in A-share allotment shall not exceed RMB 23.065 billion and the total amount of funds raised in H-share allotment shall not exceed RMB 4.935 billion. The net amount of funds raised after deducting the issuance expenses from the total amount of funds raised in this allotment is intended to be used to develop capital intermediary business, increase investment in subsidiaries, strengthen the construction of information system and supplement other working funds.
The investment projects and specific amounts of the funds raised by the allotment are as follows:
No. proposed investment amount of raised funds investment project
1. The development of capital intermediary business shall not exceed 19 billion yuan
2. The increased investment in subsidiaries shall not exceed 5 billion yuan
3. Strengthen the construction of information system, no more than 3 billion yuan
4. Supplementary other working capital shall not exceed 1 billion yuan
Total no more than 28 billion yuan
6. Allotment price: the allotment price is 14.43 yuan / share, A-share allotment code is "700030", and A-share allotment is referred to as "CITIC allotment".
7. A-share allotment object: the A-share allotment object is all A-share shareholders of the company registered in China Clearing Shanghai branch after the closing of the stock market on the equity registration date.
8. A-share allotment issuance: online pricing issuance is adopted through the trading system of Shanghai Stock Exchange.
9. Underwriting method of A-share Allotment: selling on a commission basis.
10. Main dates and suspension arrangements for this A-share Allotment:
Trading day date allotment and suspension
On T-2, the prospectus and abstract of A-share allotment and A-share were published on January 14, 2022
Share allotment issuance announcement and online roadshow announcement
T-1 normal transaction of online roadshow on January 17, 2022
T date: January 2022
